------------------------------------------------------------------------------------------------------------------------------------
AFFILIATED
SECURITY PRINCIPAL PURCHASE SHARES/
FUND NAME DESCRIPTION TRADE DATE UNDERWRITER EXECUTING BROKER PRICE PAR AMOUNT
------------------------------------------------------------------------------------------------------------------------------------
American Campus
Small Company Value Communities 05/05/09 Wachovia ▇▇▇▇▇▇▇ ▇▇▇▇▇ $21.25 19,610
------------------------------------------------------------------------------------------------------------------------------------
Small Company Growth Steel Dynamics 06/03/09 Wachovia ▇▇▇▇▇▇▇ ▇▇▇▇▇ $13.50 199,580
------------------------------------------------------------------------------------------------------------------------------------
Strategic Small LaSalle Hotel
Cap Value Properties 06/10/09 Wachovia ▇▇▇▇▇▇▇ ▇▇▇▇▇ $14.75 3,550
------------------------------------------------------------------------------------------------------------------------------------
▇▇▇▇▇▇ ▇▇▇▇▇▇▇
▇▇▇▇▇ Fargo ▇▇▇▇ ▇▇▇▇▇▇ &
Small Company Growth Emdeon, Inc. 08/11/09 Securities, LLC ▇▇▇▇▇▇▇▇ & Company, Inc. $15.50 97,960
------------------------------------------------------------------------------------------------------------------------------------
Strategic Small ▇▇▇▇▇ Fargo
Cap Value U-Store-It 08/13/09 Securities, LLC ▇▇▇▇▇▇▇ ▇▇▇▇▇ $ 5.25 16,950
------------------------------------------------------------------------------------------------------------------------------------
Talecris ▇▇▇▇▇ Fargo ▇▇▇▇▇▇ ▇▇▇▇▇▇▇
Small Company Growth Biotherape 09/30/09 Securities, LLC ▇▇▇▇ ▇▇▇▇▇▇ $19.00 94,180
------------------------------------------------------------------------------------------------------------------------------------
Talecris ▇▇▇▇▇ Fargo ▇▇▇▇▇▇ ▇▇▇▇▇▇▇
Small Company Value Biotherape 09/30/09 Securities, LLC ▇▇▇▇ ▇▇▇▇▇▇ $19.00 94,180
------------------------------------------------------------------------------------------------------------------------------------
Verisk ▇▇▇▇▇ Fargo Merrill ▇▇▇▇▇,
Small Company Growth Analytics, Inc. 10/06/09 Securities, LLC Fox Pitt $22.00 48,850
------------------------------------------------------------------------------------------------------------------------------------
▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇ Sachs
Small Company Growth Success Factors 10/20/09 Securities, LLC & Company $15.50 29,490
------------------------------------------------------------------------------------------------------------------------------------
▇▇▇▇ Food ▇▇▇▇▇ Fargo ▇▇▇▇▇▇▇ ▇▇▇▇▇
Small Company Growth Company 10/22/09 Securities, LLC & Company $12.50 177,060
------------------------------------------------------------------------------------------------------------------------------------
Symetra ▇▇▇▇▇ Fargo
Small Company Growth Financial 01/21/10 Securities, LLC ▇▇▇▇▇▇▇ ▇▇▇▇▇ $12.00 150,000
------------------------------------------------------------------------------------------------------------------------------------
Concho ▇▇▇▇▇ Fargo
Small Company Growth Resources Inc. 01/26/10 Securities, LLC ▇▇▇▇▇▇▇ ▇▇▇▇▇ $42.75 15,000
------------------------------------------------------------------------------------------------------------------------------------
Hartford ▇▇▇▇▇ Fargo
Equity Income Portfolio Insurance Group 03/18/10 Securities, LLC ▇▇▇▇▇▇▇ ▇▇▇▇▇ $27.75 21,800
------------------------------------------------------------------------------------------------------------------------------------
SS & C Technology ▇▇▇▇▇ Fargo
Small Company Growth Holdings, Inc. 03/30/10 Securities, LLC ▇.▇. ▇▇▇▇▇▇ $15.00 50,000
------------------------------------------------------------------------------------------------------------------------------------
