ATTACHMENT I.
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Permitted Sub-Licensees of_____________________
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This Attachment I is meant to supplement and not to supersede the prior
Attachment I.
IN WITNESS WHEREOF, authorized officers of the parties have signed this
Agreement with the intent to be bound thereby.
_____________________________ (Licensee) The Nasdaq Stock Market, Inc.
(Nasdaq)
By: _______________________________ By ______________________________
Name: _______________________________ Name: Xxxx X. Xxxxxx
___________________________
Title: _______________________________ Title Senior Vice President
___________________________
Authorized Officer
Date: _______________________________ Date: ___________________________
ATTACHMENT III.
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Nasdaq Index Sub-License Agreement
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THIS AGREEMENT, is made by and between Barclays Global Investors, N.A.
("Licensee"), whose principal offices are located at 00 Xxxxxxx Xxxxxx, Xxx
Xxxxxxxxx, Xxxxxxxxxx, 00000 which is a Licensee of The Nasdaq Stock Market,
Inc. (Nasdaq), a Delaware Corporation which is a subsidiary of the National
Association of Securities Dealers, Inc. (NASD) (NASD with its affiliates are
collectively referred to as the Corporations), whose principal offices are
located at 0000 X Xxxxxx, X.X., Xxxxxxxxxx, X.X. 00000 and iShares Trust
(Sub-Licensee), whose principal offices are located at 00 Xxxxxxx Xxxxxx, Xxx
Xxxxxxxxx, Xxxxxxxxxx, 00000
WHEREAS, Nasdaq possesses certain rights in the Nasdaq-100(R) Index
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(Index); and
WHEREAS, Nasdaq possesses certain rights to Nasdaq(R), Nasdaq-100(R), and
Nasdaq-100 Index(R) as trade names, trademarks or service marks (Marks); and
WHEREAS, Nasdaq determines the components of the Index, calculates,
maintains, and disseminates the Index;
WHEREAS, Nasdaq and Licensee have previously entered into a separate
agreement concerning use of the Index and Marks in relating to certain
Derivative Products (License Agreement); and
WHEREAS, Sub-Licensee is either: (1) an affiliate or subsidiary under the
control of Licensee which desires to use the Index as a component of a pricing
or settlement mechanism for the Derivative Products; or (2) a necessary
participant in a Derivative Product (e.g., a corporation Issuing a corporate
bond with the Licensee as underwriter and utilizing the Index as a pricing
component) Issued by Licensee or an authorized Sub-Licensee affiliate or
subsidiary under the control of Licensee; and
WHEREAS, Licensee is legally authorized to shares of the fund, or issue,
enter into, write, sell, purchase and/or renew (Issue, Issuing, or Issuance)
such Derivative Products, and each Derivative Products will be Issued as legally
required under applicable law;
NOW THEREFORE, in consideration of the premises and the mutual covenants
and conditions herein contained, Licensee and Nasdaq, intending to be legally
bound, agree as follows:
Section 1. Scope of Sub-License. Sub-Licensee hereby acknowledges that it
has received, reviewed, and understands the License Agreement entered into
between Licensee and Nasdaq relating to use of the Index and Marks. Except as
noted herein, Sub-Licensee hereby agrees to obligate itself to all the terms,
conditions, and obligations of that License Agreement
as if Sub-Licensee were the Licensee. Sub-Licensee agrees that Nasdaq may
exercise any rights against Sub-Licensee (including, for example, limitation of
liability, indemnification, or audit rights) Nasdaq has against the Licensee to
the same extent as if Sub-Licensee were directly contracting with Nasdaq. Sub-
Licensee agrees it will not assert against Nasdaq any defense, claim, or right
Sub-Licensee may have against Licensee, including those of set-off, abatement,
counter-claim, contribution, or indemnification.
Section 2. No Further Sub-License. All references in the License
Agreement to sub-licenses and sub-licensees, including any right of sub-licensee
to grant further sub-licenses or to permit further sub-licensees are not
applicable to this Sub-Licensee Agreement and are as if deleted from the License
Agreement.
Section 3. Term. The Term of this Sub-License Agreement automatically
terminates, without Notice, if the Term of the License Agreement terminates for
any reason.
Section 4. General Provisions. Sections from 21, through and including,
Section 27 of the License Agreement govern this Sub-License Agreement. All
terms and definitions used in this Sub-License Agreement, unless otherwise
indicated, have the same meanings and definitions as in the License Agreement.
Licensee has no authority to waive, renegotiate, or forgive any provision of the
License Agreement as it applies to Sub-Licensee.
IN WITNESS WHEREOF, the parties hereto have caused this Sub-License
Agreement to be executed by their duly authorized officers.
______________________________________________________
(Licensee)
By: ______________________________________________
Name: ______________________________________________
Title: ______________________________________________
AUTHORIZED OFFICER
Date: ______________________________________________
______________________________________________________
(Sub-Licensee)
By: ________________________________________________
Name: ________________________________________________
Title: ______________________________________________
AUTHORIZED OFFICER
Date: ______________________________________________
