AMENDMENT #17 dated as of November 23, 2010 to the Custody Agreement dated as of May 25, 2006, between PROSHARES TRUST (“ProShares”) and JPMORGAN CHASE BANK, N.A. (“Bank”), as amended from time to time. PROSHARES TRUST PORTFOLIOS THAT ARE PARTIES TO...
Exhibit (g)(1)(d)(i)
AMENDMENT #17 dated as of November 23, 2010 to the
Custody Agreement dated as of May 25, 2006, between PROSHARES TRUST
(“ProShares”) and JPMORGAN CHASE BANK, N.A. (“Bank”), as amended from time to time.
EXHIBIT 1
PROSHARES TRUST PORTFOLIOS
THAT ARE PARTIES TO THIS CUSTODY AGREEMENT
| 1. | ProShares Short S&P500 | |
| 2. | ProShares Short QQQ | |
| 3. | ProShares Short Dow30 | |
| 4. | ProShares Short MidCap400 | |
| 5. | ProShares UltraShort S&P500 | |
| 6. | ProShares UltraShort QQQ | |
| 7. | ProShares UltraShort Dow30 | |
| 8. | ProShares UltraShort MidCap400 | |
| 9. | ProShares Ultra S&P500 | |
| 10. | ProShares Ultra QQQ | |
| 11. | ProShares Ultra Dow30 | |
| 12. | ProShares Ultra MidCap400 | |
| 13. | ProShares Ultra SmallCap600 | |
| 14. | ProShares Ultra Russell2000 | |
| 15. | ProShares Short SmallCap600 | |
| 16. | ProShares Short Russell2000 | |
| 17. | ProShares UltraShort SmallCap600 | |
| 18. | ProShares UltraShort Russell2000 | |
| 19. | ProShares Ultra Basic Materials | |
| 20. | ProShares Ultra Consumer Goods | |
| 21. | ProShares Ultra Consumer Services | |
| 22. | ProShares Ultra Financials | |
| 23. | ProShares Ultra Health Care | |
| 24. | ProShares Ultra Industrials | |
| 25. | ProShares Ultra Oil & Gas | |
| 26. | ProShares Ultra Real Estate | |
| 27. | ProShares Ultra Semiconductors | |
| 28. | ProShares Ultra Technology | |
| 29. | ProShares Ultra Utilities | |
| 30. | ProShares UltraShort Basic Materials | |
| 31. | ProShares UltraShort Consumer Goods | |
| 32. | ProShares UltraShort Consumer Services | |
| 33. | ProShares UltraShort Financials | |
| 34. | ProShares UltraShort Health Care | |
| 35. | ProShares UltraShort Industrials | |
| 36. | ProShares UltraShort Oil & Gas | |
| 37. | ProShares UltraShort Real Estate | |
| 38. | ProShares UltraShort Semiconductors | |
| 39. | ProShares UltraShort Technology | |
| 40. | ProShares UltraShort Utilities | |
| 41. | ProShares Ultra Russell1000 Value | |
| 42. | ProShares Ultra Russell1000 Growth | |
| 43. | ProShares Ultra Xxxxxxx XxxXxx Value | |
| 44. | ProShares Ultra Xxxxxxx MidCap Growth | |
| 45. | ProShares Ultra Russell2000 Value | |
| 46. | ProShares Ultra Russell2000 Growth | |
| 47. | ProShares UltraShort Russell1000 Value | |
| 48. | ProShares UltraShort Russell1000 Growth | |
| 49. | ProShares UltraShort Xxxxxxx XxxXxx Value | |
| 50. | ProShares UltraShort Xxxxxxx MidCap Growth | |
| 51. | ProShares UltraShort Russell2000 Value | |
| 52. | ProShares UltraShort Russell2000 Growth | |
| 53. | ProShares Short MSCI Emerging Markets | |
| 54. | ProShares Short MSCI EAFE | |
| 55. | ProShares UltraShort MSCI Emerging Markets | |
| 56. | ProShares UltraShort MSCI Japan | |
| 57. | ProShares UltraShort MSCI EAFE | |
| 58. | ProShares UltraShort FTSE/Xinhua China 25 | |
| 59. | ProShares UltraShort 7-10 Year Treasury | |
| 60. | ProShares UltraShort 20+ Year Treasury | |
| 61. | ProShares Ultra FTSE/Xinhua China 25 | |
| 62. | ProShares Ultra MSCI Japan | |
| 63. | ProShares Ultra Telecommunications | |
| 64. | ProShares UltraShort Telecommunications | |
| 65. | ProShares Short Financials | |
| 66. | ProShares Short Oil & Gas | |
| 67. | ProShares Ultra MSCI EAFE | |
| 68. | ProShares Ultra MSCI Emerging Markets | |
| 69. | ProShares Ultra Russell3000 | |
| 70. | ProShares UltraShort MSCI Europe | |
| 71. | ProShares UltraShort MSCI Pacific ex-Japan | |
| 72. | ProShares UltraShort MSCI Brazil | |
| 73. | ProShares UltraShort MSCI Mexico Investable Market | |
| 74. | ProShares UltraShort Russell3000 | |
| 75. | ProShares Credit Suisse 130/30 | |
2
| 76. | ProShares UltraPro S&P500 | |
| 77. | ProShares UltraPro Short S&P500 | |
| 78. | ProShares Short 20+ Year Treasury | |
| 79. | ProShares Ultra 7-10 Year Treasury | |
| 80. | ProShares Ultra 20+ Year Treasury | |
| 81. | ProShares UltraPro Dow30 | |
| 82. | ProShares UltraPro MidCap400 | |
| 83. | ProShares UltraPro Russell2000 | |
| 84. | ProShares UltraPro QQQ | |
| 85. | ProShares UltraPro Short Dow30 | |
| 86. | ProShares UltraPro Short MidCap400 | |
| 87. | ProShares UltraPro Short Russell2000 | |
| 88. | ProShares UltraPro Short QQQ | |
| 89. | ProShares Short Basic Materials | |
| 90. | ProShares Short Real Estate | |
| 91. | ProShares Short FTSE/Xinhua China 25 | |
| 92. | ProShares Ultra Nasdaq Biotechnology | |
| 93. | ProShares UltraShort Nasdaq Biotechnology | |
| 94. | ProShares Ultra KBW Regional Banking | |
| 95. | ProShares Short KBW Regional Banking | |
| 96. | ProShares Ultra MSCI Europe | |
| 97. | ProShares Ultra MSCI Pacific ex-Japan | |
| 98. | ProShares Ultra MSCI Brazil | |
| 99. | ProShares Ultra MSCI Mexico Investable Market | |
| 100. | ProShares RAFI Long/Short | |
3
SCHEDULE A
FEE SCHEDULE
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
from
JPMORGAN CHASE BANK, N.A.
| A. | Global Custody Core Service Fees |
| Market Value Fees | Annual Fee | |||
| All domestic assets |
||||
| First $2 billion |
2.50 bp | |||
| Over $2 billion |
1.00 bp | |||
| U.S. Market Transaction Charges | Per Transaction | |||
| DTC non-Xxxxxxx index funds |
$ | 5.00 | ||
| DTC Xxxxxxx index funds |
$ | 3.50 | ||
| Fed Book Entry |
$ | 5.00 | ||
| Physical Transactions |
$ | 12.00 | ||
| Futures/Options |
$ | 12.00 | ||
| Wire Transfers |
$ | 8.00 | ||
| B. | Out-of-Pocket Fees (Custody Only) |
The Trust shall reimburse JPMorgan for all reasonable out-of-pocket expenses incurred on its behalf.
4
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| C. | Global Fee Schedule |
Global Custody Core Service Fees
Asset charges (per annum) and Transaction charges (per security movement). These global custody fees are all the fees contemplated in Section 4.1 of the Global Custody Rider to this agreement.
| Country of Investment |
Holdings (basis points) |
Transactions (U.S. Dollars) |
Country of Investment |
Holdings (basis points) |
Transactions (U.S. Dollars) |
|||||||||||||||
| Argentina |
20.00 | 45.00 | Jordan |
35.00 | 75.00 | |||||||||||||||
| Australia |
2.00 | 20.00 | Korea |
10.00 | 35.00 | |||||||||||||||
| Austria |
2.50 | 35.00 | Malaysia |
8.00 | 35.00 | |||||||||||||||
| Belgium |
2.50 | 25.00 | Mexico |
8.00 | 25.00 | |||||||||||||||
| Brazil |
12.00 | 45.00 | Morocco |
35.00 | 75.00 | |||||||||||||||
| Chile |
20.00 | 45.00 | Netherlands |
2.00 | 20.00 | |||||||||||||||
| China |
20.00 | 45.00 | New Zealand |
3.00 | 35.00 | |||||||||||||||
| Colombia |
25.00 | 75.00 | Xxxxxx |
0.00 | 00.00 | |||||||||||||||
| Xxxxx Xxxxxxxx |
17.00 | 45.00 | Pakistan |
35.00 | 75.00 | |||||||||||||||
| Denmark |
2.00 | 25.00 | Peru |
25.00 | 75.00 | |||||||||||||||
| Egypt |
25.00 | 50.00 | Philippines |
8.00 | 35.00 | |||||||||||||||
| Finland |
2.00 | 25.00 | Poland |
17.00 | 45.00 | |||||||||||||||
| France |
1.75 | 20.00 | Portugal |
4.00 | 35.00 | |||||||||||||||
| Germany |
1.75 | 20.00 | Russia |
17.00 | 45.00 | |||||||||||||||
| Greece |
8.00 | 25.00 | Singapore |
4.00 | 35.00 | |||||||||||||||
| Hong Kong |
3.00 | 35.00 | South Africa |
8.00 | 35.00 | |||||||||||||||
| Hungary |
17.00 | 45.00 | Spain |
2.50 | 35.00 | |||||||||||||||
| India |
10.00 | 45.00 | Sweden |
2.00 | 25.00 | |||||||||||||||
| Indonesia |
8.00 | 35.00 | Switzerland |
2.00 | 20.00 | |||||||||||||||
| Ireland |
2.00 | 35.00 | Taiwan |
15.00 | 45.00 | |||||||||||||||
| Israel |
15.00 | 45.00 | Thailand |
8.00 | 35.00 | |||||||||||||||
| Italy |
2.00 | 20.00 | Turkey |
10.00 | 35.00 | |||||||||||||||
| Japan |
1.25 | 20.00 | United Kingdom |
1.00 | 15.00 | |||||||||||||||
5
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| D. | Agency Services |
JPMorgan shall be entitled to receive transaction fees from Authorized Participants (APs) according to the following schedule.
Fixed fee schedule charged to create or redeem Creation Units regardless of number of units redeemed or created for an order:
| ProShares Ultra S&P500® |
$ | 2,500 | ||
| ProShares Short S&P500® |
$ | 500 | ||
| ProShares UltraShort S&P500® |
$ | 500 | ||
| ProShares Ultra QQQ® |
$ | 500 | ||
| ProShares Short QQQ® |
$ | 500 | ||
| ProShares UltraShort QQQ® |
$ | 500 | ||
| ProShares Ultra Dow30SM |
$ | 500 | ||
| ProShares Short Dow30SM |
$ | 500 | ||
| ProShares UltraShort Dow30SM |
$ | 500 | ||
| ProShares Ultra MidCap400 |
$ | 2,000 | ||
| ProShares Short MidCap400 |
$ | 500 | ||
| ProShares UltraShort MidCap400 |
$ | 500 | ||
| ProShares Ultra Russell2000 |
$ | 3,500 | ||
| ProShares Short Russell2000 |
$ | 500 | ||
| ProShares UltraShort Russell2000 |
$ | 500 | ||
| ProShares Ultra SmallCap600 |
$ | 3,000 | ||
| ProShares Short SmallCap600 |
$ | 500 | ||
| ProShares UltraShort SmallCap600 |
$ | 500 |
6
| ProShares Ultra Russell1000 Value |
$ | 3,055 | ||
| ProShares Short Russell1000 Value |
$ | 500 | ||
| ProShares UltraShort Russell1000 Value |
$ | 500 | ||
| ProShares Ultra Russell1000 Growth |
$ | 3,415 | ||
| ProShares Short Russell1000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell1000 Growth |
$ | 500 | ||
| ProShares Ultra Xxxxxxx XxxXxx Value |
$ | 2,405 | ||
| ProShares Xxxxx Xxxxxxx MidCap Value |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx XxxXxx Value |
$ | 500 | ||
| ProShares Ultra Xxxxxxx MidCap Growth |
$ | 2,695 | ||
| ProShares Xxxxx Xxxxxxx XxxXxx Growth |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx MidCap Growth |
$ | 500 | ||
| ProShares Ultra Russell2000 Value |
$ | 3,500 | ||
| ProShares Short Russell2000 Value |
$ | 500 | ||
| ProShares UltraShort Russell2000 Value |
$ | 500 | ||
| ProShares Ultra Russell2000 Growth |
$ | 3,500 | ||
| ProShares Short Russell2000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell2000 Growth |
$ | 500 | ||
| ProShares Ultra Basic Materials |
$ | 500 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares UltraShort Basic Materials |
$ | 500 | ||
| ProShares Ultra Consumer Goods |
$ | 755 | ||
| ProShares Short Consumer Goods |
$ | 500 | ||
| ProShares UltraShort Consumer Goods |
$ | 500 | ||
| ProShares Ultra Consumer Services |
$ | 1,265 |
7
| ProShares Short Consumer Services |
$ | 500 | ||
| ProShares UltraShort Consumer Services |
$ | 500 | ||
| ProShares Ultra Financials |
$ | 1,555 | ||
| ProShares Short Financials |
$ | 500 | ||
| ProShares UltraShort Financials |
$ | 500 | ||
| ProShares Ultra Health Care |
$ | 800 | ||
| ProShares Short Health Care |
$ | 500 | ||
| ProShares UltraShort Health Care |
$ | 500 | ||
| ProShares Ultra Industrials |
$ | 1,355 | ||
| ProShares Short Industrials |
$ | 500 | ||
| ProShares UltraShort Industrials |
$ | 500 | ||
| ProShares Ultra Oil & Gas |
$ | 500 | ||
| ProShares Short Oil & Gas |
$ | 500 | ||
| ProShares UltraShort Oil & Gas |
$ | 500 | ||
| ProShares Ultra Real Estate |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares UltraShort Real Estate |
$ | 500 | ||
| ProShares Ultra Semiconductors |
$ | 500 | ||
| ProShares Short Semiconductors |
$ | 500 | ||
| ProShares UltraShort Semiconductors |
$ | 500 | ||
| ProShares Ultra Technology |
$ | 1,105 | ||
| ProShares Short Technology |
$ | 500 | ||
| ProShares UltraShort Technology |
$ | 500 | ||
| ProShares Ultra Utilities |
$ | 500 | ||
| ProShares Short Utilities |
$ | 500 |
8
| ProShares UltraShort Utilities |
$ | 500 | ||
| ProShares Short MSCI Emerging Markets |
$ | 500 | ||
| ProShares Short MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort MSCI Emerging Markets |
$ | 500 | ||
| ProShares UltraShort MSCI Japan |
$ | 500 | ||
| ProShares UltraShort MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort FTSE/Xinhua China 25 |
$ | 500 | ||
| ProShares UltraShort 7-10 Year Treasury |
$ | 500 | ||
| ProShares UltraShort 20+ Year Treasury |
$ | 500 | ||
| ProShares Ultra FTSE/Xinhua China 25 |
$ | 500 | * | |
| ProShares Ultra FTSE/Xinhua China 25 |
$ | 875 | *** | |
| ProShares Ultra MSCI Japan |
$ | 500 | * | |
| ProShares Ultra MSCI Japan |
$ | 5,000 | *** | |
| ProShares Ultra Telecommunications |
$ | 500 | ||
| ProShares UltraShort Telecommunications |
$ | 500 | ||
| ProShares Ultra MSCI EAFE |
$ | 500 | * | |
| ProShares Ultra MSCI EAFE |
$ | 1,250 | *** | |
| ProShares Ultra MSCI Emerging Markets |
$ | 500 | * | |
| ProShares Ultra MSCI Emerging Markets |
$ | 1,250 | *** | |
| ProShares UltraShort MSCI Europe |
$ | 500 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depository Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depository Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Custodian is required.
9
| ProShares UltraShort MSCI Pacific ex-Japan |
$ | 500 | ||
| ProShares UltraShort MSCI Brazil |
$ | 500 | ||
| ProShares UltraShort MSCI Mexico Investable Market |
$ | 500 | ||
| ProShares Ultra Russell3000 |
$ | 3,500 | ||
| ProShares UltraShort Russell3000 |
$ | 500 | ||
| ProShares Credit Xxxxxx 000/00 |
$ | 1,875 | ||
| ProShares UltraPro S&P500® |
$ | 1,500 | ||
| ProShares UltraPro Short S&P500® |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 | ||
| ProShares Short 20+ Year Treasury |
$ | 250 | ||
| ProShares Ultra 7-10 Year Treasury |
$ | 250 | ||
| ProShares Ultra 20+ Year Treasury |
$ | 250 | ||
| ProShares UltraPro Dow30 |
$ | 325 | ||
| ProShares UltraPro MidCap400 |
$ | 1,250 | ||
| ProShares UltraPro Russell2000 |
$ | 3,500 | ||
| ProShares UltraPro QQQ |
$ | 500 | ||
| ProShares UltraPro Short Dow30 |
$ | 250 | ||
| ProShares UltraPro Short MidCap400 |
$ | 250 | ||
| ProShares UltraPro Short Russell2000 |
$ | 250 | ||
| ProShares UltraPro Short QQQ |
$ | 250 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares Short FTSE/Xinhua China 25 |
$ | 500 | ||
| ProShares Ultra Nasdaq Biotechnology |
$ | 625 |
10
| ProShares UltraShort Nasdaq Biotechnology |
$ | 500 | ||
| ProShares Ultra KBW Regional Banking |
$ | 500 | ||
| ProShares Short KBW Regional Banking |
$ | 500 | ||
| ProShares Ultra MSCI Europe |
$ | 500 | ** | |
| ProShares Ultra MSCI Pacific ex-Japan |
$ | 500 | ** | |
| ProShares Ultra MSCI Brazil |
$ | 500 | ** | |
| ProShares Ultra MSCI Mexico Investable Market |
$ | 500 | ** | |
| ProShares RAFI Long/Short |
$ | 500 |
Additional Transaction Fees.
An additional charge of up to three (3) times the normal creation redemption fee (for a total charge of up to four (4) times the normal creation redemption fee) will be collected with respect to transactions effected by Authorized Participants outside the Clearing Process.
| PROSHARES TRUST | ||
| /s/ Xxx X. Doberman | ||
| Name: | Xxx X. Doberman | |
| Title: | Secretary | |
| JPMORGAN CHASE BANK, N.A. | ||
| /s/ Xxxxx X. Xxxxx | ||
| Name: | Xxxxx X. Xxxxx | |
| Title: | Executive Director | |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depository Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depository Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Custodian is required
11
Exhibit (g)(1)(d)(ii)
EXHIBIT 1
To Domestic Custody Agreement Between JPMorgan Chase Bank, N.A. (“Bank”)
And Proshares Trust (“Proshares”), dated as of May 25, 2006 (the “Agreement”), as
amended from time to time, and as amended by
AMENDMENT #18 dated as of January 6, 2011 to the
The following are the lists of funds and corresponding fee schedules for which Bank shall provide services in accordance with the Agreement. This Exhibit replaces in its entirety Exhibit 1 and the corresponding fee schedules of the Agreement. Except as amended hereby, all other terms and conditions of the Agreement remain unchanged and the Agreement shall remain in full force and effect.
PROSHARES TRUST PORTFOLIOS
THAT ARE PARTIES TO THIS CUSTODY AGREEMENT
| 1. | ProShares Short S&P500 | |
| 2. | ProShares Short QQQ | |
| 3. | ProShares Short Dow30 | |
| 4. | ProShares Short MidCap400 | |
| 5. | ProShares UltraShort S&P500 | |
| 6. | ProShares UltraShort QQQ | |
| 7. | ProShares UltraShort Dow30 | |
| 8. | ProShares UltraShort MidCap400 | |
| 9. | ProShares Ultra S&P500 | |
| 10. | ProShares Ultra QQQ | |
| 11. | ProShares Ultra Dow30 | |
| 12. | ProShares Ultra MidCap400 | |
| 13. | ProShares Ultra SmallCap600 | |
| 14. | ProShares Ultra Russell2000 | |
| 15. | ProShares Short SmallCap600 | |
| 16. | ProShares Short Russell2000 | |
| 17. | ProShares UltraShort SmallCap600 | |
| 18. | ProShares UltraShort Russell2000 | |
| 19. | ProShares Ultra Basic Materials | |
| 20. | ProShares Ultra Consumer Goods | |
| 21. | ProShares Ultra Consumer Services | |
| 22. | ProShares Ultra Financials | |
| 23. | ProShares Ultra Health Care | |
| 24. | ProShares Ultra Industrials | |
| 25. | ProShares Ultra Oil & Gas | |
| 26. | ProShares Ultra Real Estate | |
| 27. | ProShares Ultra Semiconductors | |
| 28. | ProShares Ultra Technology | |
| 29. | ProShares Ultra Utilities | |
| 30. | ProShares UltraShort Basic Materials | |
| 31. | ProShares UltraShort Consumer Goods | |
| 32. | ProShares UltraShort Consumer Services | |
| 33. | ProShares UltraShort Financials | |
| 34. | ProShares UltraShort Health Care | |
| 35. | ProShares UltraShort Industrials | |
| 36. | ProShares UltraShort Oil & Gas | |
| 37. | ProShares UltraShort Real Estate | |
| 38. | ProShares UltraShort Semiconductors | |
| 39. | ProShares UltraShort Technology | |
| 40. | ProShares UltraShort Utilities | |
| 41. | ProShares Ultra Russell1000 Value | |
| 42. | ProShares Ultra Russell1000 Growth | |
| 43. | ProShares Ultra Xxxxxxx XxxXxx Value | |
| 44. | ProShares Ultra Xxxxxxx MidCap Growth | |
| 45. | ProShares Ultra Russell2000 Value | |
| 46. | ProShares Ultra Russell2000 Growth | |
| 47. | ProShares UltraShort Russell1000 Value | |
| 48. | ProShares UltraShort Russell1000 Growth | |
| 49. | ProShares UltraShort Xxxxxxx XxxXxx Value | |
| 50. | ProShares UltraShort Xxxxxxx MidCap Growth | |
| 51. | ProShares UltraShort Russell2000 Value | |
| 52. | ProShares UltraShort Russell2000 Growth | |
| 53. | ProShares Short MSCI Emerging Markets | |
| 54. | ProShares Short MSCI EAFE | |
| 55. | ProShares UltraShort MSCI Emerging Markets | |
| 56. | ProShares UltraShort MSCI Japan | |
| 57. | ProShares UltraShort MSCI EAFE | |
| 58. | ProShares UltraShort FTSE China 25 | |
| 59. | ProShares UltraShort 7-10 Year Treasury | |
| 60. | ProShares UltraShort 20+ Year Treasury | |
| 61. | ProShares Ultra FTSE China 25 | |
| 62. | ProShares Ultra MSCI Japan | |
| 63. | ProShares Ultra Telecommunications | |
| 64. | ProShares UltraShort Telecommunications | |
| 65. | ProShares Short Financials | |
| 66. | ProShares Short Oil & Gas | |
2
| 67. | ProShares Ultra MSCI EAFE | |
| 68. | ProShares Ultra MSCI Emerging Markets | |
| 69. | ProShares Ultra Russell3000 | |
| 70. | ProShares UltraShort MSCI Europe | |
| 71. | ProShares UltraShort MSCI Pacific ex-Japan | |
| 72. | ProShares UltraShort MSCI Brazil | |
| 73. | ProShares UltraShort MSCI Mexico Investable Market | |
| 74. | ProShares UltraShort Russell3000 | |
| 75. | ProShares Credit Suisse 130/30 | |
| 76. | ProShares UltraPro S&P500 | |
| 77. | ProShares UltraPro Short S&P500 | |
| 78. | ProShares Short 20+ Year Treasury | |
| 79. | ProShares Ultra 7-10 Year Treasury | |
| 80. | ProShares Ultra 20+ Year Treasury | |
| 81. | ProShares UltraPro Dow30 | |
| 82. | ProShares UltraPro MidCap400 | |
| 83. | ProShares UltraPro Russell2000 | |
| 84. | ProShares UltraPro QQQ | |
| 85. | ProShares UltraPro Short Dow30 | |
| 86. | ProShares UltraPro Short MidCap400 | |
| 87. | ProShares UltraPro Short Russell2000 | |
| 88. | ProShares UltraPro Short QQQ | |
| 89. | ProShares Short Basic Materials | |
| 90. | ProShares Short Real Estate | |
| 91. | ProShares Short FTSE China 25 | |
| 92. | ProShares Ultra Nasdaq Biotechnology | |
| 93. | ProShares UltraShort Nasdaq Biotechnology | |
| 94. | ProShares Ultra KBW Regional Banking | |
| 95. | ProShares Short KBW Regional Banking | |
| 96. | ProShares Ultra MSCI Europe | |
| 97. | ProShares Ultra MSCI Pacific ex-Japan | |
| 98. | ProShares Ultra MSCI Brazil | |
| 99. | ProShares Ultra MSCI Mexico Investable Market | |
| 100. | ProShares RAFI Long/Short | |
| 101. | ProShares Hedge Replication ETF | |
| 102. | ProShares Ultra TIPS | |
| 103. | ProShares UltraShort TIPS | |
3
SCHEDULE A
FEE SCHEDULE
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
from
JPMORGAN CHASE BANK, N.A.
| A. | Global Custody Core Service Fees |
| Market Value Fees | Annual Fee | |||
| All domestic assets |
||||
| First $2 billion |
2.50 bp | |||
| Over $2 billion |
1.00 bp | |||
| U.S. Market Transaction Charges | Per Transaction | |||
| DTC non-Xxxxxxx index funds |
$ | 5.00 | ||
| DTC Xxxxxxx index funds |
$ | 3.50 | ||
| Fed Book Entry |
$ | 5.00 | ||
| Physical Transactions |
$ | 12.00 | ||
| Futures/Options |
$ | 12.00 | ||
| Wire Transfers |
$ | 8.00 | ||
| B. | Out-of-Pocket Fees (Custody Only) |
The Trust shall reimburse JPMorgan for all reasonable out-of-pocket expenses incurred on its behalf.
4
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| C. | Global Fee Schedule |
Global Custody Core Service Fees
Asset charges (per annum) and Transaction charges (per security movement). These global custody fees are all the fees contemplated in Section 4.1 of the Global Custody Rider to this agreement.
| Country of Investment |
Holdings (basis points) |
Transactions (U.S. Dollars) |
Country of Investment |
Holdings (basis points) |
Transactions (U.S. Dollars) |
|||||||||||||||
| Argentina |
20.00 | 45.00 | Jordan |
35.00 | 75.00 | |||||||||||||||
| Australia |
2.00 | 20.00 | Korea |
10.00 | 35.00 | |||||||||||||||
| Austria |
2.50 | 35.00 | Malaysia |
8.00 | 35.00 | |||||||||||||||
| Belgium |
2.50 | 25.00 | Mexico |
8.00 | 25.00 | |||||||||||||||
| Brazil |
12.00 | 45.00 | Morocco |
35.00 | 75.00 | |||||||||||||||
| Chile |
20.00 | 45.00 | Netherlands |
2.00 | 20.00 | |||||||||||||||
| China |
20.00 | 45.00 | New Zealand |
3.00 | 35.00 | |||||||||||||||
| Colombia |
25.00 | 75.00 | Xxxxxx |
0.00 | 00.00 | |||||||||||||||
| Xxxxx Xxxxxxxx |
17.00 | 45.00 | Pakistan |
35.00 | 75.00 | |||||||||||||||
| Denmark |
2.00 | 25.00 | Peru |
25.00 | 75.00 | |||||||||||||||
| Egypt |
25.00 | 50.00 | Philippines |
8.00 | 35.00 | |||||||||||||||
| Finland |
2.00 | 25.00 | Poland |
17.00 | 45.00 | |||||||||||||||
| France |
1.75 | 20.00 | Portugal |
4.00 | 35.00 | |||||||||||||||
| Germany |
1.75 | 20.00 | Russia |
17.00 | 45.00 | |||||||||||||||
| Greece |
8.00 | 25.00 | Singapore |
4.00 | 35.00 | |||||||||||||||
| Hong Kong |
3.00 | 35.00 | South Africa |
8.00 | 35.00 | |||||||||||||||
| Hungary |
17.00 | 45.00 | Spain |
2.50 | 35.00 | |||||||||||||||
| India |
10.00 | 45.00 | Sweden |
2.00 | 25.00 | |||||||||||||||
| Indonesia |
8.00 | 35.00 | Switzerland |
2.00 | 20.00 | |||||||||||||||
| Ireland |
2.00 | 35.00 | Taiwan |
15.00 | 45.00 | |||||||||||||||
| Israel |
15.00 | 45.00 | Thailand |
8.00 | 35.00 | |||||||||||||||
| Italy |
2.00 | 20.00 | Turkey |
10.00 | 35.00 | |||||||||||||||
| Japan |
1.25 | 20.00 | United Kingdom |
1.00 | 15.00 | |||||||||||||||
5
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| D. | Agency Services |
JPMorgan shall be entitled to receive transaction fees from Authorized Participants (APs) according to the following schedule.
Fixed fee schedule charged to create or redeem Creation Units regardless of number of units redeemed or created for an order:
| ProShares Ultra S&P500® |
$ | 2,500 | ||
| ProShares Short S&P500® |
$ | 500 | ||
| ProShares UltraShort S&P500® |
$ | 500 | ||
| ProShares Ultra QQQ® |
$ | 500 | ||
| ProShares Short QQQ® |
$ | 500 | ||
| ProShares UltraShort QQQ® |
$ | 500 | ||
| ProShares Ultra Dow30SM |
$ | 500 | ||
| ProShares Short Dow30SM |
$ | 500 | ||
| ProShares UltraShort Dow30SM |
$ | 500 | ||
| ProShares Ultra MidCap400 |
$ | 2,000 | ||
| ProShares Short MidCap400 |
$ | 500 | ||
| ProShares UltraShort MidCap400 |
$ | 500 | ||
| ProShares Ultra Russell2000 |
$ | 3,500 | ||
| ProShares Short Russell2000 |
$ | 500 | ||
| ProShares UltraShort Russell2000 |
$ | 500 | ||
| ProShares Ultra SmallCap600 |
$ | 3,000 | ||
| ProShares Short SmallCap600 |
$ | 500 | ||
| ProShares UltraShort SmallCap600 |
$ | 500 |
6
| ProShares Ultra Russell1000 Value |
$ | 3,055 | ||
| ProShares Short Russell1000 Value |
$ | 500 | ||
| ProShares UltraShort Russell1000 Value |
$ | 500 | ||
| ProShares Ultra Russell1000 Growth |
$ | 3,415 | ||
| ProShares Short Russell1000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell1000 Growth |
$ | 500 | ||
| ProShares Ultra Xxxxxxx XxxXxx Value |
$ | 2,405 | ||
| ProShares Xxxxx Xxxxxxx MidCap Value |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx XxxXxx Value |
$ | 500 | ||
| ProShares Ultra Xxxxxxx MidCap Growth |
$ | 2,695 | ||
| ProShares Xxxxx Xxxxxxx XxxXxx Growth |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx MidCap Growth |
$ | 500 | ||
| ProShares Ultra Russell2000 Value |
$ | 3,500 | ||
| ProShares Short Russell2000 Value |
$ | 500 | ||
| ProShares UltraShort Russell2000 Value |
$ | 500 | ||
| ProShares Ultra Russell2000 Growth |
$ | 3,500 | ||
| ProShares Short Russell2000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell2000 Growth |
$ | 500 | ||
| ProShares Ultra Basic Materials |
$ | 500 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares UltraShort Basic Materials |
$ | 500 | ||
| ProShares Ultra Consumer Goods |
$ | 755 | ||
| ProShares Short Consumer Goods |
$ | 500 | ||
| ProShares UltraShort Consumer Goods |
$ | 500 | ||
| ProShares Ultra Consumer Services |
$ | 1,265 |
7
| ProShares Short Consumer Services |
$ | 500 | ||
| ProShares UltraShort Consumer Services |
$ | 500 | ||
| ProShares Ultra Financials |
$ | 1,555 | ||
| ProShares Short Financials |
$ | 500 | ||
| ProShares UltraShort Financials |
$ | 500 | ||
| ProShares Ultra Health Care |
$ | 800 | ||
| ProShares Short Health Care |
$ | 500 | ||
| ProShares UltraShort Health Care |
$ | 500 | ||
| ProShares Ultra Industrials |
$ | 1,355 | ||
| ProShares Short Industrials |
$ | 500 | ||
| ProShares UltraShort Industrials |
$ | 500 | ||
| ProShares Ultra Oil & Gas |
$ | 500 | ||
| ProShares Short Oil & Gas |
$ | 500 | ||
| ProShares UltraShort Oil & Gas |
$ | 500 | ||
| ProShares Ultra Real Estate |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares UltraShort Real Estate |
$ | 500 | ||
| ProShares Ultra Semiconductors |
$ | 500 | ||
| ProShares Short Semiconductors |
$ | 500 | ||
| ProShares UltraShort Semiconductors |
$ | 500 | ||
| ProShares Ultra Technology |
$ | 1,105 | ||
| ProShares Short Technology |
$ | 500 | ||
| ProShares UltraShort Technology |
$ | 500 | ||
| ProShares Ultra Utilities |
$ | 500 | ||
| ProShares Short Utilities |
$ | 500 |
8
| ProShares UltraShort Utilities |
$ | 500 | ||
| ProShares Short MSCI Emerging Markets |
$ | 500 | ||
| ProShares Short MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort MSCI Emerging Markets |
$ | 500 | ||
| ProShares UltraShort MSCI Japan |
$ | 500 | ||
| ProShares UltraShort MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort FTSE China 25 |
$ | 500 | ||
| ProShares UltraShort 7-10 Year Treasury |
$ | 500 | ||
| ProShares UltraShort 20+ Year Treasury |
$ | 500 | ||
| ProShares Ultra FTSE China 25 |
$ | 500 | * | |
| ProShares Ultra FTSE China 25 |
$ | 875 | *** | |
| ProShares Ultra MSCI Japan |
$ | 500 | * | |
| ProShares Ultra MSCI Japan |
$ | 5,000 | *** | |
| ProShares Ultra Telecommunications |
$ | 500 | ||
| ProShares UltraShort Telecommunications |
$ | 500 | ||
| ProShares Ultra MSCI EAFE |
$ | 500 | * | |
| ProShares Ultra MSCI EAFE |
$ | 1,250 | *** | |
| ProShares Ultra MSCI Emerging Markets |
$ | 500 | * | |
| ProShares Ultra MSCI Emerging Markets |
$ | 1,250 | *** | |
| ProShares UltraShort MSCI Europe |
$ | 500 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required.
9
| ProShares UltraShort MSCI Pacific ex-Japan |
$ | 500 | ||
| ProShares UltraShort MSCI Brazil |
$ | 500 | ||
| ProShares UltraShort MSCI Mexico Investable Market |
$ | 500 | ||
| ProShares Ultra Russell3000 |
$ | 3,500 | ||
| ProShares UltraShort Russell3000 |
$ | 500 | ||
| ProShares Credit Xxxxxx 000/00 |
$ | 1,875 | ||
| ProShares UltraPro S&P500® |
$ | 1,500 | ||
| ProShares UltraPro Short S&P500® |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 | ||
| ProShares Short 20+ Year Treasury |
$ | 250 | ||
| ProShares Ultra 7-10 Year Treasury |
$ | 250 | ||
| ProShares Ultra 20+ Year Treasury |
$ | 250 | ||
| ProShares UltraPro Dow30 |
$ | 325 | ||
| ProShares UltraPro MidCap400 |
$ | 1,250 | ||
| ProShares UltraPro Russell2000 |
$ | 3,500 | ||
| ProShares UltraPro QQQ |
$ | 500 | ||
| ProShares UltraPro Short Dow30 |
$ | 250 | ||
| ProShares UltraPro Short MidCap400 |
$ | 250 | ||
| ProShares UltraPro Short Russell2000 |
$ | 250 | ||
| ProShares UltraPro Short QQQ |
$ | 250 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares Short FTSE China 25 |
$ | 500 | ||
| ProShares Ultra Nasdaq Biotechnology |
$ | 625 |
10
| ProShares UltraShort Nasdaq Biotechnology |
$ | 500 | ||
| ProShares Ultra KBW Regional Banking |
$ | 500 | ||
| ProShares Short KBW Regional Banking |
$ | 500 | ||
| ProShares Ultra MSCI Europe |
$ | 500 | ** | |
| ProShares Ultra MSCI Pacific ex-Japan |
$ | 500 | ** | |
| ProShares Ultra MSCI Brazil |
$ | 500 | ** | |
| ProShares Ultra MSCI Mexico Investable Market |
$ | 500 | ** | |
| ProShares RAFI Long/Short |
$ | 500 | ||
| ProShares Hedge Replication ETF |
$ | 500 | * | |
| ProShares Ultra TIPS |
$ | 250 | ||
| ProShares UltraShort TIPS |
$ | 250 |
Additional Transaction Fees.
An additional charge of up to three (3) times the normal creation redemption fee (for a total charge of up to four (4) times the normal creation redemption fee) will be collected with respect to transactions effected by Authorized Participants outside the Clearing Process.
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required
11
| PROSHARES TRUST |
| /s/ Xxxxx X. Xxxxxxx |
| Name: Xxxxx X. Xxxxxxx |
| Title: President |
| JPMORGAN CHASE BANK, N.A. |
| /s/ Xxxxx X. Xxxxx |
| Name: Xxxxx X. Xxxxx |
| Title: Executive Director |
12
Exhibit (g)(1)(d)(iii)
EXHIBIT 1
To Domestic Custody Agreement Between JPMorgan Chase Bank, N.A. (“Bank”)
And Proshares Trust (“Proshares”), dated as of May 25, 2006 (the “Agreement”), as
amended from time to time, and as amended by
AMENDMENT #19 dated as of March 14, 2011 to the
The following are the lists of funds and corresponding fee schedules for which Bank shall provide services in accordance with the Agreement. This Exhibit replaces in its entirety Exhibit 1 and the corresponding fee schedules of the Agreement. Except as amended hereby, all other terms and conditions of the Agreement remain unchanged and the Agreement shall remain in full force and effect.
PROSHARES TRUST PORTFOLIOS
THAT ARE PARTIES TO THIS CUSTODY AGREEMENT
| 1. | ProShares Short S&P500 | |
| 2. | ProShares Short QQQ | |
| 3. | ProShares Short Dow30 | |
| 4. | ProShares Short MidCap400 | |
| 5. | ProShares UltraShort S&P500 | |
| 6. | ProShares UltraShort QQQ | |
| 7. | ProShares UltraShort Dow30 | |
| 8. | ProShares UltraShort MidCap400 | |
| 9. | ProShares Ultra S&P500 | |
| 10. | ProShares Ultra QQQ | |
| 11. | ProShares Ultra Dow30 | |
| 12. | ProShares Ultra MidCap400 | |
| 13. | ProShares Ultra SmallCap600 | |
| 14. | ProShares Ultra Russell2000 | |
| 15. | ProShares Short SmallCap600 | |
| 16. | ProShares Short Russell2000 | |
| 17. | ProShares UltraShort SmallCap600 | |
| 18. | ProShares UltraShort Russell2000 | |
| 19. | ProShares Ultra Basic Materials | |
| 20. | ProShares Ultra Consumer Goods | |
| 21. | ProShares Ultra Consumer Services | |
| 22. | ProShares Ultra Financials | |
| 23. | ProShares Ultra Health Care | |
| 24. | ProShares Ultra Industrials | |
| 25. | ProShares Ultra Oil & Gas | |
| 26. | ProShares Ultra Real Estate | |
| 27. | ProShares Ultra Semiconductors | |
| 28. | ProShares Ultra Technology | |
| 29. | ProShares Ultra Utilities | |
| 30. | ProShares UltraShort Basic Materials | |
| 31. | ProShares UltraShort Consumer Goods | |
| 32. | ProShares UltraShort Consumer Services | |
| 33. | ProShares UltraShort Financials | |
| 34. | ProShares UltraShort Health Care | |
| 35. | ProShares UltraShort Industrials | |
| 36. | ProShares UltraShort Oil & Gas | |
| 37. | ProShares UltraShort Real Estate | |
| 38. | ProShares UltraShort Semiconductors | |
| 39. | ProShares UltraShort Technology | |
| 40. | ProShares UltraShort Utilities | |
| 41. | ProShares Ultra Russell1000 Value | |
| 42. | ProShares Ultra Russell1000 Growth | |
| 43. | ProShares Ultra Xxxxxxx XxxXxx Value | |
| 44. | ProShares Ultra Xxxxxxx MidCap Growth | |
| 45. | ProShares Ultra Russell2000 Value | |
| 46. | ProShares Ultra Russell2000 Growth | |
| 47. | ProShares UltraShort Russell1000 Value | |
| 48. | ProShares UltraShort Russell1000 Growth | |
| 49. | ProShares UltraShort Xxxxxxx XxxXxx Value | |
| 50. | ProShares UltraShort Xxxxxxx MidCap Growth | |
| 51. | ProShares UltraShort Russell2000 Value | |
| 52. | ProShares UltraShort Russell2000 Growth | |
| 53. | ProShares Short MSCI Emerging Markets | |
| 54. | ProShares Short MSCI EAFE | |
| 55. | ProShares UltraShort MSCI Emerging Markets | |
| 56. | ProShares UltraShort MSCI Japan | |
| 57. | ProShares UltraShort MSCI EAFE | |
| 58. | ProShares UltraShort FTSE China 25 | |
| 59. | ProShares UltraShort 7-10 Year Treasury | |
| 60. | ProShares UltraShort 20+ Year Treasury | |
| 61. | ProShares Ultra FTSE China 25 | |
| 62. | ProShares Ultra MSCI Japan | |
| 63. | ProShares Ultra Telecommunications | |
| 64. | ProShares UltraShort Telecommunications | |
| 65. | ProShares Short Financials | |
| 66. | ProShares Short Oil & Gas | |
2
| 67. | ProShares Ultra MSCI EAFE | |
| 68. | ProShares Ultra MSCI Emerging Markets | |
| 69. | ProShares Ultra Russell3000 | |
| 70. | ProShares UltraShort MSCI Europe | |
| 71. | ProShares UltraShort MSCI Pacific ex-Japan | |
| 72. | ProShares UltraShort MSCI Brazil | |
| 73. | ProShares UltraShort MSCI Mexico Investable Market | |
| 74. | ProShares UltraShort Russell3000 | |
| 75. | ProShares Credit Suisse 130/30 | |
| 76. | ProShares UltraPro S&P500 | |
| 77. | ProShares UltraPro Short S&P500 | |
| 78. | ProShares Short 20+ Year Treasury | |
| 79. | ProShares Ultra 7-10 Year Treasury | |
| 80. | ProShares Ultra 20+ Year Treasury | |
| 81. | ProShares UltraPro Dow30 | |
| 82. | ProShares UltraPro MidCap400 | |
| 83. | ProShares UltraPro Russell2000 | |
| 84. | ProShares UltraPro QQQ | |
| 85. | ProShares UltraPro Short Dow30 | |
| 86. | ProShares UltraPro Short MidCap400 | |
| 87. | ProShares UltraPro Short Russell2000 | |
| 88. | ProShares UltraPro Short QQQ | |
| 89. | ProShares Short Basic Materials | |
| 90. | ProShares Short Real Estate | |
| 91. | ProShares Short FTSE China 25 | |
| 92. | ProShares Ultra Nasdaq Biotechnology | |
| 93. | ProShares UltraShort Nasdaq Biotechnology | |
| 94. | ProShares Ultra KBW Regional Banking | |
| 95. | ProShares Short KBW Regional Banking | |
| 96. | ProShares Ultra MSCI Europe | |
| 97. | ProShares Ultra MSCI Pacific ex-Japan | |
| 98. | ProShares Ultra MSCI Brazil | |
| 99. | ProShares Ultra MSCI Mexico Investable Market | |
| 100. | ProShares RAFI Long/Short | |
| 101. | ProShares Hedge Replication ETF | |
| 102. | ProShares Ultra TIPS | |
| 103. | ProShares UltraShort TIPS | |
3
| 104. | ProShares Short High Yield | |
| 105. | ProShares Short Investment Grade Corporate | |
| 106. | ProShares Ultra Short 3-7 Year Treasury | |
| 107. | ProShares Short 7-10 Year Treasury |
4
SCHEDULE A
PROSHARES TRUST
FEE SCHEDULE
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
from
JPMORGAN CHASE BANK, N.A.
| A. | Global Custody Core Service Fees |
| Market Value Fees | Annual Fee | |||
| All domestic assets |
||||
| First $2 billion |
2.50 bp | |||
| Over $2 billion |
1.00 bp | |||
| U.S. Market Transaction Charges | Per Transaction | |||
| DTC non-Xxxxxxx index funds |
$ | 5.00 | ||
| DTC Xxxxxxx index funds |
$ | 3.50 | ||
| Fed Book Entry |
$ | 5.00 | ||
| Physical Transactions |
$ | 12.00 | ||
| Futures/Options |
$ | 12.00 | ||
| Wire Transfers |
$ | 8.00 | ||
| B. | Out-of-Pocket Fees (Custody Only) |
The Trust shall reimburse JPMorgan for all reasonable out-of-pocket expenses incurred on its behalf.
5
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| C. | Global Fee Schedule |
Global Custody Core Service Fees
Asset charges (per annum) and Transaction charges (per security movement). These global custody fees are all the fees contemplated in Section 4.1 of the Global Custody Rider to this agreement.
| Country of |
Holdings (basis points) |
Transactions (U.S. Dollars) |
Country of |
Holdings (basis points) |
Transactions (U.S. Dollars) |
|||||||||||||||
| Argentina |
20.00 | 45.00 | Jordan |
35.00 | 75.00 | |||||||||||||||
| Australia |
2.00 | 20.00 | Korea |
10.00 | 35.00 | |||||||||||||||
| Austria |
2.50 | 35.00 | Malaysia |
8.00 | 35.00 | |||||||||||||||
| Belgium |
2.50 | 25.00 | Mexico |
8.00 | 25.00 | |||||||||||||||
| Brazil |
12.00 | 45.00 | Morocco |
35.00 | 75.00 | |||||||||||||||
| Chile |
20.00 | 45.00 | Netherlands |
2.00 | 20.00 | |||||||||||||||
| China |
20.00 | 45.00 | New Zealand |
3.00 | 35.00 | |||||||||||||||
| Colombia |
25.00 | 75.00 | Xxxxxx |
0.00 | 00.00 | |||||||||||||||
| Xxxxx Xxxxxxxx |
17.00 | 45.00 | Pakistan |
35.00 | 75.00 | |||||||||||||||
| Denmark |
2.00 | 25.00 | Peru |
25.00 | 75.00 | |||||||||||||||
| Egypt |
25.00 | 50.00 | Philippines |
8.00 | 35.00 | |||||||||||||||
| Finland |
2.00 | 25.00 | Poland |
17.00 | 45.00 | |||||||||||||||
| France |
1.75 | 20.00 | Portugal |
4.00 | 35.00 | |||||||||||||||
| Germany |
1.75 | 20.00 | Russia |
17.00 | 45.00 | |||||||||||||||
| Greece |
8.00 | 25.00 | Singapore |
4.00 | 35.00 | |||||||||||||||
| Hong Kong |
3.00 | 35.00 | South Africa |
8.00 | 35.00 | |||||||||||||||
| Hungary |
17.00 | 45.00 | Spain |
2.50 | 35.00 | |||||||||||||||
| India |
10.00 | 45.00 | Sweden |
2.00 | 25.00 | |||||||||||||||
| Indonesia |
8.00 | 35.00 | Switzerland |
2.00 | 20.00 | |||||||||||||||
| Ireland |
2.00 | 35.00 | Taiwan |
15.00 | 45.00 | |||||||||||||||
| Israel |
15.00 | 45.00 | Thailand |
8.00 | 35.00 | |||||||||||||||
| Italy |
2.00 | 20.00 | Turkey |
10.00 | 35.00 | |||||||||||||||
| Japan |
1.25 | 20.00 | United Kingdom |
1.00 | 15.00 | |||||||||||||||
6
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| D. | Agency Services |
JPMorgan shall be entitled to receive transaction fees from Authorized Participants (APs) according to the following schedule.
Fixed fee schedule charged to create or redeem Creation Units regardless of number of units redeemed or created for an order:
| ProShares Ultra S&P500® |
$ | 2,500 | ||
| ProShares Short S&P500® |
$ | 500 | ||
| ProShares UltraShort S&P500® |
$ | 500 | ||
| ProShares Ultra QQQ® |
$ | 500 | ||
| ProShares Short QQQ® |
$ | 500 | ||
| ProShares UltraShort QQQ® |
$ | 500 | ||
| ProShares Ultra Dow30SM |
$ | 500 | ||
| ProShares Short Dow30SM |
$ | 500 | ||
| ProShares UltraShort Dow30SM |
$ | 500 | ||
| ProShares Ultra MidCap400 |
$ | 2,000 | ||
| ProShares Short MidCap400 |
$ | 500 | ||
| ProShares UltraShort MidCap400 |
$ | 500 | ||
| ProShares Ultra Russell2000 |
$ | 3,500 | ||
| ProShares Short Russell2000 |
$ | 500 | ||
| ProShares UltraShort Russell2000 |
$ | 500 | ||
| ProShares Ultra SmallCap600 |
$ | 3,000 | ||
| ProShares Short SmallCap600 |
$ | 500 | ||
| ProShares UltraShort SmallCap600 |
$ | 500 |
7
| ProShares Ultra Russell1000 Value |
$ | 3,055 | ||
| ProShares Short Russell1000 Value |
$ | 500 | ||
| ProShares UltraShort Russell1000 Value |
$ | 500 | ||
| ProShares Ultra Russell1000 Growth |
$ | 3,415 | ||
| ProShares Short Russell1000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell1000 Growth |
$ | 500 | ||
| ProShares Ultra Xxxxxxx XxxXxx Value |
$ | 2,405 | ||
| ProShares Xxxxx Xxxxxxx MidCap Value |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx XxxXxx Value |
$ | 500 | ||
| ProShares Ultra Xxxxxxx MidCap Growth |
$ | 2,695 | ||
| ProShares Xxxxx Xxxxxxx XxxXxx Growth |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx MidCap Growth |
$ | 500 | ||
| ProShares Ultra Russell2000 Value |
$ | 3,500 | ||
| ProShares Short Russell2000 Value |
$ | 500 | ||
| ProShares UltraShort Russell2000 Value |
$ | 500 | ||
| ProShares Ultra Russell2000 Growth |
$ | 3,500 | ||
| ProShares Short Russell2000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell2000 Growth |
$ | 500 | ||
| ProShares Ultra Basic Materials |
$ | 500 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares UltraShort Basic Materials |
$ | 500 | ||
| ProShares Ultra Consumer Goods |
$ | 755 | ||
| ProShares Short Consumer Goods |
$ | 500 | ||
| ProShares UltraShort Consumer Goods |
$ | 500 | ||
| ProShares Ultra Consumer Services |
$ | 1,265 |
8
| ProShares Short Consumer Services |
$ | 500 | ||
| ProShares UltraShort Consumer Services |
$ | 500 | ||
| ProShares Ultra Financials |
$ | 625 | ||
| ProShares Short Financials |
$ | 250 | ||
| ProShares UltraShort Financials |
$ | 500 | ||
| ProShares Ultra Health Care |
$ | 800 | ||
| ProShares Short Health Care |
$ | 500 | ||
| ProShares UltraShort Health Care |
$ | 500 | ||
| ProShares Ultra Industrials |
$ | 1,355 | ||
| ProShares Short Industrials |
$ | 500 | ||
| ProShares UltraShort Industrials |
$ | 500 | ||
| ProShares Ultra Oil & Gas |
$ | 250 | ||
| ProShares Short Oil & Gas |
$ | 500 | ||
| ProShares UltraShort Oil & Gas |
$ | 250 | ||
| ProShares Ultra Real Estate |
$ | 250 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares UltraShort Real Estate |
$ | 250 | ||
| ProShares Ultra Semiconductors |
$ | 250 | ||
| ProShares Short Semiconductors |
$ | 500 | ||
| ProShares UltraShort Semiconductors |
$ | 250 | ||
| ProShares Ultra Technology |
$ | 500 | ||
| ProShares Short Technology |
$ | 500 | ||
| ProShares UltraShort Technology |
$ | 250 | ||
| ProShares Ultra Utilities |
$ | 500 | ||
| ProShares Short Utilities |
$ | 500 |
9
| ProShares UltraShort Utilities |
$ | 500 | ||
| ProShares Short MSCI Emerging Markets |
$ | 500 | ||
| ProShares Short MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort MSCI Emerging Markets |
$ | 250 | ||
| ProShares UltraShort MSCI Japan |
$ | 500 | ||
| ProShares UltraShort MSCI EAFE |
$ | 250 | ||
| ProShares UltraShort FTSE China 25 |
$ | 250 | ||
| ProShares UltraShort 7-10 Year Treasury |
$ | 500 | ||
| ProShares UltraShort 20+ Year Treasury |
$ | 500 | ||
| ProShares Ultra FTSE China 25 |
$ | 250 | * | |
| ProShares Ultra FTSE China 25 |
$ | 875 | *** | |
| ProShares Ultra MSCI Japan |
$ | 500 | * | |
| ProShares Ultra MSCI Japan |
$ | 5,000 | *** | |
| ProShares Ultra Telecommunications |
$ | 500 | ||
| ProShares UltraShort Telecommunications |
$ | 500 | ||
| ProShares Ultra MSCI EAFE |
$ | 500 | * | |
| ProShares Ultra MSCI EAFE |
$ | 1,250 | *** | |
| ProShares Ultra MSCI Emerging Markets |
$ | 500 | * | |
| ProShares Ultra MSCI Emerging Markets |
$ | 1,250 | *** | |
| ProShares UltraShort MSCI Europe |
$ | 500 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required.
10
| ProShares UltraShort MSCI Pacific ex-Japan |
$ | 500 | ||
| ProShares UltraShort MSCI Brazil |
$ | 250 | ||
| ProShares UltraShort MSCI Mexico Investable Market |
$ | 250 | ||
| ProShares Ultra Russell3000 |
$ | 3,500 | ||
| ProShares UltraShort Russell3000 |
$ | 500 | ||
| ProShares Credit Suisse 130/30 |
$ | 500 | ||
| ProShares UltraPro S&P500® |
$ | 1,250 | ||
| ProShares UltraPro Short S&P500® |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 | ||
| ProShares Short 20+ Year Treasury |
$ | 250 | ||
| ProShares Ultra 7-10 Year Treasury |
$ | 250 | ||
| ProShares Ultra 20+ Year Treasury |
$ | 250 | ||
| ProShares UltraPro Dow30 |
$ | 325 | ||
| ProShares UltraPro MidCap400 |
$ | 1,250 | ||
| ProShares UltraPro Russell2000 |
$ | 1750 | ||
| ProShares UltraPro QQQ |
$ | 500 | ||
| ProShares UltraPro Short Dow30 |
$ | 250 | ||
| ProShares UltraPro Short MidCap400 |
$ | 250 | ||
| ProShares UltraPro Short Russell2000 |
$ | 250 | ||
| ProShares UltraPro Short QQQ |
$ | 250 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares Short FTSE China 25 |
$ | 500 | ||
| ProShares Ultra Nasdaq Biotechnology |
$ | 625 |
11
| ProShares UltraShort Nasdaq Biotechnology |
$ | 500 | ||
| ProShares Ultra KBW Regional Banking |
$ | 500 | ||
| ProShares Short KBW Regional Banking |
$ | 500 | ||
| ProShares Ultra MSCI Europe |
$ | 500 | ** | |
| ProShares Ultra MSCI Pacific ex-Japan |
$ | 500 | ** | |
| ProShares Ultra MSCI Brazil |
$ | 250 | ** | |
| ProShares Ultra MSCI Mexico Investable Market |
$ | 250 | ** | |
| ProShares RAFI Long/Short |
$ | 500 | ||
| ProShares Hedge Replication ETF |
$ | 500 | * | |
| ProShares Ultra TIPS |
$ | 250 | ||
| ProShares UltraShort TIPS |
$ | 250 | ||
| ProShares Short High Yield |
$ | 250 | ||
| ProShares Short Investment Grade Corporate |
$ | 250 | ||
| ProShares UltraShort 3-7 Year Treasury |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required
12
Additional Transaction Fees.
An additional charge of up to three (3) times the normal creation redemption fee (for a total charge of up to four (4) times the normal creation redemption fee) will be collected with respect to transactions effected by Authorized Participants outside the Clearing Process.
| PROSHARES TRUST |
| /s/ Xxxxx X. Xxxxxxx |
| Name: Xxxxx X. Xxxxxxx |
| Title: President |
| JPMORGAN CHASE BANK, N.A. |
| /s/ Xxxxx X. Xxxxx |
| Name: Xxxxx X. Xxxxx |
| Title: Executive Director |
13
Exhibit (g)(1)(d)(iv)
EXHIBIT 1
To Domestic Custody Agreement Between JPMorgan Chase Bank, N.A. (“Bank”)
And Proshares Trust (“Proshares”), dated as of May 25, 2006 (the “Agreement”), as
amended from time to time, and as amended by
AMENDMENT #20 dated as of April 7, 2011 to the
The following are the lists of funds and corresponding fee schedules for which Bank shall provide services in accordance with the Agreement. This Exhibit replaces in its entirety Exhibit 1 and the corresponding fee schedules of the Agreement. Except as amended hereby, all other terms and conditions of the Agreement remain unchanged and the Agreement shall remain in full force and effect.
PROSHARES TRUST PORTFOLIOS
THAT ARE PARTIES TO THIS CUSTODY AGREEMENT
| 1. | ProShares Short S&P500 |
| 2. | ProShares Short QQQ |
| 3. | ProShares Short Dow30 |
| 4. | ProShares Short MidCap400 |
| 5. | ProShares UltraShort S&P500 |
| 6. | ProShares UltraShort QQQ |
| 7. | ProShares UltraShort Dow30 |
| 8. | ProShares UltraShort MidCap400 |
| 9. | ProShares Ultra S&P500 |
| 10. | ProShares Ultra QQQ |
| 11. | ProShares Ultra Dow30 |
| 12. | ProShares Ultra MidCap400 |
| 13. | ProShares Ultra SmallCap600 |
| 14. | ProShares Ultra Russell2000 |
| 15. | ProShares Short SmallCap600 |
| 16. | ProShares Short Russell2000 |
| 17. | ProShares UltraShort SmallCap600 |
| 18. | ProShares UltraShort Russell2000 |
| 19. | ProShares Ultra Basic Materials |
| 20. | ProShares Ultra Consumer Goods |
| 21. | ProShares Ultra Consumer Services |
| 22. | ProShares Ultra Financials |
| 23. | ProShares Ultra Health Care |
1
| 24. | ProShares Ultra Industrials |
| 25. | ProShares Ultra Oil & Gas |
| 26. | ProShares Ultra Real Estate |
| 27. | ProShares Ultra Semiconductors |
| 28. | ProShares Ultra Technology |
| 29. | ProShares Ultra Utilities |
| 30. | ProShares UltraShort Basic Materials |
| 31. | ProShares UltraShort Consumer Goods |
| 32. | ProShares UltraShort Consumer Services |
| 33. | ProShares UltraShort Financials |
| 34. | ProShares UltraShort Health Care |
| 35. | ProShares UltraShort Industrials |
| 36. | ProShares UltraShort Oil & Gas |
| 37. | ProShares UltraShort Real Estate |
| 38. | ProShares UltraShort Semiconductors |
| 39. | ProShares UltraShort Technology |
| 40. | ProShares UltraShort Utilities |
| 41. | ProShares Ultra Russell1000 Value |
| 42. | ProShares Ultra Russell1000 Growth |
| 43. | ProShares Ultra Xxxxxxx XxxXxx Value |
| 44. | ProShares Ultra Xxxxxxx MidCap Growth |
| 45. | ProShares Ultra Russell2000 Value |
| 46. | ProShares Ultra Russell2000 Growth |
| 47. | ProShares UltraShort Russell1000 Value |
| 48. | ProShares UltraShort Russell1000 Growth |
| 49. | ProShares UltraShort Xxxxxxx XxxXxx Value |
| 50. | ProShares UltraShort Xxxxxxx MidCap Growth |
| 51. | ProShares UltraShort Russell2000 Value |
| 52. | ProShares UltraShort Russell2000 Growth |
| 53. | ProShares Short MSCI Emerging Markets |
| 54. | ProShares Short MSCI EAFE |
| 55. | ProShares UltraShort MSCI Emerging Markets |
| 56. | ProShares UltraShort MSCI Japan |
| 57. | ProShares UltraShort MSCI EAFE |
| 58. | ProShares UltraShort FTSE China 25 |
| 59. | ProShares UltraShort 7-10 Year Treasury |
| 60. | ProShares UltraShort 20+ Year Treasury |
| 61. | ProShares Ultra FTSE China 25 |
| 62. | ProShares Ultra MSCI Japan |
| 63. | ProShares Ultra Telecommunications |
| 64. | ProShares UltraShort Telecommunications |
| 65. | ProShares Short Financials |
| 66. | ProShares Short Oil & Gas |
2
| 67. | ProShares Ultra MSCI EAFE |
| 68. | ProShares Ultra MSCI Emerging Markets |
| 69. | ProShares Ultra Russell3000 |
| 70. | ProShares UltraShort MSCI Europe |
| 71. | ProShares UltraShort MSCI Pacific ex-Japan |
| 72. | ProShares UltraShort MSCI Brazil |
| 73. | ProShares UltraShort MSCI Mexico Investable Market |
| 74. | ProShares UltraShort Russell3000 |
| 75. | ProShares Credit Suisse 130/30 |
| 76. | ProShares UltraPro S&P500 |
| 77. | ProShares UltraPro Short S&P500 |
| 78. | ProShares Short 20+ Year Treasury |
| 79. | ProShares Ultra 7-10 Year Treasury |
| 80. | ProShares Ultra 20+ Year Treasury |
| 81. | ProShares UltraPro Dow30 |
| 82. | ProShares UltraPro MidCap400 |
| 83. | ProShares UltraPro Russell2000 |
| 84. | ProShares UltraPro QQQ |
| 85. | ProShares UltraPro Short Dow30 |
| 86. | ProShares UltraPro Short MidCap400 |
| 87. | ProShares UltraPro Short Russell2000 |
| 88. | ProShares UltraPro Short QQQ |
| 89. | ProShares Short Basic Materials |
| 90. | ProShares Short Real Estate |
| 91. | ProShares Short FTSE China 25 |
| 92. | ProShares Ultra Nasdaq Biotechnology |
| 93. | ProShares UltraShort Nasdaq Biotechnology |
| 94. | ProShares Ultra KBW Regional Banking |
| 95. | ProShares Short KBW Regional Banking |
| 96. | ProShares Ultra MSCI Europe |
| 97. | ProShares Ultra MSCI Pacific ex-Japan |
| 98. | ProShares Ultra MSCI Brazil |
| 99. | ProShares Ultra MSCI Mexico Investable Market |
| 100. | ProShares RAFI Long/Short |
| 101. | ProShares Hedge Replication ETF |
| 102. | ProShares Ultra TIPS |
| 103. | ProShares UltraShort TIPS |
3
| 104. | ProShares Short High Yield |
| 105. | ProShares Short Investment Grade Corporate |
| 106. | ProShares Ultra Short 3-7 Year Treasury |
| 107. | ProShares Short 7-10 Year Treasury |
| 108. | ProShares Ultra High Yield |
| 109. | ProShares Ultra Investment Grade Corporate |
4
SCHEDULE A
PROSHARES TRUST
FEE SCHEDULE
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
from
JPMORGAN CHASE BANK, N.A.
| A. | Global Custody Core Service Fees |
| Market Value Fees |
Annual Fee | |||
| All domestic assets |
||||
| First $2 billion |
2.50 bp | |||
| Over $2 billion |
1.00 bp | |||
| U.S. Market Transaction Charges |
Per Transaction | |||
| DTC non-Xxxxxxx index funds |
$ | 5.00 | ||
| DTC Xxxxxxx index funds |
$ | 3.50 | ||
| Fed Book Entry |
$ | 5.00 | ||
| Physical Transactions |
$ | 12.00 | ||
| Futures/Options |
$ | 12.00 | ||
| Wire Transfers |
$ | 8.00 | ||
| B. | Out-of-Pocket Fees (Custody Only) |
The Trust shall reimburse JPMorgan for all reasonable out-of-pocket expenses incurred on its behalf.
5
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| C. | Global Fee Schedule |
Global Custody Core Service Fees
Asset charges (per annum) and Transaction charges (per security movement). These global custody fees are all the fees contemplated in Section 4.1 of the Global Custody Rider to this agreement.
6
FEE SCHEDULE (continued)
FOR
GLOBAL CUSTODY AND AGENCY SERVICES
| D. | Agency Services |
JPMorgan shall be entitled to receive transaction fees from Authorized Participants (APs) according to the following schedule.
Fixed fee schedule charged to create or redeem Creation Units regardless of number of units redeemed or created for an order:
| ProShares Ultra S&P500® |
$ | 2,500 | ||
| ProShares Short S&P500® |
$ | 500 | ||
| ProShares UltraShort S&P500® |
$ | 500 | ||
| ProShares Ultra QQQ® |
$ | 500 | ||
| ProShares Short QQQ® |
$ | 500 | ||
| ProShares UltraShort QQQ® |
$ | 500 | ||
| ProShares Ultra Dow30SM |
$ | 500 | ||
| ProShares Short Dow30SM |
$ | 500 | ||
| ProShares UltraShort Dow30SM |
$ | 500 | ||
| ProShares Ultra MidCap400 |
$ | 2,000 | ||
| ProShares Short MidCap400 |
$ | 500 | ||
| ProShares UltraShort MidCap400 |
$ | 500 | ||
| ProShares Ultra Russell2000 |
$ | 3,500 | ||
| ProShares Short Russell2000 |
$ | 500 | ||
| ProShares UltraShort Russell2000 |
$ | 500 | ||
| ProShares Ultra SmallCap600 |
$ | 3,000 | ||
| ProShares Short SmallCap600 |
$ | 500 | ||
| ProShares UltraShort SmallCap600 |
$ | 500 |
7
| ProShares Ultra Russell1000 Value |
$ | 3,055 | ||
| ProShares Short Russell1000 Value |
$ | 500 | ||
| ProShares UltraShort Russell1000 Value |
$ | 500 | ||
| ProShares Ultra Russell1000 Growth |
$ | 3,415 | ||
| ProShares Short Russell1000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell1000 Growth |
$ | 500 | ||
| ProShares Ultra Xxxxxxx XxxXxx Value |
$ | 2,405 | ||
| ProShares Xxxxx Xxxxxxx MidCap Value |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx XxxXxx Value |
$ | 500 | ||
| ProShares Ultra Xxxxxxx MidCap Growth |
$ | 2,695 | ||
| ProShares Xxxxx Xxxxxxx XxxXxx Growth |
$ | 500 | ||
| ProShares UltraShort Xxxxxxx MidCap Growth |
$ | 500 | ||
| ProShares Ultra Russell2000 Value |
$ | 3,500 | ||
| ProShares Short Russell2000 Value |
$ | 500 | ||
| ProShares UltraShort Russell2000 Value |
$ | 500 | ||
| ProShares Ultra Russell2000 Growth |
$ | 3,500 | ||
| ProShares Short Russell2000 Growth |
$ | 500 | ||
| ProShares UltraShort Russell2000 Growth |
$ | 500 | ||
| ProShares Ultra Basic Materials |
$ | 500 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares UltraShort Basic Materials |
$ | 500 | ||
| ProShares Ultra Consumer Goods |
$ | 755 | ||
| ProShares Short Consumer Goods |
$ | 500 | ||
| ProShares UltraShort Consumer Goods |
$ | 500 | ||
| ProShares Ultra Consumer Services |
$ | 1,265 |
8
| ProShares Short Consumer Services |
$ | 500 | ||
| ProShares UltraShort Consumer Services |
$ | 500 | ||
| ProShares Ultra Financials |
$ | 625 | ||
| ProShares Short Financials |
$ | 250 | ||
| ProShares UltraShort Financials |
$ | 500 | ||
| ProShares Ultra Health Care |
$ | 800 | ||
| ProShares Short Health Care |
$ | 500 | ||
| ProShares UltraShort Health Care |
$ | 500 | ||
| ProShares Ultra Industrials |
$ | 1,355 | ||
| ProShares Short Industrials |
$ | 500 | ||
| ProShares UltraShort Industrials |
$ | 500 | ||
| ProShares Ultra Oil & Gas |
$ | 250 | ||
| ProShares Short Oil & Gas |
$ | 500 | ||
| ProShares UltraShort Oil & Gas |
$ | 250 | ||
| ProShares Ultra Real Estate |
$ | 250 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares UltraShort Real Estate |
$ | 250 | ||
| ProShares Ultra Semiconductors |
$ | 250 | ||
| ProShares Short Semiconductors |
$ | 500 | ||
| ProShares UltraShort Semiconductors |
$ | 250 | ||
| ProShares Ultra Technology |
$ | 500 | ||
| ProShares Short Technology |
$ | 500 | ||
| ProShares UltraShort Technology |
$ | 250 | ||
| ProShares Ultra Utilities |
$ | 500 | ||
| ProShares Short Utilities |
$ | 500 |
9
| ProShares UltraShort Utilities |
$ | 500 | ||
| ProShares Short MSCI Emerging Markets |
$ | 500 | ||
| ProShares Short MSCI EAFE |
$ | 500 | ||
| ProShares UltraShort MSCI Emerging Markets |
$ | 250 | ||
| ProShares UltraShort MSCI Japan |
$ | 500 | ||
| ProShares UltraShort MSCI EAFE |
$ | 250 | ||
| ProShares UltraShort FTSE China 25 |
$ | 250 | ||
| ProShares UltraShort 7-10 Year Treasury |
$ | 500 | ||
| ProShares UltraShort 20+ Year Treasury |
$ | 500 | ||
| ProShares Ultra FTSE China 25 |
$ | 250 | * | |
| ProShares Ultra FTSE China 25 |
$ | 875 | *** | |
| ProShares Ultra MSCI Japan |
$ | 500 | * | |
| ProShares Ultra MSCI Japan |
$ | 5,000 | *** | |
| ProShares Ultra Telecommunications |
$ | 500 | ||
| ProShares UltraShort Telecommunications |
$ | 500 | ||
| ProShares Ultra MSCI EAFE |
$ | 500 | * | |
| ProShares Ultra MSCI EAFE |
$ | 1,250 | *** | |
| ProShares Ultra MSCI Emerging Markets |
$ | 500 | * | |
| ProShares Ultra MSCI Emerging Markets |
$ | 1,250 | *** | |
| ProShares UltraShort MSCI Europe |
$ | 500 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required.
10
| ProShares UltraShort MSCI Pacific ex-Japan |
$ | 500 | ||
| ProShares UltraShort MSCI Brazil |
$ | 250 | ||
| ProShares UltraShort MSCI Mexico Investable Market |
$ | 250 | ||
| ProShares Ultra Russell3000 |
$ | 3,500 | ||
| ProShares UltraShort Russell3000 |
$ | 500 | ||
| ProShares Credit Suisse 130/30 |
$ | 500 | ||
| ProShares UltraPro S&P500® |
$ | 1,250 | ||
| ProShares UltraPro Short S&P500® |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 | ||
| ProShares Short 20+ Year Treasury |
$ | 250 | ||
| ProShares Ultra 7-10 Year Treasury |
$ | 250 | ||
| ProShares Ultra 20+ Year Treasury |
$ | 250 | ||
| ProShares UltraPro Dow30 |
$ | 325 | ||
| ProShares UltraPro MidCap400 |
$ | 1,250 | ||
| ProShares UltraPro Russell2000 |
$ | 1750 | ||
| ProShares UltraPro QQQ |
$ | 500 | ||
| ProShares UltraPro Short Dow30 |
$ | 250 | ||
| ProShares UltraPro Short MidCap400 |
$ | 250 | ||
| ProShares UltraPro Short Russell2000 |
$ | 250 | ||
| ProShares UltraPro Short QQQ |
$ | 250 | ||
| ProShares Short Basic Materials |
$ | 500 | ||
| ProShares Short Real Estate |
$ | 500 | ||
| ProShares Short FTSE China 25 |
$ | 500 | ||
| ProShares Ultra Nasdaq Biotechnology |
$ | 625 |
11
| ProShares UltraShort Nasdaq Biotechnology |
$ | 500 | ||
| ProShares Ultra KBW Regional Banking |
$ | 500 | ||
| ProShares Short KBW Regional Banking |
$ | 500 | ||
| ProShares Ultra MSCI Europe |
$ | 500 | ** | |
| ProShares Ultra MSCI Pacific ex-Japan |
$ | 500 | ** | |
| ProShares Ultra MSCI Brazil |
$ | 250 | ** | |
| ProShares Ultra MSCI Mexico Investable Market |
$ | 250 | ** | |
| ProShares RAFI Long/Short |
$ | 500 | ||
| ProShares Hedge Replication ETF |
$ | 500 | * | |
| ProShares Ultra TIPS |
$ | 250 | ||
| ProShares UltraShort TIPS |
$ | 250 | ||
| ProShares Short High Yield |
$ | 250 | ||
| ProShares Short Investment Grade Corporate |
$ | 250 | ||
| ProShares UltraShort 3-7 Year Treasury |
$ | 250 | ||
| ProShares Short 7-10 Year Treasury |
$ | 250 | ||
| ProShares Ultra High Yield |
$ | 250 | ||
| ProShares Ultra Investment Grade Corporate |
$ | 250 |
| * | For any creation unit purchases or redemptions made when the Fund is invested in financial instruments and cash only. |
| ** | For any creation unit purchases or redemptions made when the Fund is invested in American Depositary Receipts in addition to any financial instruments and cash. |
| *** | For any creation unit purchases or redemptions made when the Fund is invested in local international equities or American Depositary Receipts in addition to any financial instruments and cash. |
With respect to any change from * to ** or ***, the express written approval of the Bank is required
12
Additional Transaction Fees.
An additional charge of up to three (3) times the normal creation redemption fee (for a total charge of up to four (4) times the normal creation redemption fee) will be collected with respect to transactions effected by Authorized Participants outside the Clearing Process.
| PROSHARES TRUST |
| /s/ Xxxxx Xxxxxxx |
| Name: Xxxxx Xxxxxxx |
| Title: President |
| JPMORGAN CHASE BANK, N.A. |
| /s/ Xxxxx X. Xxxxx |
| Name: Xxxxx X. Xxxxx |
| Title: Executive Director |
13
