Deutsche Small Cap Portfolio - 10f3 Transaction - 2000 <Table> <Caption>
Deutsche Small Cap Portfolio - 10f3
Transaction - 2000
<Table>
<Caption>
|
Security Purchased <C> |
Comparison Security <C> |
Comparison Security <C> |
|
|
Issuer |
WJ Communications Inc. |
Stanford Micro Devices |
RF Micro Devices |
|
Underwriters |
Chase, CIBC, Xxxxxx Xxxxxx, Bank of America, CS First Boston, Xxxx Xxxxxxxx, Deutsche Bank, DLJ, Xxxxxxx Xxxxx, Xxxxxxx Xxxxx Xxxxxx, Xxxxx Xxxxxxxx Xxxx, Xxxxxx Xxxxx, First Security Xxx Xxxxxx, Xxxx Xxxxxxxxx Xxxxxxxx, Xxxx Xxxxx, Xxxxxxx, Xxxxxx Xxxxxxx |
Deutsche Banc Xxxx Xxxxx, Banc of America Securities, CIBS World Markets, Xxxxxxxxx Xxxxxxxx |
Xxxxxxxxxx Securities, Xxxxxxxxx & Quist, Xxxxxxxxxxx, etc., including Xxxx Xxxxx and Deutsche Xxxxxx Xxxxxxxx |
|
Years of continuous operation, including predecessors |
>3 |
>3 |
>3 |
|
Security |
WJCI |
SMDI |
RFMD |
|
Is the affiliate a manager or co-manager of offering? |
co-manager |
co-manager |
No |
|
Name of underwriter or dealer from which purchased |
Xxxxx Xxxxxxxxx & Xxxxx/Xxxxxxxxxxx & Co. |
n/a |
n/a |
|
Firm commitment underwriting? |
yes |
yes |
yes |
|
Trade date/Date of Offering |
8/18/2000 |
5/24/2000 |
6/3/1997 |
|
Total dollar amount of offering sold to QIBs |
$ - |
$ - |
$ - |
|
Total dollar amount of any concurrent public offering |
$ 86,400,000.00 |
$ 48,000,000 |
$ 36,444,000 |
|
Total |
$ 86,400,000.00 |
$ 48,000,000 |
$ 36,444,000 |
|
Public offering price |
$ 16.00 |
$ 12.00 |
$ 12.00 |
|
Price paid if other than public offering price |
same |
n/a |
n/a |
|
Underwriting spread or commission |
$ 1.12 (7%) |
$ 0.84 (7%) |
$ 0.84 (7%) |
|
Shares purchased |
9,800 |
n/a |
n/a |
|
$ amount of purchase |
$ 156,800.00 |
n/a |
n/a |
|
% of offering purchased by fund |
0.181% |
n/a |
n/a |
|
% of offering purchased by associated funds |
0.107% |
n/a |
n/a |
|
Total |
0.288% |
n/a |
n/a |
