Re: Notice of Changes to the Custody Agreement
May 23, 2011
The Bank of New York Mellon
▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇, 25th Floor
New York, NY 10286
Attn: ▇▇▇▇ ▇▇▇▇▇▇▇▇▇▇▇
| Re: | Notice of Changes to the Custody Agreement |
Dear ▇▇. ▇▇▇▇▇▇▇▇▇▇▇:
Reference is made to that certain Custody Agreement, between Grail Advisors ETF Trust (the “Trust”), and The Bank of New York Mellon (“BNY”) dated as of March 20, 2009, as amended and supplemented from time to time (the “Agreement”), between the Trust and BNY.
The Trust hereby advises you of the following series name change as of April 30, 2011:
| New Name | Prior Name | |
| Columbia Concentrated Large Cap Value Strategy Fund |
Grail American Beacon Large Cap Value ETF | |
The Trust hereby advises you of the following Trust and series name changes as of the close of business on May 20, 2011:
| New Name | Prior Name | |
| Grail Advisors ETF Trust | ||
| Columbia Core Bond Strategy Fund |
Grail ▇▇▇▇▇▇▇▇▇ Taxable Core Bond ETF | |
| Columbia Growth Equity Strategy Fund |
RP Growth ETF | |
| Columbia Intermediate Municipal Bond Strategy Fund |
Grail ▇▇▇▇▇▇▇▇▇ Intermediate Municipal Bond ETF | |
| Columbia Large-Cap Growth Equity Strategy Fund |
RP Focused Large Cap Growth ETF |
Accordingly, the attached Schedule II dated May 23, 2011 shall supersede any previous Schedule II to the Agreement.
In addition, the Trust hereby notifies you that the notice address appearing in Article X of the Agreement (or any notices given prior to the date of this letter) for the Trust is deleted and replaced in its entirety with the below addresses for the Trust or any series:
Address for Notices to the Trust or any series:
Columbia Management Investment Advisers, LLC
ATTN: ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇-▇▇▇▇▇
Boston, MA 02110
Telephone: ▇▇▇-▇▇▇-▇▇▇▇
Email: ▇▇▇▇▇▇.▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇
With a Copy to:
Ameriprise Financial
Legal Department
ATTN: ▇▇▇▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇
50606 Ameriprise Financial Center, Minneapolis, MN 55474
Routing: H27/5228
Telephone: ▇▇▇-▇▇▇-▇▇▇▇
Facsimile: ▇▇▇-▇▇▇-▇▇▇▇
Email: ▇▇▇▇▇▇▇▇▇▇▇.▇.▇▇▇▇▇▇▇▇@▇▇▇▇.▇▇▇
Address for Invoices:
Columbia Management Investment Advisers, LLC
ATTN: ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
▇▇▇ ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇-▇▇▇▇▇
Boston, MA 02110
Telephone: ▇▇▇-▇▇▇-▇▇▇▇
Email: ▇▇▇▇▇▇.▇▇▇▇▇▇▇@▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇▇.▇▇▇
We hereby request that you acknowledge the receipt of this notice by returning two signed copies of this letter to the undersigned.
Very Truly Yours,
| By |
| |
| Name: | ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇ | |
| Title: | Vice President and Chief Accounting Officer |
| By |
| |
| Name: | ||
| Title: |
Schedule II
As of May 23, 2011
Columbia Concentrated Large Cap Value Strategy Fund
Columbia Core Bond Strategy Fund
Columbia Growth Equity Strategy Fund
Columbia Intermediate Municipal Bond Strategy Fund
Columbia Large-Cap Growth Equity Strategy Fund