SEVENTH AMENDMENT TO FUND SERVICES AGREEMENT
SEVENTH AMENDMENT TO FUND SERVICES AGREEMENT
This seventh Amendment (“Amendment”) to the FUND SERVICES AGREEMENT, dated January 22, 2020, among ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ SERVICES, LLC (the “Customer”) and JPMORGAN CHASE BANK, N.A. (“▇.▇. ▇▇▇▇▇▇”), as amended from time to time (the “Agreement”), is made and entered into as of June 20, 2024, and shall be effective as of June 20, 2024, between the Customer and ▇.▇. ▇▇▇▇▇▇.
W I T N E S S E T H:
WHEREAS, the Customer and ▇.▇. ▇▇▇▇▇▇ entered into the Agreement;
WHEREAS, the Customer wants to update the list of Funds (as set forth in Annex I to the Agreement) to which ▇.▇. ▇▇▇▇▇▇ shall provide fund administration services under the terms and conditions set forth in the Agreement to add the Funds listed on Annex A attached hereto; and
WHEREAS, ▇.▇. ▇▇▇▇▇▇ agrees to update ▇▇▇▇▇ ▇ as set forth in Annex A (each, a “New Fund”) to this Amendment.
NOW, THEREFORE, in consideration of the mutual agreements herein contained, the parties hereby agree as follows:
| 1. | Definitions. Unless otherwise defined herein, defined terms used in this Amendment shall have the meaning ascribed to such terms in the Agreement. |
| 2. | Joinder. The parties agree that the Customer shall be subject to and bound by the terms and conditions of the Agreement with respect to a New Fund commencing on the date on which the Services for such New Fund commence. |
| 3. | Amendments. The Agreement shall be amended as follows: |
(A) Annex I of the Agreement is hereby amended and restated in its entirety by ▇▇▇▇▇ ▇ hereto.
(B) Save as amended by this Amendment, the Agreement shall remain in full force and effect.
| 4. | Representations. Each party represents to the other parties that all representations contained in the Agreement are true and accurate as of the date of this Amendment, and that such representations are deemed to be given or repeated by each party, as the case may be, on the date of this Amendment. |
| 5. | Entire Agreement. This Amendment, prior amendments, and the Agreement and any documents referred to in each of them, constitutes the whole agreement between the parties relating to their subject matter and supersedes and extinguishes any other drafts, agreements, undertakings, representations, warranties and arrangements of any nature, whether in writing or oral, relating to such subject matter. If any of the provisions of this Amendment are inconsistent with or in conflict with any of the provisions of the Agreement then, to the extent of any such inconsistency or conflict, the provisions of this Amendment shall prevail as between the parties. |
| 6. | Counterparts. This Amendment may be executed in any number of counterparts which together shall constitute one agreement. Each party hereto may enter into this Amendment by executing a counterpart and this Amendment shall not take effect until it has been executed by both parties. |
| 7. | Law and Jurisdiction. This Amendment shall be governed by, and construed in accordance with, the laws of the State of New York. |
IN WITNESS WHEREOF, the parties have executed this Amendment as of the date first above written.
|
▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ SERVICES, LLC
By:/s/: ▇▇▇▇▇▇▇ ▇. Hinkle___________ Name: ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ Title: President |
JPMORGAN CHASE BANK, N.A.
By:/s/: ▇▇▇▇ ▇▇▇▇______________ Name: ▇▇▇▇ ▇▇▇▇ Title: Executive Director |
ANNEX A
| Customer | Entity Type | Jurisdiction |
| 1940 Act Accounts (Funds within Series Trusts are indented) |
US—1940 Act
| |
| ▇▇▇▇▇▇ California Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Convertible Securities Fund | ||
| ▇▇▇▇▇▇ Diversified Income Trust | ||
| ▇▇▇▇▇▇ Asset Allocation Funds | ||
| -▇▇▇▇▇▇ Dynamic Asset Allocation Balanced Fund | ||
|
-▇▇▇▇▇▇ Dynamic Asset Allocation Conservative Fund |
||
| -▇▇▇▇▇▇ Dynamic Asset Allocation Growth Fund | ||
| -▇▇▇▇▇▇ Multi-Asset Income Fund | ||
| ▇▇▇▇▇▇ Funds Trust | ||
| -▇▇▇▇▇▇ Core Bond Fund | ||
| -▇▇▇▇▇▇ Core Equity Fund | ||
| -▇▇▇▇▇▇ Dynamic Asset Allocation Equity Fund | ||
| -▇▇▇▇▇▇ Emerging Markets Equity Fund | ||
| -▇▇▇▇▇▇ Floating Rate Income Fund | ||
| -▇▇▇▇▇▇ Focused Equity Fund | ||
| -▇▇▇▇▇▇ Global Technology Fund | ||
|
-▇▇▇▇▇▇ Intermediate-Term Municipal Income Fund |
||
| -▇▇▇▇▇▇ International Value Fund | ||
| -▇▇▇▇▇▇ Mortgage Opportunities Fund | ||
| -▇▇▇▇▇▇ Short Duration Bond Fund | ||
| -▇▇▇▇▇▇ Short Term Investment Fund | ||
| -▇▇▇▇▇▇ Short-Term Municipal Income Fund | ||
| -▇▇▇▇▇▇ Small Cap Growth Fund | ||
| -▇▇▇▇▇▇ Ultra Short Duration Income Fund | ||
| -▇▇▇▇▇▇ Ultra Short MAC Series | ||
| ▇▇▇▇▇▇ Focused International Equity Fund | ||
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ Balanced Fund | ||
| ▇▇▇▇▇▇ Global Health Care Fund | ||
| ▇▇▇▇▇▇ Global Income Trust | ||
| ▇▇▇▇▇▇ High Yield Fund | ||
| ▇▇▇▇▇▇ Income Fund | ||
| ▇▇▇▇▇▇ International Equity Fund | ||
| ▇▇▇▇▇▇ Investment Funds | ||
| -▇▇▇▇▇▇ Government Money Market Fund | ||
|
-▇▇▇▇▇▇ International Capital Opportunities Fund |
||
| -▇▇▇▇▇▇ Large Cap Growth Fund | ||
| -▇▇▇▇▇▇ Research Fund | ||
| -▇▇▇▇▇▇ Small Cap Value Fund | ||
| -▇▇▇▇▇▇ Sustainable Future Fund | ||
| ▇▇▇▇▇▇ Large Cap Value Fund | ||
| ▇▇▇▇▇▇ Managed Municipal Income Trust |
| ▇▇▇▇▇▇ Massachusetts Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Master Intermediate Income Trust | ||
| ▇▇▇▇▇▇ Minnesota Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Money Market Fund | ||
| ▇▇▇▇▇▇ Mortgage Securities Fund | ||
| ▇▇▇▇▇▇ Municipal Opportunities Trust | ||
| ▇▇▇▇▇▇ New Jersey Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ New York Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Ohio Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Pennsylvania Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Premier Income Trust | ||
| ▇▇▇▇▇▇ Sustainable Leaders Fund | ||
| ▇▇▇▇▇▇ Target Date Funds | ||
|
-▇▇▇▇▇▇ Retirement Advantage Maturity Fund -▇▇▇▇▇▇ Retirement Advantage 2065 Fund -▇▇▇▇▇▇ Retirement Advantage 2060 Fund -▇▇▇▇▇▇ Retirement Advantage 2055 Fund -▇▇▇▇▇▇ Retirement Advantage 2050 Fund -▇▇▇▇▇▇ Retirement Advantage 2045 Fund -▇▇▇▇▇▇ Retirement Advantage 2040 Fund -▇▇▇▇▇▇ Retirement Advantage 2035 Fund -▇▇▇▇▇▇ Retirement Advantage 2030 Fund -▇▇▇▇▇▇ Retirement Advantage 2025 Fund -▇▇▇▇▇▇ Sustainable Retirement Maturity Fund -▇▇▇▇▇▇ Sustainable Retirement 2065 Fund -▇▇▇▇▇▇ Sustainable Retirement 2060 Fund -▇▇▇▇▇▇ Sustainable Retirement 2055 Fund -▇▇▇▇▇▇ Sustainable Retirement 2050 Fund -▇▇▇▇▇▇ Sustainable Retirement 2045 Fund -▇▇▇▇▇▇ Sustainable Retirement 2040 Fund -▇▇▇▇▇▇ Sustainable Retirement 2035 Fund -▇▇▇▇▇▇ Sustainable Retirement 2030 Fund -▇▇▇▇▇▇ Sustainable Retirement 2025 Fund |
||
| ▇▇▇▇▇▇ Tax Exempt Income Fund | ||
| ▇▇▇▇▇▇ Tax-Free Income Trust | ||
| -▇▇▇▇▇▇ Strategic Intermediate Municipal Fund | ||
| -▇▇▇▇▇▇ Tax-Free High Yield Fund | ||
| ▇▇▇▇▇▇ Variable Trust | ||
| -▇▇▇▇▇▇ VT Core Equity Fund | ||
| -▇▇▇▇▇▇ VT Diversified Income Fund | ||
| -▇▇▇▇▇▇ VT Emerging Markets Equity Fund | ||
| -▇▇▇▇▇▇ VT Focused International Equity Fund | ||
| -▇▇▇▇▇▇ VT ▇▇▇▇▇▇ ▇▇▇▇▇▇ Balanced Fund | ||
| -▇▇▇▇▇▇ VT Global Asset Allocation Fund | ||
| -▇▇▇▇▇▇ VT Global Health Care Fund | ||
| -▇▇▇▇▇▇ VT Government Money Market Fund | ||
| -▇▇▇▇▇▇ VT High Yield Fund | ||
| -▇▇▇▇▇▇ VT Income Fund | ||
| -▇▇▇▇▇▇ VT International Equity Fund | ||
| -▇▇▇▇▇▇ VT International Value Fund | ||
| -▇▇▇▇▇▇ VT Large Cap Growth Fund |
| -▇▇▇▇▇▇ VT Large Cap Value Fund | ||
| -▇▇▇▇▇▇ VT Mortgage Securities Fund | ||
| -▇▇▇▇▇▇ VT Research Fund | ||
| -▇▇▇▇▇▇ VT Small Cap Growth Fund | ||
| -▇▇▇▇▇▇ VT Small Cap Value Fund | ||
| -▇▇▇▇▇▇ VT Sustainable Future Fund | ||
| -▇▇▇▇▇▇ VT Sustainable Leaders Fund | ||
| Non-1940 Act Accounts | ||
| ▇▇▇▇▇▇ Diversified Income Trust (Cayman) Master Fund | Cayman | |
| ▇▇▇▇▇▇ Diversified Income Trust (Cayman) Feeder Fund | Cayman | |
| ▇▇▇▇▇▇ Cash Collateral Pool, LLC | US | |
| ▇▇▇▇▇▇ Intermediate U.S. Investment Grade Fund, LLC | US | |
| ▇▇▇▇▇▇ Emerging Markets Equity Fund, LP | US | |
| ▇▇▇▇▇▇ Total Return: U.S. Investment Grade Fixed Income Fund, LLC | US—ERISA Account | |
| ▇▇▇▇▇▇ Emerging Market Small Cap Equity Fund, LP | US | |
| ▇▇▇▇▇▇ Catholic Values U.S. Large Cap Growth Fund LP | US | |
| ▇▇▇▇▇▇ Intermediate Domestic Investment-Grade Trust | US—ERISA Account; intended to qualify as tax-exempt under Revenue Ruling 81-100 and successor guidance (“81-100 Trust”) | |
| ▇▇▇▇▇▇ Short Duration Government/Corporate Trust | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Stable Value Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Large Cap Value Trust | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2065 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2060 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2055 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2050 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2045 Fund | US—ERISA Account, 81-100 Trust |
| ▇▇▇▇▇▇ Retirement Advantage 2040 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2035 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2030 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage 2025 Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage Maturity Fund | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Money Market Portfolio | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Equity Portfolio | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Growth Portfolio | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Balanced Portfolio | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Conservative Portfolio | US—ERISA Account, 81-100 Trust | |
| ▇▇▇▇▇▇ Retirement Advantage GAA Income Strategies Portfolio | US—ERISA Account, 81-100 Trust |
ANNEX I
“ANNEX I TO THE FUND SERVICES AGREEMENT”
List of Funds
| Name | Entity Type | Jurisdiction |
| Franklin ▇▇▇▇▇▇▇▇▇ US Government Securities II Ltd | Bermuda | |
| ▇▇▇▇▇▇▇▇▇ Growth Fund II Limited | Cayman | |
| ▇▇▇▇▇▇▇▇▇ China Opportunities Fund, Ltd | Cayman | |
| Franklin USD Diversified Bond Fund III | Cayman | |
| ▇▇▇▇▇▇▇▇▇ Global Smaller Companies Fund | U.S.A. | |
| TF-▇▇▇▇▇▇▇▇▇ World Fund | U.S.A. | |
| TF-▇▇▇▇▇▇▇▇▇ Foreign Fund | U.S.A. | |
| TIT-▇▇▇▇▇▇▇▇▇ Global Bond Fund | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ Growth Fund, Inc. | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ Emerging Markets Fund | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ Global Income Fund | U.S.A. | |
| TIF-International Equity Series | U.S.A. | |
| FTVIPT-▇▇▇▇▇▇▇▇▇ Developing Markets VIP Fund | U.S.A. | |
| FMSF-Franklin Mutual Beacon Fund | U.S.A. | |
| FMSF-Franklin Mutual Global Discovery Fund | U.S.A. | |
| FMSF-Franklin Mutual European Fund | U.S.A. | |
| FMSF-Franklin Mutual Quest Fund | U.S.A. | |
| FMSF-Franklin Mutual Shares Fund | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ Developing Markets Trust | U.S.A. | |
| FTVIPT-▇▇▇▇▇▇▇▇▇ Foreign VIP Fund | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ Emerging Markets Income Fund | U.S.A. |
| ▇▇▇▇▇▇▇▇▇ Dragon Fund, Inc. | U.S.A. | |
| FMSF-Franklin Mutual Financial Services Fund | U.S.A. | |
| Franklin Universal Trust | U.S.A. | |
| FFRMT-Franklin Floating Rate Master Series | U.S.A. | |
| FCF-Franklin U.S. Government Securities Fund | U.S.A. | |
| FVIT-Franklin Mutual U.S. Value Fund | U.S.A. | |
| FCTFT-Franklin California Intermediate-Term Tax-Free Income | U.S.A. | |
| FNYTFT-Franklin New York Intermediate-Term Tax-Free Income F | U.S.A. | |
| Franklin Strategic Mortgage Portfolio | U.S.A. | |
| FTFT-Franklin Federal Intermediate-Term Tax-Free Income Fund | U.S.A. | |
| FMST-Franklin California High Yield Municipal Fund | U.S.A. | |
| TMMP-The U.S. Government Money Market Portfolio | U.S.A. | |
| FVIT-Franklin Microcap Value Fund | U.S.A. | |
| ▇▇▇▇▇-▇▇▇▇▇▇▇▇ Real Estate Securities Fund | U.S.A. | |
| FSS-Franklin Strategic Income Fund | U.S.A. | |
| FSS-Franklin Small-Mid Cap Growth Fund | U.S.A. | |
| FVIT-Franklin Small Cap Value Fund | U.S.A. | |
| TGIT-▇▇▇▇▇▇▇▇▇ Global Balanced Fund | U.S.A. | |
| Franklin Gold And Precious Metals Fund | U.S.A. | |
| FHIT-Franklin High Income Fund | U.S.A. | |
| FCF-Franklin Growth Fund | U.S.A. | |
| FCF-Franklin Utilities Fund | U.S.A. | |
| FCF-Franklin DynaTech Fund | U.S.A. | |
| FCF-Franklin Income Fund | U.S.A. | |
| FUSGMF-▇▇▇▇▇▇▇▇ U.S. Government Money Fund | U.S.A. | |
| Franklin California Tax-Free Income Fund | U.S.A. |
| Franklin New York Tax-Free Income Fund | U.S.A. | |
| Franklin Federal Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Massachusetts Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Michigan Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Minnesota Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Ohio Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Colorado Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Georgia Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Pennsylvania Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin High Yield Tax-Free Income Fund | U.S.A. | |
| FIST-Franklin Convertible Securities Fund | U.S.A. | |
| FIST-Franklin Adjustable U.S. Government Securities Fund | U.S.A. | |
| FIST-Franklin Equity Income Fund | U.S.A. | |
| IFT-Money Market Portfolio | U.S.A. | |
| FTFT-Franklin Federal Limited-Term Tax-Free Fund | U.S.A. | |
| FMT-Franklin Rising Dividends Fund | U.S.A. | |
| FTFT-Franklin Missouri Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Oregon Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Virginia Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Alabama Tax-Free Income Fund | U.S.A. | |
| TGIT-▇▇▇▇▇▇▇▇▇ Emerging Markets Small Cap Fund | U.S.A. | |
| FSS-Franklin Biotechnology Discovery Fund | U.S.A. | |
| FSS-Franklin Natural Resources Fund | U.S.A. | |
| FTVIPT-Franklin Flex Cap Growth VIP Fund | U.S.A. | |
| FIST-Franklin Floating Rate Daily Access Fund | U.S.A. | |
| FGT-Franklin Emerging Market Debt Opportunities Fund | U.S.A. |
| TIF-Foreign Smaller Companies Series | U.S.A. | |
| FIST-Franklin Managed Income Fund | U.S.A. | |
| FGT-Franklin International Small Cap Fund | U.S.A. | |
| FIST-Franklin Total Return Fund | U.S.A. | |
| FSS-Franklin Growth Opportunities Fund | U.S.A. | |
| FTFT-Franklin Arizona Tax-Free Income Fund | U.S.A. | |
| FSS-Franklin Small Cap Growth Fund | U.S.A. | |
| FTFT-Franklin Connecticut Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin Louisiana Tax-Free Income Fund | U.S.A. | |
| Franklin Limited Duration Income Trust | U.S.A. | |
| ▇▇▇▇▇▇▇▇▇ China World Fund | U.S.A. | |
| FTFT-Franklin Maryland Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin North Carolina Tax-Free Income Fund | U.S.A. | |
| FTFT-Franklin New Jersey Tax-Free Income Fund | U.S.A. | |
| FTVIPT-Franklin Growth and Income VIP Fund | U.S.A. | |
| FTVIPT-Franklin Global Real Estate VIP Fund | U.S.A. | |
| FTVIPT-▇▇▇▇▇▇▇▇▇ Global Bond VIP Fund | U.S.A. | |
| FTVIPT-Franklin Income VIP Fund | U.S.A. | |
| FTVIPT-Franklin U.S. Government Securities VIP Fund | U.S.A. | |
| FTVIPT-Franklin Rising Dividends VIP Fund | U.S.A. | |
| FTVIPT-▇▇▇▇▇▇▇▇▇ Growth VIP Fund | U.S.A. | |
| FTVIPT-Franklin Small-Mid Cap Growth VIP Fund | U.S.A. | |
| FTVIPT-Franklin Large Cap Growth VIP Fund | U.S.A. | |
| FTVIPT-Franklin Mutual Global Discovery VIP Fund | U.S.A. | |
| FTVIPT-Franklin Mutual Shares VIP Fund | U.S.A. | |
| FTVIPT-Franklin Small Cap Value VIP Fund | U.S.A. |
| FTVIPT-Franklin Strategic Income VIP Fund | U.S.A. | |
| FIST-Franklin Real Return Fund | U.S.A. | |
| FIST-Franklin Low Duration Total Return Fund | U.S.A. | |
| FSS-Franklin Select U.S. Equity Fund | U.S.A. | |
| TIF-Global Equity Series | U.S.A. | |
| FGT-Franklin International Growth Fund | U.S.A. | |
| TGIT-▇▇▇▇▇▇▇▇▇ Frontier Markets Fund | U.S.A. | |
| TIT-▇▇▇▇▇▇▇▇▇ Global Total Return Fund | U.S.A. | |
| FTVIPT-Franklin VolSmart Allocation VIP Fund | U.S.A. | |
| TIT-▇▇▇▇▇▇▇▇▇ Emerging Markets Bond Fund | U.S.A. | |
| FMSF-Franklin Mutual International Fund | U.S.A. | |
| TIT-▇▇▇▇▇▇▇▇▇ International Bond Fund | U.S.A. | |
| FFAS-Franklin Payout 2019 Fund | U.S.A. | |
| FFAS-Franklin Payout 2020 Fund | U.S.A. | |
| FFAS-Franklin Payout 2021 Fund | U.S.A. | |
| FSS-Franklin Flexible Alpha Bond Fund | U.S.A. | |
| FFRMT-Franklin Floating Rate Income Fund | U.S.A. | |
| FCF-Franklin Focused Growth Fund | U.S.A. | |
| FFAS-Franklin Payout 2022 Fund | U.S.A. | |
| ▇▇ ▇▇▇▇▇▇▇▇▇ International - Climate Change Fund | U.S.A. | |
| Franklin Conservative Allocation Age 9-10 Years 529 Portfolio | U.S.A. | |
| Franklin Conservative Allocation Age 13-14 Years 529 Portfolio | U.S.A. | |
| FFAS-Franklin LifeSmart Retirement Income Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2025 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2035 Retirement Target Fund | U.S.A. | |
| FTVIPT-Franklin Allocation VIP Fund | U.S.A. |
| FFAS-Franklin LifeSmart 2045 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin Corefolio Allocation Fund | U.S.A. | |
| FFAS-Franklin Founding Funds Allocation Fund | U.S.A. | |
| FFAS-Franklin Conservative Allocation Fund | U.S.A. | |
| FFAS-Franklin Moderate Allocation Fund | U.S.A. | |
| FFAS-Franklin Growth Allocation Fund | U.S.A. | |
| Franklin Growth Allocation Newborn - 4 Years 529 Portfolio | U.S.A. | |
| Franklin Growth 529 Portfolio | U.S.A. | |
| Franklin Income 529 Portfolio | U.S.A. | |
| Franklin Small Mid Cap Growth 529 Portfolio | U.S.A. | |
| Franklin Growth Allocation 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ U.S. Large Cap Index 529 Portfolio (f/k/a S&P 500 Index 529 Portfolio) | U.S.A. | |
| Franklin Conservative Allocation Newborn-4 Years 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Newborn-4 Years 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 9-10 Years 529 Portfolio | U.S.A. | |
|
▇▇▇▇▇▇▇▇ Moderate Allocation Age 17 Years 529 Portfolio (f/k/a Franklin Moderate Allocation Age 17-18 Years 529 Portfolio) |
U.S.A. | |
| FFAS-Franklin LifeSmart 2030 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2050 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2040 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2020 Retirement Target Fund | U.S.A. | |
| FFAS-Franklin NextStep Conservative Fund | U.S.A. | |
| FFAS-Franklin NextStep Moderate Fund | U.S.A. | |
| FFAS-Franklin NextStep Growth Fund | U.S.A. | |
| FFAS-Franklin LifeSmart 2055 Retirement Target Fund | U.S.A. | |
| NJ Best Trust A | U.S.A. |
| NJ Best Trust B | U.S.A. | |
| NJ Best Trust C | U.S.A. | |
| NJ Best Trust D | U.S.A. | |
| NJ Best Trust E | U.S.A. | |
| NJ Better Educational Saving Trust | U.S.A. | |
| NJ Best Pooled Equity | U.S.A. | |
| Franklin Growth Allocation Age 9 - 10 Years 529 Portfolio | U.S.A. | |
| Franklin Growth Allocation Age 13 - 14 Years 529 Portfolio | U.S.A. | |
|
Franklin Growth Allocation Age 17 Years 529 Portfolio (f/k/a Franklin Growth Allocation Age 17-18 Years 529 Portfolio) |
U.S.A. | |
|
Franklin Conservative Allocation Age 17 Years 529 Portfolio (f/k/a Franklin Conservative Allocation Age 17-18 Years 529 Portfolio) |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 13-14 Years 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ ▇.▇. Government Money 529 Portfolio | U.S.A. | |
| FT Holdings Corporations III | U.S.A. | |
| FT Holdings Corporations IV | U.S.A. | |
| FT Holdings Corporations I | U.S.A. | |
| FT Holdings Corporations II | U.S.A. | |
|
Franklin Conservative Allocation Age 5 - 6 Years 529 Portfolio (f/k/a Franklin Conservative Allocation Age 5 - 8 Years 529 Portfolio) |
U.S.A. | |
| Franklin Conservative Allocation Age 11 - 12 Years 529 Portfolio | U.S.A. | |
| Franklin Conservative Allocation Age 15 - 16 Years 529 Portfolio | U.S.A. | |
| Franklin Conservative Allocation Age 19+ Years 529 Portfolio | U.S.A. | |
|
▇▇▇▇▇▇▇▇ Moderate Allocation Age 5 - 6 Years 529 Portfolio (f/k/a Franklin Moderate Allocation Age 5 - 8 Years 529 Portfolio) |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 11 - 12 Years 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 15 - 16 Years 529 Portfolio | U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 19+ Years 529 Portfolio | U.S.A. |
|
Franklin Growth Allocation Age 5 - 6 Years 529 Portfolio (f/k/a Franklin Growth Allocation Age 5 - 8 Years 529 Portfolio) |
U.S.A. | |
| Franklin Growth Allocation Age 11 - 12 Years 529 Portfolio | U.S.A. | |
| Franklin Growth Allocation Age 15 - 16 Years 529 Portfolio | U.S.A. | |
| Franklin Growth Allocation Age 19+ Years 529 Portfolio | U.S.A. | |
| FSS-Franklin ▇▇▇▇▇▇▇▇▇ SMACS Series CH | U.S.A. | |
| FSS-Franklin ▇▇▇▇▇▇▇▇▇ SMACS Series H | U.S.A. | |
| FSS-Franklin ▇▇▇▇▇▇▇▇▇ SMACS Series E | U.S.A. | |
| FSS-Franklin ▇▇▇▇▇▇▇▇▇ SMACS Series I | U.S.A. | |
| Franklin USD Diversified Bond IV 2024 Fund A (Qdis) USD | Cayman | |
| ▇▇▇▇▇▇▇▇ U.S. Core Equity (IU) Fund | U.S.A. | |
| Franklin International Core Equity (IU) Fund | U.S.A. | |
| Franklin Emerging Markets Core Equity (UI) Fund | U.S.A. | |
| ▇▇▇▇▇▇▇▇ USD Diversified Bond VI 2024 SP | Cayman | |
| FTFT-Franklin Municipal Green Bond Fund | U.S.A. | |
| Franklin USD Diversified Fixed Tenure Bond SP | Cayman | |
| Franklin USD Diversified Bond VII 2024 SP | Cayman | |
| Franklin Equity Portfolio Fund, a series of Franklin ETF Trust |
U.S.A. | |
| Franklin Fixed Income Portfolio Fund, a series of Franklin ETF Trust |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ USD Diversified Fixed Tenure Bond Series II SP | Cayman | |
| Franklin Lifesmart 2060 Retirement Target Fund | U.S.A. | |
|
▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇ U.S. Government Money Fund |
U.S.A. | |
|
▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ SMACS Fund: Series EM |
U.S.A. | |
| Franklin Conservative Allocation Age 7 - 8 Years 529 Portfolio |
U.S.A. | |
| Franklin Conservative Allocation Age 18 Years 529 Portfolio* |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 7 - 8 Years 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation Age 18 Years 529 Portfolio |
U.S.A. |
| Franklin Growth Allocation Age 7 - 8 Years 529 Portfolio |
U.S.A. | |
| Franklin Growth Allocation Age 18 Years 529 Portfolio |
U.S.A. | |
| Franklin Conservative Allocation 529 Portfolio |
U.S.A. | |
| Franklin Conservative Growth Allocation 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Allocation 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ Moderate Growth Allocation 529 Portfolio |
U.S.A. | |
| Franklin Aggressive Growth Allocation 529 Portfolio |
U.S.A. | |
| Franklin DynaTech 529 Portfolio |
U.S.A. | |
| ClearBridge Large Cap Value 529 Portfolio |
U.S.A. | |
| ClearBridge International Growth 529 Portfolio |
U.S.A. | |
| BrandywineGLOBAL - Global Opportunities 529 Portfolio |
U.S.A. | |
| Western Asset Short Term Bond 529 Portfolio |
U.S.A. | |
| Western Asset Core Plus Bond 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇▇ ▇▇▇▇▇▇ International Sustainable Equity 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇ 529 Portfolio |
U.S.A. | |
| ClearBridge Sustainability Leaders 529 Portfolio |
U.S.A. | |
| ▇▇▇▇▇▇▇▇ ▇▇▇▇ Duration Credit Fund |
U.S.A. | |
| *▇▇▇▇▇▇ California Tax Exempt Income Fund |
US—1940 Act
| |
| *▇▇▇▇▇▇ Convertible Securities Fund |
US—1940 Act
| |
| *▇▇▇▇▇▇ Diversified Income Trust |
US—1940 Act
| |
|
*▇▇▇▇▇▇ Asset Allocation Funds -*▇▇▇▇▇▇ Dynamic Asset Allocation Balanced Fund -*▇▇▇▇▇▇ Dynamic Asset Allocation Conservative Fund -*▇▇▇▇▇▇ Dynamic Asset Allocation Growth Fund -*▇▇▇▇▇▇ Multi-Asset Income Fund |
US—1940 Act
|
|
*▇▇▇▇▇▇ Funds Trust -*▇▇▇▇▇▇ Core Bond Fund -*▇▇▇▇▇▇ Core Equity Fund -*▇▇▇▇▇▇ Dynamic Asset Allocation Equity Fund -*▇▇▇▇▇▇ Emerging Markets Equity Fund -*▇▇▇▇▇▇ Floating Rate Income Fund -*▇▇▇▇▇▇ Focused Equity Fund -*▇▇▇▇▇▇ Global Technology Fund -*▇▇▇▇▇▇ Intermediate-Term Municipal Income Fund -*▇▇▇▇▇▇ International Value Fund -*▇▇▇▇▇▇ Mortgage Opportunities Fund -*▇▇▇▇▇▇ Short Duration Bond Fund -*▇▇▇▇▇▇ Short Term Investment Fund -*▇▇▇▇▇▇ Short-Term Municipal Income Fund -*▇▇▇▇▇▇ Small Cap Growth Fund -*▇▇▇▇▇▇ Ultra Short Duration Income Fund -*▇▇▇▇▇▇ Ultra Short MAC Series |
US—1940 Act
| |
| *Putnam Focused International Equity Fund |
US—1940 Act
| |
| *George Putnam Balanced Fund |
US—1940 Act
| |
| *Putnam Global Health Care Fund |
US—1940 Act
| |
| *Putnam Global Income Trust |
US—1940 Act
| |
| *Putnam High Yield Fund |
US—1940 Act
| |
| *Putnam Income Fund |
US—1940 Act
| |
| *Putnam International Equity Fund |
US—1940 Act
| |
|
- *Putnam Government Money Market Fund - *Putnam International Capital Opportunities Fund - *Putnam Large Cap Growth Fund - *Putnam Research Fund - *Putnam Small Cap Value Fund - *Putnam Sustainable Future Fund |
US—1940 Act
| |
| *Putnam Large Cap Value Fund |
US—1940 Act
| |
| *Putnam Managed Municipal Income Trust |
US—1940 Act
| |
| *Putnam Massachusetts Tax Exempt Income Fund |
US—1940 Act
|
| *Putnam Master Intermediate Income Trust |
US—1940 Act
| |
| *Putnam Minnesota Tax Exempt Income Fund |
US—1940 Act
| |
| *Putnam Money Market Fund |
US—1940 Act
| |
| *Putnam Mortgage Securities Fund |
US—1940 Act
| |
| *Putnam Municipal Opportunities Trust |
US—1940 Act
| |
| *Putnam New Jersey Tax Exempt Income Fund |
US—1940 Act
| |
| *Putnam New York Tax Exempt Income Fund |
US—1940 Act
| |
| *Putnam Ohio Tax Exempt Income Fund |
US—1940 Act
| |
| *Putnam Pennsylvania Tax Exempt Income Fund |
US—1940 Act
| |
| *Putnam Premier Income Trust |
US—1940 Act
| |
| *Putnam Sustainable Leaders Fund |
US—1940 Act
| |
|
Putnam Target Date Funds - *Putnam Retirement Advantage Maturity Fund - *Putnam Retirement Advantage 2065 Fund - *Putnam Retirement Advantage 2060 Fund - *Putnam Retirement Advantage 2055 Fund - *Putnam Retirement Advantage 2050 Fund - *Putnam Retirement Advantage 2045 Fund - *Putnam Retirement Advantage 2040 Fund - *Putnam Retirement Advantage 2035 Fund - *Putnam Retirement Advantage 2030 Fund - *Putnam Retirement Advantage 2025 Fund - *Putnam Sustainable Retirement Maturity Fund - *Putnam Sustainable Retirement 2065 Fund - *Putnam Sustainable Retirement 2060 Fund - *Putnam Sustainable Retirement 2055 Fund - *Putnam Sustainable Retirement 2050 Fund - *Putnam Sustainable Retirement 2045 Fund - *Putnam Sustainable Retirement 2040 Fund - *Putnam Sustainable Retirement 2035 Fund - *Putnam Sustainable Retirement 2030 Fund - *Putnam Sustainable Retirement 2025 Fund |
US—1940 Act
|
| *Putnam Tax Exempt Income Fund |
US—1940 Act
| |
|
*Putnam Tax-Free Income Trust - *Putnam Strategic Intermediate Municipal Fund - *Putnam Tax-Free High Yield Fund |
US—1940 Act
| |
|
*Putnam Variable Trust - *Putnam VT Core Equity Fund - *Putnam VT Diversified Income Fund - *Putnam VT Emerging Markets Equity Fund - *Putnam VT Focused International Equity Fund - *Putnam VT George Putnam Balanced Fund - *Putnam VT Global Asset Allocation Fund - *Putnam VT Global Health Care Fund - *Putnam VT Government Money Market Fund - *Putnam VT High Yield Fund - *Putnam VT Income Fund - *Putnam VT International Equity Fund - *Putnam VT International Value Fund - *Putnam VT Large Cap Growth Fund - *Putnam VT Large Cap Value Fund - *Putnam VT Mortgage Securities Fund - *Putnam VT Research Fund - *Putnam VT Small Cap Growth Fund - *Putnam VT Small Cap Value Fund - *Putnam VT Sustainable Future Fund - *Putnam VT Sustainable Leaders Fund |
US—1940 Act
| |
| *Putnam Diversified Income Trust (Cayman) Master Fund | Cayman | |
| *Putnam Diversified Income Trust (Cayman) Feeder Fund | Cayman | |
| *Putnam Cash Collateral Pool, LLC | US | |
| *Putnam Intermediate U.S. Investment Grade Fund, LLC | US | |
| *Putnam Emerging Markets Equity Fund, LP | US | |
| *Putnam Total Return: U.S. Investment Grade Fixed Income Fund, LLC | US—ERISA Account | |
| *Putnam Emerging Market Small Cap Equity Fund, LP | US | |
| *Putnam Catholic Values U.S. Large Cap Growth Fund LP | US | |
| *Putnam Intermediate Domestic Investment-Grade Trust | US—ERISA Account; intended to qualify as tax-exempt under Revenue Ruling 81-100 and successor guidance (“81-100 Trust”) | |
| *Putnam Short Duration Government/Corporate Trust | ||
| *Putnam Stable Value Fund |
| *Putnam Large Cap Value Trust | ||
| *Putnam Retirement Advantage 2065 Fund | ||
| *Putnam Retirement Advantage 2060 Fund | ||
| *Putnam Retirement Advantage 2055 Fund | ||
| *Putnam Retirement Advantage 2050 Fund | ||
| *Putnam Retirement Advantage 2045 Fund | ||
| *Putnam Retirement Advantage 2040 Fund | ||
| *Putnam Retirement Advantage 2035 Fund | ||
| *Putnam Retirement Advantage 2030 Fund | ||
| *Putnam Retirement Advantage 2025 Fund | ||
| *Putnam Retirement Advantage Maturity Fund | ||
| *Putnam Retirement Advantage GAA Money Market Portfolio | ||
| *Putnam Retirement Advantage GAA Equity Portfolio | ||
| *Putnam Retirement Advantage GAA Growth Portfolio | ||
| *Putnam Retirement Advantage GAA Balanced Portfolio | ||
| *Putnam Retirement Advantage GAA Conservative Portfolio | ||
| *Putnam Retirement Advantage GAA Income Strategies Portfolio |
*Denotes a Fund added through this Amendment.