AMENDED SCHEDULE B (“Amendment”) to the TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENT dated March 29, 2022 (“Agreement”) between BNY MELLON INVESTMENT SERVICING (US) INC. and EACH INVESTMENT COMPANY LISTED HEREIN
Exhibit 99.(k)(2)
Execution Version
AMENDED SCHEDULE B
(“Amendment”) to the
TRANSFER AGENCY AND SHAREHOLDER SERVICES
AGREEMENT
dated March 29, 2022 (“Agreement”)
between
BNY MELLON INVESTMENT SERVICING (US) INC.
and
EACH INVESTMENT COMPANY LISTED HEREIN
BNY Mellon Investment Servicing (US) Inc. (“BNYM”) and each investment company listed on the signature page to this Amendment (each, an “Investment Company“ and collectively, the “Investment Companies”) hereby agree, with respect to the Agreement, each on its own behalf and on behalf of each Portfolio of each such Investment Company contained on Schedule B, to amend the Agreement effective as of April 14, 2025 (the “Effective Date”) as set forth herein. Capitalized terms not otherwise defined in this Amendment shall have the meaning ascribed to them in the Agreement. In the event of a conflict between the terms of this Amendment and the Agreement, this Agreement shall control.
| 1. | Schedule B to the Agreement is hereby deleted in its entirety and replaced with the Schedule B attached hereto. | |
| 2. | Subject to the specific modifications made herein, all terms and conditions of the Agreement shall remain in full force and effect. |
IN WITNESS WHEREOF, each of the parties hereto has caused this Amendment to the Transfer Agency and Shareholder Services Agreement to be executed as of the Effective Date by its duly authorized representative designated below. An authorized representative, if executing this Agreement by Electronic Signature, affirms authorization to execute this Agreement by Electronic Signature and that the Electronic Signature represents an intent to enter into this Agreement and an agreement with its terms.
| BNY Mellon Investment Servicing (US) Inc. | ▇▇▇▇ ▇▇▇▇▇▇ Funds* | ||||||
| By: | /s/ ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | By: | /s/ ▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||||
| Name: | ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇ | ||||||
| Title: | Senior Vice President | Name: | ▇▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇ | ||||
| On behalf of the Investment Company and each Fund, each in its individual and separate capacity, as Secretary or Assistant Secretary of the Funds, as applicable | |||||||
Execution Version
*▇▇▇▇ ▇▇▇▇▇▇ Funds:
Lord ▇▇▇▇▇▇ Affiliated Fund, Inc.
Lord ▇▇▇▇▇▇ ▇▇▇▇ Debenture Fund, Inc.
Lord ▇▇▇▇▇▇ Credit Opportunities Fund
Lord ▇▇▇▇▇▇ Developing Growth Fund, Inc.
Lord ▇▇▇▇▇▇ Flexible Income Fund
Lord ▇▇▇▇▇▇ Global Fund, Inc.
Lord ▇▇▇▇▇▇ Investment Trust
Lord ▇▇▇▇▇▇ Mid Cap Stock Fund, Inc.
Lord ▇▇▇▇▇▇ Municipal Income Fund, Inc.
Lord ▇▇▇▇▇▇ Municipal Opportunities Fund
Lord ▇▇▇▇▇▇ Research Fund, Inc.
Lord ▇▇▇▇▇▇ Securities Trust
Lord ▇▇▇▇▇▇ Series Fund, Inc.
▇▇▇▇ ▇▇▇▇▇▇ Corporate Opportunities Fund (fka Lord ▇▇▇▇▇▇ Special Situations Income Fund)
Lord ▇▇▇▇▇▇ Trust I
▇▇▇▇ ▇▇▇▇▇▇ U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc.
| 2 |
Execution Version
|
SCHEDULE B
(Effective : April 14, 2025)
THIS SCHEDULE B is Schedule B to that certain Transfer Agency And Shareholder Services Agreement dated as of March 29, 2022, between BNY Mellon Investment Servicing (US) Inc. and each of the Investment Companies and Portfolios listed on this Schedule B.
Funds
Lord ▇▇▇▇▇▇ Affiliated Fund, Inc.
| |
| Lord ▇▇▇▇▇▇ ▇▇▇▇-Debenture Fund, Inc. | |
| Lord ▇▇▇▇▇▇ Credit Opportunities Fund | |
| Lord ▇▇▇▇▇▇ Developing Growth Fund, Inc. | |
| Lord ▇▇▇▇▇▇ Flexible Income Fund | |
| Lord ▇▇▇▇▇▇ Global Fund, Inc. | |
| Lord ▇▇▇▇▇▇ Emerging Markets Bond Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Emerging Markets Corporate Debt Fund | |
| Lord ▇▇▇▇▇▇ Investment Trust | |
| Lord ▇▇▇▇▇▇ Convertible Fund | |
| Lord ▇▇▇▇▇▇ Core Fixed Income Fund | |
| Lord ▇▇▇▇▇▇ Core Plus Bond Fund | |
| Lord ▇▇▇▇▇▇ Floating Rate Fund | |
| Lord ▇▇▇▇▇▇ High Yield Fund | |
| Lord ▇▇▇▇▇▇ Income Fund | |
| Lord ▇▇▇▇▇▇ Inflation Focused Fund | |
| Lord ▇▇▇▇▇▇ Multi-Asset Balanced Opportunity Fund | |
| Lord ▇▇▇▇▇▇ Multi-Asset Income Fund | |
| Lord ▇▇▇▇▇▇ Short Duration Core Bond Fund | |
| Lord ▇▇▇▇▇▇ Short Duration Income Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Total Return Fund | |
| Lord ▇▇▇▇▇▇ Ultra Short Bond Fund | |
| Lord ▇▇▇▇▇▇ Mid Cap Stock Fund, Inc. | |
| Lord ▇▇▇▇▇▇ Municipal Income Fund, Inc. | |
| Lord ▇▇▇▇▇▇ California Tax-Free Income Fund | |
| Lord ▇▇▇▇▇▇ High Income Municipal Bond Fund | |
| Lord ▇▇▇▇▇▇ Intermediate Tax Free Fund | |
| Lord ▇▇▇▇▇▇ National Tax-Free Income Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ New Jersey Tax-Free Income Fund | |
| Lord ▇▇▇▇▇▇ New York Tax-Free Income Fund | |
| Lord ▇▇▇▇▇▇ Short Duration High Income Municipal Bond Fund | |
| Lord ▇▇▇▇▇▇ Short Duration Tax Free Fund | |
| 3 |
Execution Version
|
Lord ▇▇▇▇▇▇ Municipal Opportunities Fund
Lord ▇▇▇▇▇▇ Research Fund, Inc.
| |
| ▇▇▇▇ ▇▇▇▇▇▇ Dividend Growth Fund | |
| Lord ▇▇▇▇▇▇ Growth Opportunities Fund | |
| Lord ▇▇▇▇▇▇ Small-Cap Value Series | |
| Lord ▇▇▇▇▇▇ Securities Trust | |
| Lord ▇▇▇▇▇▇ Alpha Strategy Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Focused Growth Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Focused Large Cap Value Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Focused Small Cap Value Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Fundamental Equity Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Global Equity Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Growth Leaders Fund | |
| Lord ▇▇▇▇▇▇ Health Care Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ International Equity Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ International Opportunities Fund | |
| Lord ▇▇▇▇▇▇ International Value Fund | |
| Lord ▇▇▇▇▇▇ Micro-Cap Growth Fund | |
| Lord ▇▇▇▇▇▇ Value Opportunities Fund | |
| Lord ▇▇▇▇▇▇ Series Fund, Inc. | |
| Bond-Debenture Portfolio | |
| Developing Growth Portfolio | |
| Dividend Growth Portfolio | |
| Fundamental Equity Portfolio | |
| Growth and Income Portfolio | |
| Growth Opportunities Portfolio | |
| Mid Cap Stock Portfolio | |
| Short Duration Income Portfolio | |
| Total Return Portfolio | |
| ▇▇▇▇ ▇▇▇▇▇▇ Corporate Opportunities fund (fka Lord ▇▇▇▇▇▇ Special Situations Income Fund) | |
| Lord ▇▇▇▇▇▇ Trust I | |
| ▇▇▇▇ ▇▇▇▇▇▇ Emerging Markets Equity Fund | |
| Lord ▇▇▇▇▇▇ International Growth Fund | |
| Lord ▇▇▇▇▇▇ Investment Grade Floating Rate Fund | |
| Lord ▇▇▇▇▇▇ Short Duration High Yield Fund | |
| Lord ▇▇▇▇▇▇ Diversification Shares: Core Completion Fund | |
| Lord ▇▇▇▇▇▇ Diversification Shares: Core Plus Completion Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ Diversification Shares: Enhanced Municipal Yield Completion Fund | |
| Lord ▇▇▇▇▇▇ Diversification Shares: Short Duration Completion Fund | |
| ▇▇▇▇ ▇▇▇▇▇▇ U.S. Government & Government Sponsored Enterprises Money Market Fund, Inc. | |
| 4 |
