EXHIBIT D.(XIV)(A)
FORM OF
AMENDMENT NUMBER 14 TO
INVESTMENT MANAGEMENT AGREEMENT
Pursuant to the Investment Management Agreement between Hartford Investment
Financial Services, LLC (formerly known as Hartford Investment Financial
Services Company) ("HIFSCO") and The Hartford Mutual Funds, Inc. (formerly known
as ITT Hartford Mutual Funds, Inc.) dated March 3, 1997, as amended (the
"Agreement"), the following funds (the "Funds") are hereby included in the
definition of Portfolio:
- The Hartford Balanced Income Fund
- The Hartford MidCap Growth Fund
- The Hartford Select SmallCap Value Fund
All provisions in the Agreement shall apply to the management of the Funds,
except as stated below.
The advisory fees for the new portfolios shall be accrued daily and paid
monthly, based upon the following annual rates and upon the calculated daily net
asset value of the respective funds:
NET ASSET VALUE ANNUAL RATE
------------------ -----------
The Hartford Balanced Income Fund First $250 million ▇.▇▇▇%
Next $250 million ▇.▇▇▇%
Next $500 million ▇.▇▇▇%
Over $1 billion ▇.▇▇▇%
The Hartford MidCap Growth Fund First $250 million ▇.▇▇▇%
Next $250 million ▇.▇▇▇%
Next $500 million ▇.▇▇▇%
Over $1 billion ▇.▇▇▇%
The Hartford Select SmallCap Value Fund First $250 million ▇.▇▇▇%
Next $250 million ▇.▇▇▇%
Next $500 million ▇.▇▇▇%
Over $1 billion ▇.▇▇▇%
This amended Agreement is effective for a period of two years from the date
hereof and shall continue in effect thereafter in accordance with the provisions
of Section 9 of the Agreement.
IN WITNESS WHEREOF, the parties hereto have caused this Amendment to be
executed on [______], 2006.
HARTFORD INVESTMENT FINANCIAL THE HARTFORD MUTUAL FUNDS, INC.
SERVICES, LLC
By: By:
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▇▇▇▇ ▇▇▇▇▇▇▇ ▇▇▇▇▇▇ ▇▇▇▇▇
Vice President Vice President
