EXHIBIT h.7
FOURTH AMENDMENT TO
AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT
FOURTH AMENDMENT TO
AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT
THIS AMENDMENT made effective as of the 21st day of October, 2004
amends that certain Amended and Restated Financial Agent Agreement dated
November 19, 1997, as amended, by and among the following parties (the
"Agreement") as herein below provided.
W I T N E S S E T H :
WHEREAS, the parties hereto wish to amend Schedule A of the Agreement
to reflect the inclusion of two new series.
NOW, THEREFORE, in consideration of the foregoing premise and other
good and valuable consideration, the parties hereby agree that the Agreement is
hereby amended as follows:
1. Schedule A is hereby amended so as to include reference to (a) Phoenix
Global Utilities Fund, a series of the Phoenix Investment Series Fund,
formerly the Phoenix-Oakhurst Income & Growth Fund, and (b) Phoenix Mid-Cap
Value Fund, a series of Phoenix Equity Trust. Attached hereto is a revised
Schedule A--Schedule of Funds Subject to Amended and Restated Financial
Agent Agreement, updated as of October 21, 2004, which Schedule shall
supercede any current schedule of funds attached to the Agreement.
2. Except as herein above and herein before amended, all other terms and
conditions set forth in the Agreement shall be and remain in full force and
effect.
[signature page follows]
IN WITNESS WHEREOF, the parties have caused this Amendment to be executed by
their duly authorized officers as of the day and year first above written.
PHOENIX EQUITY SERIES FUND
PHOENIX EQUITY TRUST
PHOENIX-▇▇▇▇▇▇▇ CALIFORNIA TAX EXEMPT BOND FUND
PHOENIX INVESTMENT TRUST 97
PHOENIX MULTI-PORTFOLIO FUND
PHOENIX MULTI-SERIES TRUST
PHOENIX INVESTMENT SERIES FUND
PHOENIX-OAKHURST STRATEGIC ALLOCATION FUND
PHOENIX PARTNER SELECT FUNDS
PHOENIX-SENECA FUNDS
PHOENIX SERIES FUND
PHOENIX STRATEGIC EQUITY SERIES FUND
By: /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇
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▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇▇▇▇
President
PHOENIX EQUITY PLANNING CORPORATION
By: /s/ ▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
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▇▇▇▇▇▇▇ ▇. ▇▇▇▇▇▇▇
Vice President, Chief Administrative Officer
SCHEDULE A
Schedule of Funds Subject to Amended and Restated Financial Agent Agreement
(as of October 21, 2004)
Class A Class B Class C Class T Class X Class Y
------- ------- ------- ------- ------- -------
Phoenix-▇▇▇▇▇▇▇▇ Funds
Phoenix-▇▇▇▇▇▇▇▇ Balanced Return Fund X X X
Phoenix-▇▇▇▇▇▇▇▇ Focus Growth Fund X X X
Phoenix-▇▇▇▇▇▇▇▇ Nifty Fifty Fund X X X
Phoenix-▇▇▇▇▇▇▇▇ Small & Mid-Cap Growth Fund X X X
Phoenix Equity Trust
Phoenix-Aberdeen Worldwide Opportunities Fund X X X
Phoenix Mid-Cap Value Fund X X
Phoenix Equity Series Fund:
Phoenix-Oakhurst Growth & Income Fund X X X
Phoenix-▇▇▇▇▇▇▇ California Tax-Exempt Bond Fund X X
Phoenix Institutional Mutual Funds
Phoenix Institutional Bond Fund X X
Phoenix Investment Series Fund
Phoenix-Oakhurst Income & Growth Fund X X X
Phoenix Global Utilities Fund X X
Phoenix Investment Trust 97:
Phoenix Small Cap Value Fund X X X
Phoenix-Oakhurst Value Equity Fund X X X
Phoenix-Kayne Funds
Phoenix-Kayne California Intermediate
Tax-Free Bond Fund X
Phoenix-Kayne Intermediate Total Return Bond Fund X
Phoenix-Kayne International Fund X X X X
Phoenix-Kayne Rising Dividends Fund X X X X
Phoenix-Kayne Small-Mid Cap Fund X X X X
Phoenix Multi-Portfolio Fund:
Phoenix-Aberdeen International Fund X X X
Phoenix-Duff & ▇▇▇▇▇▇ Real Estate Securities Fund X X X
Phoenix-▇▇▇▇▇▇▇ Emerging Markets Bond Fund X X X
Phoenix-▇▇▇▇▇▇▇ Tax-Exempt Bond Fund X X
Phoenix Multi-Series Trust
Phoenix-▇▇▇▇▇▇▇ Multi-Sector Fixed Income Fund X X X
Phoenix ▇▇▇▇▇▇▇ Multi-Sector Short Term Bond Fund X X X X X
SCHEDULE A (continued)
Schedule of Funds Subject to Amended and Restated Financial Agent Agreement
(as of October 21, 2004)
Class A Class B Class C Class T Class X Class Y
------- ------- -------- ------- ------- -------
Phoenix-Oakhurst Strategic Allocation Fund X X X
Phoenix Partner Select Funds
Wealth Builder Fund X X
Wealth Guardian Fund X X
Phoenix Portfolios
Phoenix Market Neutral Fund X X X
Phoenix Seneca Funds
Phoenix-Seneca Bond Fund X X X X
Phoenix-Seneca Mid-Cap "Edge" Fund X X X X
Phoenix-Seneca Equity Income Fund X X X X
Phoenix Series Fund:
Phoenix-Duff & ▇▇▇▇▇▇ Core Bond Fund X X X
Phoenix-▇▇▇▇▇▇▇▇ Aggressive Growth Fund X X X
Phoenix-▇▇▇▇▇▇▇▇ Capital Growth Fund X X
Phoenix-▇▇▇▇▇▇▇ High Yield Fund X X X
Phoenix-▇▇▇▇▇▇▇ Money Market Fund X
Phoenix-Oakhurst Balanced Fund X X
Phoenix Strategic Equity Series Fund:
Phoenix-Seneca Growth Fund X X X X
Phoenix-Seneca Strategic Theme Fund X X X
