EXHIBIT 4.02
5.864% Cumulative Preferred Stock, Series M
CUSIP 894190 842
Travelers Group Inc.
Incorporated under the laws of the State of Delaware
5.864% Cumulative Preferred Stock, Series M
$1.00 par value per share
The Bank of New York, as Depositary under a Deposit
Agreement dated as of October 3, 1997 among Travelers
Group Inc., The Bank of New York and Holders of
Depositary Receipts issued thereunder
This Certifies that ______________________________is the
owner of __________________________________ Shares of
the above Corporation transferable only on the books
of the Corporation by the holder hereof in person, or by
duly authorized Attorney upon surrender of this
Certificate properly endorsed.
In Witness Whereof the said Corporation has caused this Certificate
to be signed by its duly authorized officers and to be sealed with the Seal
of the Corporation this _____________ day of ____________________ A.D. 19___
COUNTERSIGNED AND REGISTERED
THE BANK OF NEW YORK
TRANSFER AGENT --------------------------
AND REGISTRAR President
--------------------------
Secretary
The Corporation will furnish without charge to any registered stockholder who
so requests, a copy or summary of the Certificate of Designation setting forth
the powers, designations, preferences and relative, participating, optional
or other special rights of each class of stock or series thereof and the
qualifications, limitations or restrictions of such preferences and/or
rights. Any such request should be addressed to the Secretary of Travelers
Group Inc., 000 Xxxxxxxxx Xxxxxx, Xxx Xxxx, Xxx Xxxx 00000.
This certificate and the shares represented hereby are issued and shall be
held subject to all of the provisions of the Restated Certificate of
Incorporation, as amended (copies of which are on file at the Office of the
Transfer Agent) to all of which the holder hereof by acceptance hereof
assents. This certificate is not valid until countersigned by the Transfer
Agent and registered by the Registrar.
For Value Received,___________ hereby sell, assign and transfer unto
please insert social security or other
identifying number of assignee
______________________________________________________________________________
___________________________________________________________________ Shares
represented by the within Certificate, and do hereby irrevocably constitute
and appoint _________________________________________________ Attorney to
transfer the said Shares on the books of the within named Corporation with
full power of substitution in the premises.
Dated____________________ 19____
In presence of _______________________________
_______________________________________
NOTICE. THE SIGNATURE OF THIS ASSIGNMENT MUST CORRESPOND WITH THE NAME AS
WRITTEN UPON THE FACE OF THE CERTIFICATE, IN EVERY PARTICULAR, WITHOUT
ALTERATION OR ENLARGEMENT OR ANY CHANGE WHATEVER.
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