Exhibit 77.o
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ High Yield Opportunity
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Security Purchased Comparison Security Comparison Security
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Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP ▇▇▇▇▇▇▇ ENTERPRISES
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Underwriters DBSI, CSFB, BNP, Comercia Bank, Credit Suisse, ▇▇ ▇▇▇▇▇▇, Bank of America, DBAB, Credit
Fleet Bank, Fortis, Frost Credit Lyonnais, DBAB Lyonnais, Suntrust Bank
Securities, ▇▇▇▇▇▇▇ ▇▇▇▇▇,
Wachovia Bank
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
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Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
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Name of underwriter or CSFB N/A N/A
dealer from which purchased
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
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Total dollar amount of
offering sold to QIBs $150,000,000.00 $250,000,000.00 $300,000,000.00
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Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
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Total $150,000,000.00 $250,000,000.00 $300,000,000.00
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Public offering price $100.00 $100.00 $100.00
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 2.50% 2.60% 2.75%
commission
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Rating B2/B B3/B B2/B
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Current yield 8.38% 10.00% 10.75%
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Total par value purchased 95,000 N/A N/A
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$ amount of purchase $95,000.00 N/A N/A
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% of offering purchased by
fund 0.06% N/A N/A
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% of offering purchased by 0.64% N/A N/A
associated funds
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Total 0.70% N/A N/A
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Name of Fund ▇▇▇▇▇▇▇ High Yield Opportunity
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Security Purchased Comparison Security Comparison Security
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Cusip ▇▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇▇ 827048AC
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Issuer GREIF BROS CORPORATION COMPASS MINERALS GROUP SILGAN HOLDINGS INC
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Underwriters DBSI, Salomon, Huntington Corp, Credit Suisse, ▇▇ ▇▇▇▇▇▇, DBAB, Morgan Stanley, Salomon,
ING, Keybank, ▇▇▇▇▇▇▇, Natcity,
Suntrust, US Bancorp Credit Lyonnais, DBAB Fleet
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security GBCOA 8.875%,8/1/2012 COMPAS 10%,8/15/2011 SLGN 9%,6/1/2009
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Is the affiliate a manager Joint Lead C0-Man Jt-Lead
or co-manager of offering?
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Name of underwriter or
dealer from which purchased Salomon Brothers n/a n/a
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Firm commitment yes yes yes
underwriting?
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Trade date/Date of Offering 7/25/2002 11/15/2001 4/23/2002
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Total dollar amount of $250,000,000 $250,000,000 $200,000,000
offering sold to QIBs
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Total dollar amount of any $ - $- $ -
concurrent public offering
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Total $250,000,000 $250,000,000 $200,000,000
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Public offering price 99.19 100.00 103.00
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Price paid if other than n/a n/a n/a
public offering price
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Underwriting spread or 2.08% 2.6% 1.75%
commission
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Rating B2/B+ B3/B B1/B
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Current yield 8.95% 10.00% 8.74%
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Total par value purchased 405,000 n/a n/a
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$ amount of purchase 401,703 n/a n/a
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% of offering purchased by 0.16% n/a n/a
fund
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% of offering purchased by 3.82% n/a n/a
associated funds
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Total 3.98% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
▇▇▇▇▇▇▇ High Yield Opportunity
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Security Purchased Comparison Security Comparison Security
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Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN
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Underwriters ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Bank of America, DBAB, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Banc One, DBSI, JP
DBSI, ▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇, Bank Salomon, Fleet Bank ▇▇▇▇▇▇, Scotia Capital
of New York, Scotia Capital, ▇▇
▇▇▇▇▇
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009
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Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
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Name of underwriter or ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ N/A N/A
dealer from which purchased
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002
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Total dollar amount of $700,000,000 $200,000,000 $200,000,000
offering sold to QIBs
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Total dollar amount of any $0 $0 $0
concurrent public offering
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Total $700,000,000 $200,000,000 $200,000,000
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Public offering price $100 $103 $100
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Price paid if other than N/A N/A N/A
public offering price
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Underwriting spread or 1.50% 1.75% 1.75%
commission
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Rating B2/B B1/B Ba2/BB-
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Current yield 8.25% 8.74% 7.50%
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Total par value purchased $50,000 N/A N/A
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$ amount of purchase $50,000 N/A N/A
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% of offering purchased by 0.01% N/A N/A
fund
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% of offering purchased by 0.47% N/A N/A
associated funds
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Total 0.48% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ High Yield Opportunity
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
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Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
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Underwriters ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Banc One, DBSI, ▇▇ ▇▇▇▇▇▇, Bank of Tokyo, Bank of America, DBAB, Dresdner
▇▇ ▇▇▇▇▇▇, Scotia Capital Suntrust, US Bancorp Kleinwort ▇▇▇▇▇▇▇▇▇▇▇, Bear ▇▇▇▇▇▇▇,
CIBC World, ▇▇▇▇▇ Fargo, ABN Amro
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
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Is the affiliate a manager Co-Manager N/A Co-Manager
or co-manager of offering?
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Name of underwriter or
dealer from which purchased ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ N/A N/A
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
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Total dollar amount of
offering sold to QIBs $200,000,000.00 $350,000,000.00 $0.00
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Total dollar amount of any $0.00 $0.00 $400,000,000.00
concurrent public offering
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Total $200,000,000.00 $350,000,000.00 $400,000,000.00
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Public offering price $100.00 $100.00 $100.00
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 1.75% 2.00% 1.50%
commission
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Rating Ba2/BB- Ba3/BB Ba3/BB-
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Current yield 7.50% 8.75% 8.375%
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Total par value purchased 230,000 N/A N/A
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$ amount of purchase $230,000.00 N/A N/A
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% of offering purchased by
fund 0.12% N/A N/A
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% of offering purchased by 3.35% N/A N/A
associated funds
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Total 3.47% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ High Yield Opportunity
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
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Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
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Underwriters CSFB, DBSI, ▇▇ ▇▇▇▇▇▇, Comercia Bear ▇▇▇▇▇▇▇, DBAB ▇▇ ▇▇▇▇▇▇, Bank of America, Banc
Sec., Naionalt City Investments, One, Credit Lyonnais, Credit Suisse,
Wachovia Bank DBAB, First Union Bank, ▇▇▇▇▇▇▇
▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇ ▇▇▇▇▇▇
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
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Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
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Name of underwriter or
dealer from which purchased CSFB N/A N/A
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
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Total dollar amount of
offering sold to QIBs $250,000,000.00 $200,000,000.00 $135,000,000.00
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Total dollar amount of any $0.00 $0.00 $0.00
concurrent public offering
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Total $250,000,000.00 $200,000,000.00 $135,000,000.00
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Public offering price $100.00 $100.00 $98.26
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Price paid if other than
public offering price N/A N/A N/A
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Underwriting spread or 3.00% 3.00% 3.00%
commission
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Rating B3/B Ba3 /B+ B2/B+
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Current yield 11.00% 8.88% 10.84%
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Total par value purchased 405,000 N/A N/A
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$ amount of purchase $405,000.00 N/A N/A
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% of offering purchased by 0.16% N/A N/A
fund
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% of offering purchased by 4.54% N/A N/A
associated funds
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Total 4.70% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer ARVINMERITOR ▇▇▇▇ CORPORATION SMITHFIELD FOODS INC
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Underwriters DBSI,▇▇▇▇▇▇▇ ▇▇▇▇▇, BofA, Banc DBAB, ▇▇ ▇▇▇▇▇▇, BancofA, ▇▇ ▇▇▇▇▇▇
Bony, Credit Suisse, HSBC,
One, Comercia, Credit Lyonnais, Salomon, BNP, Comerica, First
HSBC Securities, UBS Union, ▇▇▇▇▇▇▇▇, ▇▇, UBS
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security ARM 6.625%,6/15/2007 DCN 9%, 8/15/2011 SFD 8%, 10/15/2009
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Is the affiliate a manager Manager Co-Manager n/a
or co-manager of offering?
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Name of underwriter or ▇▇▇▇▇▇▇ ▇▇▇▇▇ n/a n/a
dealer from which purchased
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Firm commitment yes yes yes
underwriting?
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Trade date/Date of Offering 6/26/2002 8/1/2001 10/17/2001
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Total dollar amount of $- $575,000,000 $300,000,000
offering sold to QIBs
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Total dollar amount of any $200,000,000 $-
concurrent public offering
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Total $200,000,000 $575,000,000 $300,000,000
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Public offering price 99.68 100.00 100.00
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Price paid if other than n/a n/a n/a
public offering price
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Underwriting spread or 1.375% 1.625% 1.50%
commission
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Rating Baa3/BBB- Ba1/BBB- Ba2/BB+
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Current yield 6.65% 9.00% 8.00%
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Total par value purchased 3,125,000 n/a n/a
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$ amount of purchase 3,115,125 n/a n/a
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% of offering purchased by 1.56% n/a n/a
fund
---------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.14% n/a n/a
associated funds
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Total 4.705% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ Income Fund
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
---------------------------------------------------------------------------------------------------------------------------------
Issuer ENCORE ACQUISITION CO COMPASS MINERALS GROUP ▇▇▇▇▇▇▇ ENTERPRISES
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Underwriters DBSI,CSFB,BNP,Comercia Credit Suisse, ▇▇ ▇▇▇▇▇▇,BofA, DBAB, Credit Lyonnais, Suntrust
Bank,Fleet,Fortis,Frost Credit Lyonnais, DBAB
Securities,Goldman,Wachovia
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
---------------------------------------------------------------------------------------------------------------------------------
Security EAC 8.375%,6/15/2012 COMPAS 10%,8/15/2011 STEI 10.75%,7/1/2008
---------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
---------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or CSFB n/a n/a
dealer from which purchased
---------------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
---------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/19/2002 11/15/2001 6/19/2001
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $150,000,000 $250,000,000 $300,000,000
offering sold to QIBs
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $- $- $-
concurrent public offering
---------------------------------------------------------------------------------------------------------------------------------
Total $150,000,000 $250,000,000 $300,000,000
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Public offering price 100.00 100.00 100.00
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Price paid if other than
public offering price n/a n/a n/a
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Underwriting spread or 2.50% 2.6% 2.75%
commission
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Rating B2/B B3/B B2/B
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Current yield 8.38% 10.00% 10.75%
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Total par value purchased 55,000 n/a n/a
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$ amount of purchase 55,000 n/a n/a
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% of offering purchased by
fund 0.04% n/a n/a
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% of offering purchased by
associated funds 0.66% n/a n/a
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Total 0.70% n/a n/a
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
▇▇▇▇▇▇▇ Income Fund
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
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Issuer ▇▇▇▇▇ BROS CORPORATION COMPASS MINERALS GROUP METALDYNE CORP
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Underwriters DBSI, Salomon, Huntington, ING, Credit Suisse, ▇▇ ▇▇▇▇▇▇, CSFB, DBSI, ▇▇ ▇▇▇▇▇▇, Comercia,
Keybank, ▇▇▇▇▇▇▇, Natcity, Credit Lyonnais, DBSI Natcity, Wachovia
Suntrust, US Bancorp
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security GBCOA 8.875%, 8/1/2012 COMPAS 10%, 8/15/2011 METALD 11%, 6/15/2012
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Is the affiliate a manager Joint Lead Co-Manager Joint Lead
or co-manager of offering?
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Name of underwriter or ▇▇▇▇▇▇▇ ▇/A N/a
dealer from which purchased
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 7/25/2002 11/15/2001 6/13/2002
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Total dollar amount of $250,000,000 $250,000,000 $250,000,000
offering sold to QIBs
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0 $0 $0
concurrent public offering
---------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000 $250,000,000 $250,000,000
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Public offering price 99.19 100.00 100.00
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Price paid if other than N/A N/A N/A
public offering price
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--------------------------------------
Underwriting spread or 2.08% 2.60% 3.00%
commission
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Rating B2/B+ B3/B B3/B
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Current yield 8.95% 10.00% 11.00%
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Total par value purchased $85,000 N/A N/A
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$ amount of purchase $84,308 N/A N/A
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% of offering purchased by 0.03% N/A N/A
fund
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% of offering purchased by 3.95% N/A N/A
associated funds
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Total 3.98% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
▇▇▇▇▇▇▇ Income Fund
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparsion Security Comparison Security
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Issuer JEFFERSON SMURFIT CORP SILGAN HOLDINGS INC KANSAS CITY SOUTHERN
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Underwriters ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Bank of America, DBAB, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, Banc One, DBSI, JP
DBSI, ▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇, Bank Salomon, Fleet Bank ▇▇▇▇▇▇, Scotia Capital
of New York, Scotia Capital, ▇▇
▇▇▇▇▇
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security SSCC 8.25%, 10/1/2012 SLGN 9%, 6/1/2009 KSU 7.5%, 6/15/2009
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Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
---------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ N/A N/A
dealer from which purchased
---------------------------------------------------------------------------------------------------------------------------------
Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 9/10/2002 4/23/2002 6/5/2002
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $700,000,000 $200,000,000 $200,000,000
offering sold to QIBs
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $0 $0 $0
concurrent public offering
---------------------------------------------------------------------------------------------------------------------------------
Total $700,000,000 $200,000,000 $200,000,000
---------------------------------------------------------------------------------------------------------------------------------
Public offering price $100 $103 $100
---------------------------------------------------------------------------------------------------------------------------------
Price paid if other than N/A N/A N/A
public offering price
---------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.50% 1.75% 1.75%
commission
---------------------------------------------------------------------------------------------------------------------------------
Rating B2/B B1/B Ba2/BB-
---------------------------------------------------------------------------------------------------------------------------------
Current yield 8.25% 8.74% 7.50%
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Total par value purchased $585,000 N/A N/A
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$ amount of purchase $585,000 N/A N/A
---------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.08% N/A N/A
fund
---------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.40% N/A N/A
associated funds
---------------------------------------------------------------------------------------------------------------------------------
Total 0.48% N/A N/A
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ Income Fund
---------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
---------------------------------------------------------------------------------------------------------------------------------
Issuer KANSAS CITY SOUTHERN LAND O LAKES INC STATION CASINOS INC
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Underwriters ▇▇▇▇▇▇ ▇▇▇▇▇▇▇,Banc One,DBSI,JP ▇▇ ▇▇▇▇▇▇, Bank of Tokyo, BofA, DBAB, Dresdner Kleinwort
Morgan,Scotia Capital Suntrust, US Bancorp ▇▇▇▇▇▇▇▇▇▇▇, Bear ▇▇▇▇▇▇▇, CIBC
World, ▇▇▇▇▇ Fargo, ABN Amro
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
---------------------------------------------------------------------------------------------------------------------------------
Security KSU 7.5%,6/15/2009 LLAKES 8.75%, 11/15/2011 STN 8.375,% 2/15/2008
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Is the affiliate a manager Co-Manager n/a Co-Manager
or co-manager of offering?
---------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased ▇▇▇▇▇▇ ▇▇▇▇▇▇▇ n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
Firm commitment yes yes yes
underwriting?
---------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/5/2002 11/8/2001 2/2/2001
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of $200,000,000 $350,000,000
offering sold to QIBs
---------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $- $- $400,000,000
concurrent public offering
---------------------------------------------------------------------------------------------------------------------------------
Total $200,000,000 $350,000,000 $400,000,000
---------------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 100.00
---------------------------------------------------------------------------------------------------------------------------------
Price paid if other than
public offering price n/a n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 1.75% 2% 1.50%
commission
---------------------------------------------------------------------------------------------------------------------------------
Rating Ba2/BB- Ba3/BB Ba3/BB-
---------------------------------------------------------------------------------------------------------------------------------
Current yield 7.50% 8.75% 8.375%
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Total par value purchased 90,000 n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 90,000 n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by
fund 0.05% n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 3.42% n/a n/a
associated funds
---------------------------------------------------------------------------------------------------------------------------------
Total 3.468% n/a n/a
---------------------------------------------------------------------------------------------------------------------------------
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Rule 10f-3 Acquisition of Securities from an Affiliate - April 1, 2002 through June 30, 2002
▇▇▇▇
▇▇▇▇▇▇▇ Income Fund
------------------------------------------------------------------------------------------------------------------------------------
Security Purchased Comparison Security Comparison Security
------------------------------------------------------------------------------------------------------------------------------------
Issuer METALDYNE CORP SUN INTERNATIONAL HOTELS ENCOMPASS SERVICES CORP
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Underwriters CSFB,DBSI,▇▇ ▇▇▇▇▇▇,Comercia Sec.,▇▇▇ ▇▇▇▇ ▇▇▇▇▇▇▇, DBAB ▇▇ ▇▇▇▇▇▇, BofA, Banc One, Credit
City Invest. ▇▇▇▇▇▇▇▇ ▇▇▇▇▇▇▇▇, Credit Suisse, DBAB, First
Union, ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
-----------------------------------------------------------------------------------------------------------------------------------
Security METALD 11%,6/15/2012 SIHUS 8.875,% 8/15/2011 ESR 10.5%,5/1/2009
-----------------------------------------------------------------------------------------------------------------------------------
Is the affiliate a manager Co-Manager Co-Manager Co-Manager
or co-manager of offering?
-----------------------------------------------------------------------------------------------------------------------------------
Name of underwriter or
dealer from which purchased CSFB n/a n/a
-----------------------------------------------------------------------------------------------------------------------------------
Firm commitment underwriting? yes yes yes
-----------------------------------------------------------------------------------------------------------------------------------
Trade date/Date of Offering 6/13/2002 8/9/2001 6/14/2001
-----------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of
offering sold to QIBs $250,000,000 $200,000,000 $135,000,000
-----------------------------------------------------------------------------------------------------------------------------------
Total dollar amount of any $- $-
concurrent public offering
-----------------------------------------------------------------------------------------------------------------------------------
Total $250,000,000 $200,000,000 $135,000,000
-----------------------------------------------------------------------------------------------------------------------------------
Public offering price 100.00 100.00 98.26
-----------------------------------------------------------------------------------------------------------------------------------
Price paid if other than n/a n/a n/a
public offering price
-----------------------------------------------------------------------------------------------------------------------------------
Underwriting spread or 3% 3% 3%
commission
-----------------------------------------------------------------------------------------------------------------------------------
Rating B3/B Ba3 /B+ B2/B+
-----------------------------------------------------------------------------------------------------------------------------------
Current yield 11.00% 8.88% 10.84%
-----------------------------------------------------------------------------------------------------------------------------------
Total par value purchased 165,000 n/a n/a
-----------------------------------------------------------------------------------------------------------------------------------
$ amount of purchase 165,000 n/a n/a
-----------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 0.07% n/a n/a
fund
-----------------------------------------------------------------------------------------------------------------------------------
% of offering purchased by 4.63% n/a n/a
associated funds
-----------------------------------------------------------------------------------------------------------------------------------
Total 4.70% n/a n/a
-----------------------------------------------------------------------------------------------------------------------------------
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Rule 10f-3 Acquisition of Securities from an Affiliate - July 1, 2002 through September 30, 2002
▇▇▇▇▇▇▇ Income Fund
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Security Purchased Comparison Security Comparison Security
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Issuer WFS FINANCIAL OWNER TRUST MMCA AUTOMOBILE TRUST ANRC AUTO OWNER TRUST
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Underwriters Salomon, Bank of America, CSFB, ▇▇ ▇▇▇▇▇▇, DBSI, ▇▇▇▇▇▇▇, Bank of America, First Union, JP
DBSI ▇▇▇▇▇▇ ▇▇▇▇▇▇▇, ▇▇▇▇▇▇▇ ▇▇▇▇▇▇, ▇▇▇▇▇▇▇
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Years of continuous > 3 years > 3 years > 3 years
operation, including
predecessors
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Security WESTO 3.5%, 2/20/2010 MMCA 2.88875%, 4/16/2007 ANRC 4.32%, 6/16/2008
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Is the affiliate a manager Co-Manager Co-Manager N/A
or co-manager of offering?
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Name of underwriter or ▇▇▇▇▇▇▇ ▇/A N/A
dealer from which purchased
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Firm commitment Yes Yes Yes
underwriting?
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Trade date/Date of Offering 8/8/2002 10/3/2001 9/21/0/1
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Total dollar amount of $0.00 $0.00 $0.00
offering sold to QIBs
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Total dollar amount of any $278,125,000 $339,400,000 $163,000
concurrent public offering
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Total $278,125,000 $339,400,000 $163,000
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Public offering price $99.98 $100.00 $99.99
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Price paid if other than N/A N/A N/A
public offering price
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Underwriting spread or 2.20% 2.45% 2.50%
commission
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Rating Aaa/AAA Aaa/AAA Aaa/AAA
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Current yield 3.50% 2.89% 4.32%
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Total par value purchased $11,220,000 N/A N/A
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$ amount of purchase $11,217,848 N/A N/A
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% of offering purchased by 4.03% N/A N/A
fund
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% of offering purchased by 2.00% N/A N/A
associated funds
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Total 6.03% N/A N/A
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