AMENDED AND RESTATED APPENDIX B TO INVESTMENT MANAGEMENT AGREEMENT
Exhibit (d)(6)
AMENDED AND RESTATED
APPENDIX B
TO INVESTMENT MANAGEMENT AGREEMENT
This Amended and Restated Appendix B, as amended May 18, 2017 (“Appendix B”) to the ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Funds Investment Management Agreement dated January 30, 2009, as amended and restated May 15, 2017 (the “Agreement”), is effective as of May 18, 2017, and supersedes any prior Appendix B to the Agreement.
FEE SCHEDULE
A cash fee computed each day on net asset value for each Fund at the annual rates listed below:
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Accumulative Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Bond Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.475% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.45% of net assets | |
| Over $1.5 billion |
0.40% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Cash Management
| Net Assets |
Fee | |
| Up to $1 billion |
0.35% of net assets | |
| Over $1 billion |
0.30% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Continental Income Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Core Investment Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion and up to $5 billion |
0.55% of net assets | |
| Over $5 billion and up to $6 billion |
0.525% of net assets | |
| Over $6 billion |
0.50% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Dividend Opportunities Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Energy Fund
| Net Assets |
Fee | |
| Up to $1 billion |
0.85% of net assets | |
| Over $1 billion and up to $2 billion |
0.83% of net assets | |
| Over $2 billion and up to $3 billion |
0.80% of net assets | |
| Over $3 billion |
0.76% of net assets |
▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Global Bond Fund
| Net Assets |
Fee | |
| Up to $500 million |
0.625% of net assets | |
| Over $500 million and up to $1 billion |
0.60% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.55% of net assets | |
| Over 1.5 billion |
0.50% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Global Growth Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.85% of net assets | |
| Over $1 billion and up to $2 billion |
0.83% of net assets | |
| Over $2 billion and up to $3 billion |
0.80% of net assets | |
| Over $3 billion |
0.76% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Government Securities Fund | ||
| Net Assets |
Fee | |
| Up to $500 million |
0.50% of net assets | |
| Over $500 million and up to $1 billion |
0.45% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.40% of net assets | |
| Over $1.5 billion |
0.35% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors High Income Fund | ||
| Net Assets |
Fee | |
| Up to $500 million |
0.625% of net assets | |
| Over $500 million and up to $1 billion |
0.60% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.55% of net assets | |
| Over $1.5 billion |
0.50% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Municipal Bond Fund | ||
| Net Assets |
Fee | |
| Up to $500 million |
0.525% of net assets | |
| Over $500 million and up to $1 billion |
0.50% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.45% of net assets | |
| Over 1.5 billion |
0.40% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Municipal High Income Fund | ||
| Net Assets |
Fee | |
| Up to $500 million |
0.525% of net assets | |
| Over $500 million and up to $1 billion |
0.50% of net assets | |
| Over $1 billion and up to $1.5 billion |
0.45% of net assets | |
| Over 1.5 billion |
0.40% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors New Concepts Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.85% of net assets | |
| Over $1 billion and up to $2 billion |
0.83% of net assets | |
| Over $2 billion and up to $3 billion |
0.80% of net assets | |
| Over $3 billion |
0.76% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Science and Technology Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.85% of net assets | |
| Over $1 billion and up to $2 billion |
0.83% of net assets | |
| Over $2 billion and up to $3 billion |
0.80% of net assets | |
| Over $3 billion |
0.76% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Small Cap Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.85% of net assets | |
| Over $1 billion and up to $2 billion |
0.83% of net assets | |
| Over $2 billion and up to $3 billion |
0.80% of net assets | |
| Over $3 billion |
0.76% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Tax-Managed Equity Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.65% of net assets | |
| Over $1 billion and up to $2 billion |
0.60% of net assets | |
| Over $2 billion and up to $3 billion |
0.55% of net assets | |
| Over $3 billion |
0.50% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Value Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Vanguard Fund | ||
| Net Assets |
Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets | |
| ▇▇▇▇▇▇▇ & ▇▇▇▇ Advisors Wilshire Global Allocation Fund | ||
| Predecessor Strategy |
||
| Net Assets | Fee | |
| Up to $1 billion |
0.70% of net assets | |
| Over $1 billion and up to $2 billion |
0.65% of net assets | |
| Over $2 billion and up to $3 billion |
0.60% of net assets | |
| Over $3 billion |
0.55% of net assets | |
| Successor Strategy |
||
| Net Assets | Fee | |
| Up to $500 million |
0.06% of net assets | |
| Over $500 million and up to $1 billion |
0.05% of net assets | |
| Over $1 billion and up to $2 billion |
0.04% of net assets | |
| Over $2 billion |
0.03% of net assets | |
*If the Fund’s net assets are less than $25 million, ▇▇▇▇▇▇▇ & ▇▇▇▇ Investment Management Company has agreed to waive the management fee, subject to its right to change or modify this waiver.