Third Amendment to the Distribution Agreement Between Capitol Series Trust and Unified Financial Securities, LLC
Third Amendment
to the
Between
and
Unified Financial Securities, LLC
This third amendment (the “Amendment”) dated as of December 18, 2018 to the Distribution Agreement dated January 1, 2016 (the “Agreement”) is made by and among Capitol Series Trust, Xxxxxx & Xxxxxx Asset Management, Inc., and Unified Financial Securities, LLC (collectively, the “Parties”).
The Parties desire to amend the Agreement according to the terms and conditions set forth in this Amendment.
In consideration of the Parties agreement to amend their obligations in the existing Agreement, and other valuable consideration, the receipt and sufficiency of which is hereby acknowledged, the Parties agree to keep, perform, and fulfill the promises, conditions, and agreements described below:
| 1. | Schedule A to the Agreement is hereby amended as follows: |
SCHEDULE A
to the
between
Xxxxxx & Xxxxxx Asset Management, Inc.
and
Unified Financial Securities, LLC
Fund Portfolios
Xxxxxx & Xxxxxx Behavioral Small-Cap Equity Fund
Xxxxxx & Xxxxxx Behavioral Small-Cap Growth Fund
Xxxxxx & Xxxxxx Behavioral Mid-Cap Value Fund
Xxxxxx & Xxxxxx Behavioral Unconstrained Equity Fund
Xxxxxx & Xxxxxx Behavioral Small-Mid Core Equity Fund
Xxxxxx & Xxxxxx Behavioral Micro-Cap Equity Fund
Except as set forth is this Amendment, the Agreement is unaffected and shall continue in full force and effect in accordance with its terms. If there is a conflict between this Amendment and the Agreement, the terms of this Amendment will prevail.
Third Amendment to Distribution Agreement
Xxxxxx & Xxxxxx
December 18, 2018
1
The Parties duly executed this Amendment as of December 18, 2018.
| Unified Financial Securities, LLC | |||||
|
By: |
/s/ Xxxxxxx X. Xxxxxx |
By: |
/s/ Xxxxx Xxxxxxxx |
||
| Name: | Xxxxxxx Xxxxxx | Name: | Xxxxx Xxxxxxxx | ||
| Title: | President | Title: | President |
Xxxxxx & Xxxxxx Asset Management, Inc. |
||
|
By: |
/s/ Xx Xxxxxxxx |
|
| Name: | Xx Xxxxxxxx | |
| Title: | Principal |
Third Amendment to Distribution Agreement
Xxxxxx & Xxxxxx
December 18, 2018
2
