AMENDMENT TO THIRD AMENDED AND RESTATED INVESTMENT SUB-ADVISORY AGREEMENT
AMENDMENT
TO
THIRD AMENDED AND RESTATED
INVESTMENT SUB-ADVISORY AGREEMENT
THIS AMENDMENT is made as of the 29th day of February 2024, by and between Xxxxx Street Advisors, LLC (the “Adviser”) and Wellington Management Company LLP (the “Sub-Adviser”).
WHEREAS, the Adviser and the Sub-Adviser are parties to a Third Amended and Restated Investment Sub-Advisory Agreement dated February 28, 2023 (the “Agreement”) relating to the Northwestern Mutual Series Fund, Inc.’s Small Cap Growth Stock Portfolio, Mid Cap Growth Stock Portfolio, and Large Cap Core Stock Portfolio (each, a “Portfolio” and together, the “Portfolios”); and
WHEREAS, the Adviser and the Sub-Adviser desire to amend the Agreement to modify the investment sub-advisory fee payable with respect to the Small Cap Growth Stock Portfolio and Large Cap Core Stock Portfolio as set forth in this Amendment.
NOW, THEREFORE, for good and valuable consideration, the receipt of which is hereby acknowledged, the parties agree as follows:
1. That portion of Schedule A to the Agreement that relates to the Small Cap Growth Stock Portfolio and Large Cap Core Stock Portfolio shall be modified by deleting the text set forth therein and replacing it with the text set forth on Exhibit A attached to this Amendment, the content of which is hereby incorporated herein by this reference.
2. Except as modified by this Amendment, the Agreement shall remain in full force and effect, and it is hereby ratified and confirmed.
3. This Amendment may be executed in two or more counterparts, all of which when taken together shall constitute one instrument.
IN WITNESS WHEREOF, each party has caused this Amendment to be signed below by a duly authorized officer with full power and authority to execute this Amendment.
PURSUANT TO AN EXEMPTION FROM THE COMMODITY FUTURES TRADING COMMISSION IN CONNECTION WITH ACCOUNTS OF QUALIFIED ELIGIBLE PERSONS, THIS BROCHURE OR ACCOUNT DOCUMENT IS NOT REQUIRED TO BE, AND HAS NOT BEEN, FILED WITH THE COMMISSION. THE COMMODITY FUTURES TRADING COMMISSION DOES NOT PASS UPON THE MERITS OF PARTICIPATING IN A TRADING PROGRAM OR UPON THE ADEQUACY OR ACCURACY OF COMMODITY TRADING ADVISOR DISCLOSURE. CONSEQUENTLY, THE COMMODITY FUTURES TRADING COMMISSION HAS NOT REVIEWED OR APPROVED THIS TRADING PROGRAM OR THIS BROCHURE OR ACCOUNT DOCUMENT.
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XXXXX STREET ADVISORS, LLC |
WELLINGTON MANAGEMENT COMPANY LLP | |||
By: /s/ Xxxxxx X. Xxxxxxx |
|
By: /s/ Xxxxxxx Xxxxxxxx | ||
Name: Xxxxxx X. Xxxxxxx |
Name: Xxxxxxx Xxxxxxxx | |||
Title: President |
Title: Senior Managing Director |
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EXHIBIT A
SCHEDULE A
TO
THIRD AMENDED AND RESTATED INVESTMENT
SUB-ADVISORY AGREEMENT BETWEEN
XXXXX STREET ADVISORS, LLC
AND
WELLINGTON MANAGEMENT COMPANY LLP
As Amended February 29, 2024
Fee Effective: April 1, 2024
Portfolio | Fee | |
Small Cap Growth Stock Portfolio |
First $150 Million: 0.40% of average daily net assets | |
Next $150 Million: 0.37 of average daily net assets | ||
Over $300 Million: 0.35% of average daily net assets | ||
Large Cap Core Stock Portfolio |
First $250 Million: 0.18% of average daily net assets | |
Next $750 Million: 0.16% of average daily net assets | ||
Over $1 Billion: 0.15% of average daily net assets |
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