AMENDMENT AGREEMENT
THIS AMENDMENT AGREEMENT (this “Amendment”) is made by The Xxxxx Funds, The Xxxxx Institutional Fund, The Xxxxx Portfolios, The Xxxxx Funds II, and Xxxxx Global Focus Fund (collectively, the “Trusts”); Xxxx Xxxxx Management, LLC (“Adviser”); UMB Fund Services, Inc. (“UMBFS”); and UMB Distribution Services, LLC (“UMBDS”).
WHEREAS, the Trusts and UMBFS entered into a Transfer Agency Agreement dated October 5, 2019 and a Blue Sky Filing Services Agreement dated November 1, 2019 (together, the “UMBFS Agreements”).
WHEREAS, the Trusts and UMBDS entered into an Inbound Call Management and Fulfilment Services Agreement dated October 5, 2019 (the “UMBDS Agreement”).
WHEREAS, Adviser and UMBDS entered into an Adviser Agreement dated October 5, 2019 (together with the UMBFS Agreements and the UMBDS Agreement, the “Agreements”).
WHEREAS, the parties hereto wish to amend the Agreements as set forth herein by entering into this Amendment.
NOW THEREFORE, for and in consideration of the mutual promises hereinafter set forth, and such other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the parties hereto agree as follows:
1. Schedule A to each of the Agreements is replaced by Schedule A attached hereto.
2. This Amendment may be executed in any number of counterparts, each of which shall constitute an original but which together shall constitute one instrument.
3. This Amendment shall be governed by and construed in accordance with the laws of the State of Wisconsin, excluding the laws on conflicts of laws.
In witness whereof, the undersigned have executed this Amendment, effective as of March 28, 2024.
| The Xxxxx Funds, The Xxxxx Institutional Funds, The Xxxxx Portfolios, The Xxxxx Funds II, and Xxxxx Global Focus Fund, each severally and not jointly |
Xxxx Xxxxx Management, LLC | |||||||
| By: |
/s/ Xxxx Xxxxx |
By: |
/s/ Xxxx Xxxxx | |||||
| Xxxx Xxxxx, Secretary |
Xxxx Xxxxx, General Counsel | |||||||
| Date: |
Date: |
|||||||
| UMB Fund Services, Inc. |
UMB Distribution Services, LLC | |||||||
| By: |
/s/ Xxxxxxx X. Xxxxx |
By: |
/s/ Xxxxx Xxxxxxxxxxx | |||||
| Xxxxxxx X. Xxxxx, Executive Vice President |
Xxxxx Xxxxxxxxxxx, President | |||||||
| Date: |
Date: |
|||||||
Amended and Restated
Schedule A
| Trust | Fund Name | |
| Xxxxx Global Focus Fund |
||
|
The Xxxxx Funds |
Xxxxx Growth & Income Fund | |
| Xxxxx Capital Appreciation Fund | ||
| Xxxxx Small Cap Focus Fund | ||
| Xxxxx Health Sciences Fund | ||
| Xxxxx International Focus Fund | ||
| Xxxxx Mid Cap Growth Fund | ||
| Xxxxx Small Cap Growth Fund | ||
| Xxxxx 35 Fund | ||
| Xxxxx Mid Cap Focus Fund | ||
| Xxxxx Xxxxxxxxxx Specialized Growth Fund | ||
| Xxxxx Concentrated Equity Fund | ||
| Xxxxx XX Enablers & Adopters Fund | ||
|
The Xxxxx Funds II |
Xxxxx Emerging Markets Fund | |
| Xxxxx Dynamic Opportunities Fund | ||
| Xxxxx Responsible Investing Fund | ||
| Xxxxx Spectra Fund | ||
|
The Xxxxx Institutional Funds |
Xxxxx Capital Appreciation Institutional Fund | |
| Xxxxx Focus Equity Fund | ||
| Xxxxx Mid Cap Growth Institutional Fund | ||
| Xxxxx Small Cap Growth Institutional Fund | ||
| The Xxxxx Portfolios |
Xxxxx Balanced Portfolio | |
| Xxxxx Capital Appreciation Portfolio | ||
| Xxxxx Growth & Income Portfolio | ||
| Xxxxx Large Cap Growth Portfolio | ||
| Xxxxx Mid Cap Growth Portfolio | ||
| Xxxxx Small Cap Growth Portfolio | ||
