LETTER AGREEMENT Distribution Agreement
Distribution Agreement
July 1, 2019
AMG Distributors, Inc.
000 Xxxxxxxxx Xxxx, Xxxxx 000
Xxxxxxxxx, XX 00000
Attn: Xxxxxx X. Xxxxx, Chief Operating Officer
Re: | Distribution Agreement between AMG Distributors, Inc. and AMG Funds IV, dated as of September 17, 2015, as amended from time to time (the “Distribution Agreement”) |
Ladies and Gentlemen:
AMG Funds IV (the “Trust”) hereby notifies you that it desires to amend and restate Appendix A and Schedule A to the Distribution Agreement. Attached as Exhibit A is an amended and restated Appendix A to the Distribution Agreement, and attached as Exhibit B is an amended and restated Schedule A to the Distribution Agreement.
Please acknowledge your agreement to amend and restate Appendix A and Schedule A to the Distribution Agreement by executing this letter agreement in the space provided below and then returning it to the undersigned.
Sincerely,
AMG Funds IV | ||||
By: | /s/ Xxxxxx Xxxxxxx | |||
Name: | Xxxxxx Xxxxxxx | |||
Title: | Treasurer, Chief Financial Officer | |||
and Principal Financial Officer |
ACKNOWLEDGED AND ACCEPTED | ||||
AMG Distributors, Inc. | ||||
By: | /s/ Xxxxxx X. Xxxxx | |||
Name: | Xxxxxx X. Xxxxx | |||
Title: | Chief Operating Officer | |||
Date: | July 1, 2019 |
Exhibit A
AMENDED AND RESTATED APPENDIX A
AMG GW&K U.S. Small Cap Growth Fund
AMG Managers DoubleLine Core Plus Bond Fund
AMG Managers Fairpointe ESG Equity Fund
AMG Managers Fairpointe Mid Cap Fund
AMG Managers LMCG Small Cap Growth Fund
AMG Managers Montag & Xxxxxxxx Growth Fund
AMG Managers Pictet International Fund
AMG Managers Silvercrest Small Cap Fund
AMG River Road Dividend All Cap Value Fund
AMG River Road Dividend All Cap Value Fund II
AMG River Road Focused Absolute Value Fund
AMG River Road Long-Short Fund
AMG River Road Small-Mid Cap Value Fund
AMG River Road Small Cap Value Fund
Date: July 1, 2019
Exhibit B
AMENDED AND RESTATED SCHEDULE A
Class | Annual Rate of Average Daily Value of Net Assets |
|||
Class N |
0.25 | %*1 |
* | Subject to applicable limits imposed by FINRA Rule 2341 or any successor rule. |
1 | The Company may make payments to compensate for (i) payments the Distributor makes to other institutions and industry professionals, broker-dealers, a Fund’s investment adviser or sub-adviser (the “Adviser”) and its affiliates and subsidiaries and the Distributor and its affiliates or subsidiaries (collectively referred to as “Participating Organizations”), pursuant to an agreement in connection with providing administrative support services to the holders of a Fund’s Shares; (ii) payments to financial institutions and industry professionals (such as insurance companies, investment counselors, accountants and estate planning firms, banks and savings and loan associations), broker-dealers, the Adviser and its affiliates and subsidiaries, and the Distributor and its affiliates and subsidiaries in consideration for distribution services provided as contemplated by the 12b-1 Plan; or (iii) services rendered by the Distributor pursuant to the Distribution Agreement between the Trust and the Distributor. |
Date: July 1, 2019