AMENDMENT NO. 11 TO THE AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
Exhibit (h)(1(xii)
AMENDMENT NO. 11
TO THE
AMENDED AND RESTATED MUTUAL FUNDS SERVICE AGREEMENT
AMENDMENT NO. 11, dated as of December 6, 2018 (“Amendment No. 11”), to the Amended and Restated Mutual Funds Service Agreement dated as of April 1, 2015 (“Agreement”), as amended, between EQ Advisors Trust, a Delaware statutory trust (“Trust”), and AXA Equitable Funds Management Group, LLC, a Delaware limited liability company (“FMG LLC” or “Administrator”).
The Trust and FMG LLC agree to modify the Agreement as follows:
| 1. | New Portfolios. Effective December 6, 2018 the 1290 VT Moderate Growth Allocation Portfolio, EQ/American Century Moderate Growth Allocation Portfolio, EQ/AXA Investment Managers Moderate Allocation Portfolio, EQ/First Trust Moderate Growth Allocation Portfolio, EQ/Invesco Moderate Growth Allocation Portfolio, EQ/Xxxx Xxxxx Growth Allocation Portfolio and EQ/Xxxxxxx Sachs Growth Allocation Portfolio (the “New Portfolios”) are hereby added to the Agreement on the terms and conditions contained in the Agreement. |
| 2. | Name Change. Effective February 2019, the following Portfolios’ names will be changed: |
| Current Name |
New Name | |
| AXA/Xxxxxxx Xxxxx Strategic Allocation Portfolio | EQ/Xxxxxxx Sachs Moderate Allocation Portfolio | |
| AXA/Invesco Strategic Allocation Portfolio | EQ/Invesco Moderate Allocation Portfolio | |
| AXA/JPMorgan Strategic Allocation Portfolio | EQ/JPMorgan Growth Allocation Portfolio | |
| AXA/Xxxx Xxxxx Strategic Allocation Portfolio | EQ/Xxxx Xxxxx Moderate Allocation Portfolio | |
| 3. | Schedule A: Schedule A to the Agreement is hereby replaced in its entirety by Schedule A attached hereto. |
Except as modified and amended hereby, the Agreement is hereby ratified and confirmed in full force and effect in accordance with its terms.
IN WITNESS WHEREOF, the parties have executed and delivered this Amendment No. 11 as of the date first above set forth.
| EQ ADVISORS TRUST | AXA EQUITABLE FUNDS MANAGEMENT GROUP, LLC | |||||||
| By: | /s/ Xxxxx Xxxxx |
By: | /s/ Xxxxxx Xxxx | |||||
| Xxxxx Xxxxx Chief Financial Officer and Treasurer |
Xxxxxx Xxxx Director, Senior Vice President and Chief Operating Officer | |||||||
SCHEDULE A
AMENDMENT NO. 11 TO THE
AMENDED AND RESTATED
MUTUAL FUNDS SERVICE AGREEMENT
Fees and Expenses
Trust Administration, Accounting and Compliance Fees
| Single-Advised Portfolios
The greater of $30,000 per Portfolio or 0.100% of the first $30 billion; 0.0975% of the next $10 billion; 0.0950% of the next $5 billion; and 0.0800% thereafter (based on aggregate average daily net assets of the Single-Advised Portfolios) | ||
| 1290 VT DoubleLine Dynamic Allocation 1290 VT DoubleLine Opportunistic Bond 1290 VT Energy 1290 VT Equity Income 1290 VT GAMCO Mergers & Acquisition 1290 VT GAMCO Small Company Value 1290 VT Low Volatility Global Equity 1290 VT Multi-Alternative Strategies 1290 VT Natural Resources 1290 VT Real Estate 1290 VT SmartBeta Equity 1290 VT Socially Responsible
AXA/AB Short Duration Government Bond AXA/ClearBridge Large Cap Growth AXA/Janus Enterprise AXA/Xxxxxx Xxxxxx Growth
EQ/American Century Mid Cap Value Portfolio EQ/Fidelity Institutional AMSMLarge Cap Portfolio EQ/Franklin Rising Dividends Portfolio EQ/Franklin Strategic Income Portfolio EQ/Xxxxxxx Xxxxx Mid Cap Value Portfolio EQ/Invesco Global Real Estate Portfolio EQ/Invesco International Growth Portfolio EQ/Ivy Energy Portfolio EQ/Ivy Mid Cap Growth Portfolio EQ/Ivy Science & Technology Portfolio EQ/Lazard Emerging Markets Equity Portfolio EQ/MFS International Value Portfolio EQ/MFS Technology Portfolio EQ/MFS Utilities Series Portfolio EQ/PIMCO Real Return Portfolio EQ/PIMCO Total Return Portfolio EQ/X. Xxxx Price Health Sciences Portfolio |
EQ/BlackRock Basic Value Equity EQ/Capital Guardian Research EQ/Common Stock Index EQ/Core Bond Index EQ/Equity 500 Index EQ/Intermediate Government Bond EQ/International Equity Index EQ/Invesco Xxxxxxxx EQ/JPMorgan Value Opportunities EQ/Large Cap Growth Index EQ/Large Cap Value Index EQ/MFS International Growth EQ/Mid Cap Index EQ/Money Market EQ/Xxxxxxxxxxx Global EQ/PIMCO Global Real Return EQ/PIMCO Ultra Short Bond EQ/Small Company Index EQ/X. Xxxx Price Growth Stock EQ/UBS Growth and Income | |
| Hybrid, ATM and Allocation Portfolios*
The greater of $32,500 per Portfolio or 0.140% of the average daily net assets of the Portfolios for the first $60 billion; 0.110% of the next $20 billion; 0.0875% of the next $20 billion; and 0.0800% thereafter (based on aggregate average daily net assets of the Hybrid Portfolios, ATM and Allocation Portfolios) and the Portfolios of AXA Premier VIP Trust | ||
| 1290 VT Convertible Securities 1290 VT High Yield Bond 1290 VT Micro Cap 1290 VT Small Cap Value
AXA Global Equity Managed Volatility AXA International Core Managed Volatility AXA International Value Managed Volatility AXA Large Cap Core Managed Volatility AXA Large Cap Growth Managed Volatility AXA Large Cap Value Managed Volatility AXA Mid Cap Value Managed Volatility
AXA/AB Small Cap Growth AXA/Franklin Balanced Managed Volatility AXA/Xxxxxx Xxxxxxx Small Cap Growth AXA/Franklin Small Cap Value Managed Volatility AXA/Templeton Global Equity Managed Volatility |
EQ/ClearBridge Select Equity Managed Volatility EQ/Emerging Markets Equity PLUS EQ/Global Bond PLUS EQ/Quality Bond PLUS
Multimanager Aggressive Equity Multimanager Core Bond Multimanager Mid Cap Growth Multimanager Mid Cap Value Multimanager Technology | |
| ATM International Managed Volatility ATM Large Cap Managed Volatility ATM Mid Cap Managed Volatility ATM Small Cap Managed Volatility AXA 2000 Managed Volatility AXA 400 Managed Volatility AXA 500 Managed Volatility AXA International Managed Volatility |
AXA/AB Dynamic Aggressive Growth AXA/AB Dynamic Moderate Growth AXA/AB Dynamic Growth EQ/Xxxxxxx Sachs Moderate Allocation EQ/Invesco Moderate Allocation EQ/JPMorgan Growth Allocation EQ/Xxxx Xxxxx Moderate Allocation
1290 VT Moderate Growth Allocation EQ/AXA Investment Managers Moderate Allocation EQ/Invesco Moderate Growth Allocation EQ/American Century Moderate Growth Allocation EQ/First Trust Moderate Growth Allocation EQ/Xxxx Xxxxx Growth Allocation EQ/Xxxxxxx Sachs Growth Allocation | |
| All Asset Growth-Alt 20 AXA Aggressive Strategy AXA Balanced Strategy AXA Ultra Conservative Strategy AXA Conservative Strategy |
AXA Conservative Growth Strategy AXA Growth Strategy AXA Moderate Growth Strategy AXA/Franklin Xxxxxxxxx Allocation Managed Volatility | |
| * | Assets of these Portfolios are not included in the calculation of the single-advised Portfolio asset based fee. |
