Exhibit (h)(35)
Supplement to Funds Trading Agreement dated February 22, 2001
to Funds Trading Agreement dated as of August 21, 2000 between Fidelity
Investments Institutional Operations Company, Inc., One Group Mutual Funds
and Banc One Investment Advisors Corporation
SUPPLEMENT TO
FUNDS TRADING AGREEMENT
This SUPPLEMENT dated February 22, 2001, serves to supplement the FUNDS TRADING
AGREEMENT (the "Agreement") between ONE GROUP MUTUAL FUNDS ("One Group"), BANC
ONE INVESTMENT ADVISORS CORPORATION ("BOIA") and FIDELITY INVESTMENTS
INSTITUTIONAL OPERATIONS COMPANY, INC. ("FIIOC") dated August 21, 2000. Terms
used in this Supplement and not defined herein are used with the meanings given
them in the Agreement.
WHEREAS: One Group has requested that Bank One Trust Company, N.A. ("BOTC") be
added as a party to the Agreement;
WHEREAS: BOTC and Fidelity Investment Institutional Services Company, Inc., an
affiliate of FIIOC have entered into an arrangement where plans are offered
Fidelity recordkeeping services and a mix of fund offerings currently under the
program name "Pathways to Retirement with Bank One(SM) and Fidelity
Investments(R)(SM)" (the "Program").
WHEREAS: The parties desire to amend certain provisions the Agreement; and
NOW, THEREFORE, in consideration of the promises and mutual covenants contained
in The Agreement and hereinafter, the parties hereto hereby agree as follows:
1. BOTC shall become a party to the Agreement.
2. The following new paragraph 8A is added to the Agreement immediately
following paragraph 8:
"8A.Representations of BOIA and BOTC. Each of B0IA and BOTC, represents and
warrants, individually and severally that:
(a) it -has full power and authority to enter into and perform its
obligations under this Agreement;
(b) it will promptly notify FIIOC in the event that (i) it is acquired by
another firm or (ii) it is for any reason unable to perform any of its
obligations under this Agreement. Such notice shall be supplied ninety (90)
days prior to the effective date of either event."
3. The first sentence of Section 18 of the Agreement is revised to read as
follows:
"18. Termination of Agreement. This Agreement may be terminated at any time by
either One Group or FIIOC upon ninety (90) days written notice to the other
parties. Neither BOIA nor BOTA shall have any nights of termination under the
Agreement."
4. The last paragraph of Exhibit D to the Agreement is hereby revised to read
as follows:
"In connection with the payment of Service Fees for the Program, One Group
shall pay a portion of the Service Fee equivalent to the lesser of either 20
Basis Points per annum of the average aggregate amount invested in the Funds
through the Plans participating in the Program each calendar month or $18.00
(eighteen dollars) per account annually, whichever is lesser. Any portion of
the Service Fee in excess of the equivalent of this amount shall be paid by
BOTC.
In connection with the payment of Service Fees other than for the Program, One
Group shall pay a portion of the Service Fee equivalent to the maximum of
either 15 Basis Points per annum of the average aggregate amount invested in
the Funds through the Plans not participating in the Program each calendar
month or $18.00 (eighteen dollars) per account annually, whichever is lesser.
Any portion of the Service Fee in excess of the equivalent of this amount
shall be paid by BOIA
However, if BOIA or BOTC, for any reason fall to pay their respective portion
of the Service Fee, One Group shall be responsible and liable to FIIOC for
such payment."
5. Exhibit A is hereby deleted in its entirety and replaced with the Exhibit A
attached hereto.
This Supplement is effective as the date of the Agreement. Except as expressly
provided herein, all provisions of the Agreement remain in effect.
FIDELITY INVESTMENTS INSTITUTIONAL ONE GROUP
OPERATIONS COMPANY, INC. MUTUAL FUNDS
By: /s/ Don Holborn By: /s/ ▇▇▇▇▇▇ ▇. ▇▇▇▇▇
------------------------------- ------------------------------------
EVP RBY Don Holborn ▇▇▇▇▇▇ ▇. ▇▇▇▇▇, Treasurer
------------------------------------ ------------------------------------
Name and Title Name and Title
BANC ONE INVESTMENT BANK ONE TRUST
ADVISORS CORPORATION COMPANY
By: /s/ ▇▇▇▇ ▇. ▇▇▇▇▇▇ By: /s/ ▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇.
------------------------------- --------------------------------
▇▇▇▇ ▇. ▇▇▇▇▇▇ Senior Managing Director ▇▇▇▇▇ ▇. ▇▇▇▇▇▇, ▇▇. Sen. Group Exec
--------------------------------------- ------------------------------------
Name and Title Name and Title
EXHIBIT A
FUNDS
NON-PROGRAM
Fund: One Group Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PGBOX
Fund: One Group International Equity Index Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OEIAX
Fund: One Group Mid Cap Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OSGIX
PROGRAM
Fund: One Group Prime Money Market Fund: Class A
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HPIXX
Fund: One Group U.S. Treasury Securities Money Market Fund: Class A
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HTIXX
Fund: One Group High Yield Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OHYAX
Fund: One Group Income Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONIAX
Fund: One Group Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PGBOX
Fund: One Group Government Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGGAX
Fund: One Group Intermediate Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGBAX
Fund: One Group Short-Term Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGLVX
Fund: One Group Investor Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONGAX
Fund: One Group Investor Growth & Income Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONGIX
Fund: One Group Investor Balanced Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGIAX
Fund: One Group Investor Conservative Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OICAX
Fund: One Group Diversified International Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PGIEX
Fund: One Group International Equity Index Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OEIAX
Fund: One Group Small Cap Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PGSGX
Fund: One Group Small Cap Value Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PSOAX
Fund: One Group Mid Cap Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OSGIX
Fund: One Group Mid Cap Value Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGDIX
Fund: One Group Market Expansion Index Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: N/A
Fund: One Group Large Cap Growth Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OLGAX
Fund: One Group Large Cap Value Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OLVAX
Fund: One Group Diversified Equity Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PAVGX
Fund: One Group Equity Index Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGEAX
Fund: One Group Equity Income Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OIEIX
Fund: One Group Balanced Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGASX
Fund: One Group Diversified Mid Cap Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: WOOPX
Fund: One Group Mortgage-Backed Securities Fund: Class A Shares
Cusip: 68231NI72
Ticker Symbol: OMBIX
Fund: One Group Technology Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: N/A
Fund: One Group Ultra Short Term Bond Fund: Class A Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLGFX
Fund: One Group Balanced Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLBAX
Fund: One Group Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: WOBDX
Fund: One Group Diversified Equity Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGVFX
Fund: One Group Diversified International Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: WOIEX
Fund: One Group Diversified Mid Cap Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: WOOPX
Fund: One Group Equity Income Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLIEX
Fund: One Group Equity Index Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLEIX
Fund: One Group Government Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLGAX
Fund: One Group High Yield Fund Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OHYFX
Fund: One Group Income Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLIPX
Fund: One Group Intermediate Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: SEIFX
Fund: One Group International Equity Index Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OIEAX
Fund: One Group Investor Balanced Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OIBFX
Fund: One Group Investor Conservative Growth Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONCFX
Fund: One Group Investor Growth & Income Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONGFX
Fund: One Group Investor Growth Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: ONIFX
Fund: One Group Large Cap Growth Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: SEEGX
Fund: One Group Large Cap Value Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLQVX
Fund: One Group Market Expansion Index Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PGMIX
Fund: One Group Mid Cap Growth Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLGEX
Fund: One Group Mid Cap Value Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLDEX
Fund: One Group Mortgage-Backed Securities Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OMBIX
Fund: One Group Prime Money Market Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLPXX
Fund: One Group Short-Term Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLLVX
Fund: One Group Small Cap Growth Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: OGGFX
Fund: One Group Small Cap Value Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: PSOPX
Fund: One Group Technology Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: N/A
Fund: One Group U.S. Treasury Securities Money Market Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HGOXX
Fund: One Group Ultra Short Term Bond Fund: Class I Shares
Cusip: ▇▇▇▇▇▇▇▇▇
Ticker Symbol: HLGFX
