AMENDMENT 18
Exhibit (e)(2)
CONFIDENTIAL
AMENDMENT 18
This amendment (the “Amendment”) between the parties signing below (“Parties”') amends the Existing Agreement as of May 11, 2023 (the “Effective Date”):
Term | Means |
“Existing Agreement” | The Distribution Agreement between ALPS and the Fund dated April 16, 2018, as amended |
“ALPS” | ALPS Distributors, Inc. |
“Fund” | DBX ETF Trust |
Except as amended hereby, all terms of the Existing Agreement remain in full force and effect. This Amendment includes the amendments in Schedule A and general terms in Schedule B.
IN WITNESS WHEREOF, the Parties have caused this Amendment to be executed by their duly authorized representatives.
DBX ETF TRUST | ALPS Distributors, Inc. | |||
By: | By: | |||
Name: | Xxxx Xxxxxxxx | Name: | Xxxxxxx Xxxxx | |
Title: | Secretary | Title: | SVP & Director |
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Schedule A to this Amendment
Effective as of the Effective Date, the Existing Agreement is amended as follows:
1. | Appendix A entitled “List of Portfolios” is deleted and replaced with the following Appendix A entitled “List of Portfolios”: |
APPENDIX A
LIST OF PORTFOLIOS
Name | Ticker |
Xtrackers Municipal Infrastructure Revenue Bond ETF | RVNU |
Xtrackers MSCI Germany Hedged Equity ETF | DBGR |
Xtrackers MSCI EAFE Hedged Equity ETF | DBEF |
Xtrackers MSCI Emerging Markets Hedged Equity ETF | DBEM |
Xtrackers MSCI Japan Hedged Equity ETF | DBJP |
Xtrackers MSCI Europe Hedged Equity ETF | DBEU |
Xtrackers MSCI All World ex US Hedged Equity ETF | DBAW |
Xtrackers MSCI Eurozone Hedged Equity ETF | DBEZ |
Xtrackers Harvest CSI 300 China A-Shares ETF | ASHR |
Xtrackers MSCI All China Equity ETF | CN |
Xtrackers Harvest CSI 500 China A-Shares Small Cap ETF | ASHS |
Xtrackers X.X. Xxxxxx ESG Emerging Markets Sovereign ETF | ESEB |
Xtrackers Bloomberg US Investment Grade Corporate ESG ETF | ECSR |
Xtrackers X.X. Xxxxxx ESG USD High Yield Corporate Bond ETF | ESHY |
Xtrackers MSCI EAFE High Dividend Yield Equity ETF | HDEF |
Xtrackers MSCI All World ex US High Dividend Yield Equity ETF | HDAW |
Xtrackers MSCI China A Inclusion Equity ETF | ASHX |
Xtrackers Xxxxxxx US Multifactor ETF | DEUS |
Xtrackers FTSE Developed Ex US Multifactor ETF | DEEF |
Xtrackers USD High Yield Corporate Bond ETF | HYLB |
Xtrackers Short Duration High Yield Corporate Bond ETF | SYHL |
Xtrackers High Beta High Yield Bond ETF | HYUP |
Xtrackers Low Beta High Yield Bond ETF | HYDW |
Xtrackers Xxxxxxx 1000 US Quality at a Reasonable Price ETF | QARP |
Xtrackers MSCI EAFE ESG Leaders Equity ETF | EASG |
Xtrackers MSCI Emerging Markets ESG Leaders Equity ETF | EMSG |
Xtrackers Emerging Markets Carbon Reduction and Climate Improvers ETF | EMCR |
Xtrackers S&P 500 ESG ETF | SNPE |
Xtrackers MSCI USA ESG Leaders Equity ETF | USSG |
Xtrackers International Real Estate ETF | HAUZ |
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Name | Ticker |
Xtrackers CRT Total Mortgage Bond ETF | |
Xtrackers CRT High Yield Mortgage Bond ETF | |
Xtrackers MSCI Kokusai Equity ETF | KOKU |
Xtrackers S&P MidCap 400 ESG ETF | MIDE |
Xtrackers S&P SmallCap 600 ESG ETF | SMLE |
Xtrackers Global Carbon ETF | ECRB |
Xtrackers Risk Managed USD High Yield Strategy ETF | HYRM |
Xtrackers Net Zero Pathway Paris Aligned US Equity ETF | USNZ |
Xtrackers S&P 500 Growth ESG ETF | SNPG |
Xtrackers S&P 500 Value ESG ETF | SNPV |
Xtrackers S&P ESG Dividend Aristocrats ETF | SNPD |
Xtrackers MSCI USA Climate Action Equity ETF | USCA |
Xtrackers US Green Infrastructure Select Equity ETF | UPGR |
Xtrackers Cybersecurity Select Equity ETF | PSWD |
Xtrackers Semiconductor Select Equity ETF | CHPS |
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Schedule B to this Amendment General Terms
1. | Capitalized terms not defined herein shall have the meanings given to them in the Existing Agreement. |
2. | The Amendment shall not be modified, supplemented, amended or interpreted in accordance with, any industry custom or practice, or any internal policies or procedures of any Party. This Amendment (including any attachments, schedules and addenda hereto), along with the Existing Agreement, as amended, contains the entire agreement of the Parties and thus governs the Parties' duties and obligations with respect to the subject matter hereof and supersedes all previous communications, representations, understandings and agreements, either oral or written, between the Parties with respect thereto. |
3. | This Amendment may be executed in counterparts, each of which when so executed will be deemed to be an original. Such counterparts together will constitute one agreement. Signatures may be exchanged via facsimile or electronic mail and signature s so exchanged shall be binding to the same extent as if original signatures were exchanged. |
4. | This Amendment and any dispute or claim arising out of or in connection with it, its subject matter or its formation (including non-contractual disputes or claims) shall be governed by and construed in accordance with the laws of the same jurisdiction as the Existing Agreement. |
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