AMONGParticipation Agreement • May 22nd, 2002 • Penn Mutual Variable Annuity Account Iii • Delaware
FUND PARTICIPATION AGREEMENT This AGREEMENT is made as of May __, 2002, by and between The Penn Mutual Life Insurance Company (the "Insurer"), a life insurance company domiciled in Pennsylvania, on its behalf and on behalf of the segregated asset...Fund Participation Agreement • May 22nd, 2002 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
THE PENN MUTUAL LIFE INSURANCE COMPANY FOUNDED 1847Penn Mutual Variable Annuity Account Iii • June 11th, 1999
s/ /s/ ---------------------------- ------------------------------------ Secretary Chairman Chief Executive Officer Individual Variable and Fixed Annuity Contract Flexible Purchase Payments o Annuity Payments payable on Annuity Date o Flexible...Penn Mutual Variable Annuity Account Iii • April 28th, 1999
THE PENN MUTUAL LIFE INSURANCE COMPANY INDEPENDENCE SQUARE PHILADELPHIA, PA 19172 Group Contract Number: Issued To: Date of Issue: Effective Date: The Penn Mutual Life Insurance Company will make annuity payments and other payments as set forth in...Penn Mutual Variable Annuity Account Iii • June 11th, 1999
2. Endorsement A004077E Endorsement - Tax Deferred Annuity - 403(b) The following provisions are added to the contract: 1. Non-transferable This contract is non-transferable in accordance with section 401(g) of the Internal Revenue Code. It may not be...Penn Mutual Variable Annuity Account Iii • April 28th, 1999
BY AND AMONGParticipation Agreement • May 22nd, 2002 • Penn Mutual Variable Annuity Account Iii • Delaware
EXHIBIT 3(a) SALES SUPPORT AGREEMENT AGREEMENT made as of the 1st day of December, 1998, by and between THE PENN MUTUAL LIFE INSURANCE COMPANY ("Penn Mutual"), a Pennsylvania Corporation, and HORNOR, TOWNSEND & KENT, INC. ("HTK"), a Pennsylvania...Support Agreement • November 30th, 1998 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
DATED AS OFParticipation Agreement • April 29th, 1997 • Penn Mutual Variable Annuity Account Iii • New York
Exhibit 3(d) National Accounts - Broker-Dealers Licensed to Sell Variable Annuities and/or Variable Life Insurance under Federal Securities and State Insurance Laws BROKER-DEALER SELLING AGREEMENT THE PENN MUTUAL LIFE INSURANCE COMPANY (hereinafter...Penn Mutual Variable Annuity Account Iii • September 3rd, 1998 • Pennsylvania
The Penn Mutual Life Insurance Company Penn Independence Square, Philadelphia, PA 19172 Mutual --------------------------------------------------------------- ----------------- National Accounts - Broker-Dealers Licensed to Sell Variable Annuities...Selling Agreement • April 27th, 1999 • Penn Mutual Variable Annuity Account Iii
Penn Series Funds, Inc.Sales Agreement • April 23rd, 2002 • Penn Mutual Variable Annuity Account Iii
AGENT'S AGREEMENT VARIABLE ANNUITY AND VARIABLE LIFE INSURANCE CONTRACTS DATED__________________________'S Agreement • September 3rd, 1998 • Penn Mutual Variable Annuity Account Iii
s/ /s/ ------------------------------ ----------------------------------- Secretary Chairman and Chief Executive Officer Individual Variable Annuity Contract Flexible Purchase Payments o Annuity Payments payable on Annuity Date o Flexible Purchase...Penn Mutual Variable Annuity Account Iii • April 28th, 1999
THE PENN MUTUAL LIFE INSURANCE COMPANY FOUNDED 1847Penn Mutual Variable Annuity Account Iii • March 21st, 2002
Exhibit 8(a) FUND PARTICIPATION AGREEMENT The Penn Mutual Life Insurance Company (the "Company") and TCI Portfolios, Inc. ("TCIP") and its investment adviser, Investors Research Corporation ("Investors Research") hereby agree to an arrangement whereby...Fund Participation Agreement • September 3rd, 1998 • Penn Mutual Variable Annuity Account Iii
FORM OF PARTICIPATION AGREEMENT -------------------------------Form of Participation Agreement • September 3rd, 1998 • Penn Mutual Variable Annuity Account Iii • Massachusetts
Exhibit 8(b)(2) FORM OF ASSIGNMENT AND MODIFICATION AGREEMENT This Agreement is made by and between Neuberger & Berman Advisers Management Trust ("Trust"), a Massachusetts business trust, Neuberger & Berman Management Incorporated ("N&B Management"),...Assignment and Modification Agreement • September 3rd, 1998 • Penn Mutual Variable Annuity Account Iii
FUND PARTICIPATION AGREEMENT ---------------------------- This AGREEMENT is made as of May __, 2002, by and between The Penn Mutual Life Insurance Company (the "Insurer"), a life insurance company domiciled in Pennsylvania, on its behalf and on behalf...Fund Participation Agreement • May 22nd, 2002 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
RIDER - GUARANTEED MINIMUM ACCUMULATION BENEFIT AND GUARANTEED MINIMUM WITHDRAWAL BENEFIT The Penn Mutual Life Insurance Company (the "Company") agrees, subject to and in accordance with the provisions of this supplemental agreement, to provide the...Penn Mutual Variable Annuity Account Iii • April 28th, 2006
Independent Broker/Dealers The Penn Mutual Life Insurance Company Philadelphia, PA 19172 SCHEDULE A TO THE FOLLOWING SELLING AGREEMENTS: BROKER-DEALER SELLING AGREEMENT BROKER-DEALER SELLING AGREEMENT - FORM A-2 CORPORATE INSURANCE AGENT SELLING...Penn Mutual Variable Annuity Account Iii • April 20th, 2001
Schedule I To Sales Support Agreement Effective January 1, 2000 Individual Annuity Contracts: ----------------------------- Diversifier II Individual Variable and Fixed Annuity Contracts - Flexible Purchase Payments. Policy forms DI-283-F, DI-883-F,...Penn Mutual Variable Annuity Account Iii • April 26th, 2000
PARTICIPATION AGREEMENTParticipation Agreement • May 22nd, 2002 • Penn Mutual Variable Annuity Account Iii • Maryland
RIDER -OPTIONAL DEATH BENEFIT ENHANCEMENT - RISING FLOOR The Penn Mutual Life Insurance Company agrees, subject to and in accordance with the provisions of this supplemental agreement, to provide the Death Benefit Enhancement applied for in the...Penn Mutual Variable Annuity Account Iii • March 21st, 2002
RIDER - CUMULATIVE FREE WITHDRAWAL BENEFIT The Penn Mutual Life Insurance Company agrees, subject to the provisions of this supplemental agreement, to provide the Cumulative Free Withdrawal Benefit as applied for on the application. The Company also...Penn Mutual Variable Annuity Account Iii • April 20th, 2001
Table 3 - Pennant Select Variable/Fixed Annuity Contracts Pennant Select - 1 YR - Tbl 3 ----------------------------------------------------------------------- ------------------------------------------------------------- Average Q = qualified $40...Penn Mutual Variable Annuity Account Iii • November 30th, 1998
Schedule I To Sales Support Agreement Effective January 1, 2012 Compensation Payable by The Penn Mutual Life Insurance Company to Hornor Townsend & Kent, Inc. Pursuant to Section 3 of the Sales Support AgreementSales Support Agreement • April 13th, 2012 • Penn Mutual Variable Annuity Account Iii
With respect to Individual Annuity Contracts sold by designated Penn Mutual agent who are registered representatives of Hornor Townsend & Kent and contracted through Penn Mutual, shall pay as follows:
Rider – Guaranteed Minimum Withdrawal Benefit with Inflation Adjustment This form may be cancelled only under certain disclosed conditions.Penn Mutual Variable Annuity Account Iii • September 28th, 2010
The purpose of the Guaranteed Minimum Withdrawal Benefit provided under this annuity contract is to provide security through a stream of annual income payments to the Contract Owner. The Guaranteed Minimum Withdrawal Benefit will terminate upon assignment or a change in ownership of the contract unless the new assignee or owner meets the qualifications specified in the Termination provision of the Guaranteed Minimum Withdrawal Benefit.
Rider - Guaranteed Lifetime Withdrawal Benefit with Guaranteed Growth and Guaranteed Minimum Death EnhancementPenn Mutual Variable Annuity Account Iii • April 13th, 2012
This Rider may be cancelled only under certain conditions disclosed below. Termination of the Contract results in termination of this Rider. Termination of the Rider or the Contract will result in termination of guaranteed minimum lifetime withdrawals and the death benefit enhancement under this guarantee.
THE PENN MUTUAL LIFE INSURANCE COMPANY PHILADELPHIA, PA 19172 AGENT’S AGREEMENT—VARIABLE ANNUITY AND VARIABLE LIFE INSURANCE CONTRACT SALESAgent’s Agreement • April 13th, 2012 • Penn Mutual Variable Annuity Account Iii
THIS AGREEMENT entered into this day of , 20 among The Penn Mutual Life Insurance Company, a Pennsylvania corporation (“Penn Mutual”), Hornor, Townsend and Kent, Inc., a Pennsylvania corporation (the “Broker”) and , a soliciting agent of Penn Mutual (“Agent”).
Table 3 - Commander Variable/Fixed Annuity Contracts Commander - 1 YR - Tbl 3 - ------------------------------------------------------------------------------- ---------------------------------------------------- Average Q = qualified $40 Contract #...Penn Mutual Variable Annuity Account Iii • November 30th, 1998
RIDER - OPTIONAL DEATH BENEFIT ENHANCEMENT - STEP UP The Penn Mutual Life Insurance Company agrees, subject to and in accordance with the provisions of this supplemental agreement, to provide the Death Benefit Enhancement applied for in the...Penn Mutual Variable Annuity Account Iii • March 21st, 2002
BROKER-DEALER SELLING AGREEMENTBroker-Dealer Selling Agreement • April 13th, 2012 • Penn Mutual Variable Annuity Account Iii • Pennsylvania
WHEREAS, Distributor is a wholly owned subsidiary of Penn Mutual, is registered as a broker-dealer under the Securities Exchange Act of 1934, is a member of FINRA, and is assisting Penn Mutual in the distribution of such contracts;
Schedule I To Sales Support Agreement Effective November 1, 2000 Individual Annuity Contracts: ----------------------------- Diversifier II Individual Variable and Fixed Annuity Contracts - Flexible Purchase Payments. Policy forms DI-283-F, DI-883-F,...Penn Mutual Variable Annuity Account Iii • September 28th, 2000
RIDER - GUARANTEED LIFETIME WITHDRAWAL BENEFIT The Penn Mutual Life Insurance Company (the "Company") agrees, subject to and in accordance with the provisions of this supplemental agreement, to provide the Guaranteed Lifetime Withdrawal Benefit...Penn Mutual Variable Annuity Account Iii • April 30th, 2007
