Dain Rauscher Corp Sample Contracts

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Agreement and Plan of Merger • September 29th, 2000 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Delaware
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AMENDMENT NO. 1 TO RIGHTS AGREEMENT
Rights Agreement • September 29th, 2000 • Dain Rauscher Corp • Security brokers, dealers & flotation companies
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Credit Agreement • August 14th, 1997 • Interra Financial Inc • Security brokers, dealers & flotation companies • Minnesota
FORM T-1
Dain Rauscher Corp • May 28th, 1998 • Security brokers, dealers & flotation companies
AMENDED AND RESTATED CREDIT AGREEMENT Dated as of March 20, 1998
Credit Agreement • March 18th, 1999 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Minnesota
1 EXHIBIT 4.7 CREDIT AGREEMENT Dated as of November 2, 1999
Credit Agreement • November 15th, 1999 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Minnesota
DAIN RAUSCHER CORPORATION AND
Common Stock Warrant Agreement • May 28th, 1998 • Dain Rauscher Corp • Security brokers, dealers & flotation companies
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Credit Agreement • August 13th, 1999 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Minnesota
SENIOR SECURITIES INDENTURE DATED AS OF MAY 15, 1998
Indenture • May 28th, 1998 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Minnesota
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NORWEST BANK MINNESOTA, NATIONAL ASSOCIATION, TRUSTEE
Dain Rauscher Corp • May 28th, 1998 • Security brokers, dealers & flotation companies • Minnesota
JOINT FILING AGREEMENT
Joint Filing Agreement • June 5th, 2017 • RBC Capital Markets, LLC • Security brokers, dealers & flotation companies

Pursuant to and in accordance with the Securities Exchange Act of 1934, as amended (the "Exchange Act"), and the rules and regulations thereunder, each party hereto hereby agrees to the joint filing, on behalf of each of them, of any filing required by such party under Section 13 or Section 16 of the Exchange Act or any rule or regulation thereunder (including any amendment, restatement, supplement, and/or exhibit thereto) with the Securities and Exchange Commission (and, if such security is registered on a national securities exchange, also with the exchange), and further agrees to the filing, furnishing, and/or incorporation by reference of this agreement as an exhibit thereto. This agreement shall remain in full force and effect until revoked by any party hereto in a signed writing provided to each other party hereto, and then only with respect to such revoking party.

DEBT SECURITIES WARRANT AGREEMENT
Debt Securities Warrant Agreement • May 28th, 1998 • Dain Rauscher Corp • Security brokers, dealers & flotation companies
JOINT FILING AGREEMENT
Joint Filing Agreement • February 16th, 2021 • RBC Capital Markets, LLC • Security brokers, dealers & flotation companies

This Joint Filing Agreement may be signed in counterparts with the same effect as if the signature on each counterpart were upon the same instrument.

March 4, 1999 Mr. Kenneth J. Wessels Senior Executive Vice President Dain Rauscher Incorporated Dain Rauscher Plaza, 18C9 60 South Sixth Street Minneapolis, MN 55402 Re: Amendment of Employment Agreement Dear Ken: This is to confirm the terms under...
Dain Rauscher Corp • March 18th, 1999 • Security brokers, dealers & flotation companies

This is to confirm the terms under which your Employment Agreement with Dain Rauscher Incorporated, dated March 31, 1998, has been amended. Specifically, you have agreed to accept $875,000, rather than $1,125,000, as guaranteed total cash compensation for 1998.

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Rights Agreement • May 1st, 1997 • Interra Financial Inc • Security brokers, dealers & flotation companies • Delaware
AMONG
Agreement and Plan of Merger • April 15th, 1998 • Dain Rauscher Corp • Security brokers, dealers & flotation companies • Delaware
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