INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 4th, 2023 • Collaborative Investment Series Trust • New York
This Agreement (the “Agreement”), made as of December 4, 2023 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Retireful, LLC, a limited liability company organized and existing under the laws of the Michigan (the “Adviser”) located at 16932 Willowbrook Dr Haslett, MI 48840.
CUSTODY AGREEMENTCustody Agreement • January 16th, 2018 • Collaborative Investment Series Trust • Wisconsin
THIS AGREEMENT is made and entered into by and between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT BETWEEN INVESTMENT MANAGERS SERIES TRUST II AND axs investments, LLCInvestment Advisory Agreement • June 21st, 2022 • Investment Managers Series Trust II • Delaware
THIS AMENDED AND RESTATED INVESTMENT ADVISORY AGREEMENT (the “Agreement”), dated as of ________, 2022 to the Investment Advisory Agreement dated May 3, 2022 (the “Prior Agreement”), is entered into by and between Investment Managers Series Trust II, a Delaware statutory trust (the “Trust”), on behalf of its series listed in Appendix A, as amended from time to time (each a “Fund”), and AXS Investments, LLC, a Limited Liability Corporation (the “Advisor”).
LISTED FUNDS TRUST INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 31st, 2022 • Listed Funds Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is made as of this 9th day of December, 2021 by and between LISTED FUNDS TRUST (the “Trust”), a Delaware statutory trust, and Innovative Portfolios, LLC, a Indiana limited liability company with its principal place of business at 8801 River Crossing Blvd., Suite 100, Indianapolis, Indiana 46240 (the “Adviser”).
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 6th, 2019 • Collaborative Investment Series Trust • Delaware
This Distribution Agreement (the “Agreement”) is made this 29th day of April 2019, by and between Collaborative Investment Series Trust, on behalf of each Fund listed on Exhibit A (each a “Fund,” and collectively, “Funds”), a Delaware Statutory Trust (the “Trust”) having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, Ohio 44147 and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • December 30th, 2022 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of [ ], by and between Retireful, LLC (the “Adviser”), a Michigan limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Tuttle Capital Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to Mohr Sector Navigator ETF(the “Fund”), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • February 26th, 2020 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made and entered into this 18th day of November, 2019, by and between the Collaborative Investment Series Trust (the “Trust”), an Delaware business trust having its principal place of business at 125 Greenwich Ave., Greenwich, Connecticut, 06830 , and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • October 23rd, 2017 • Collaborative Investment Series Trust • Delaware
ACCOUNTING SERVICES AGREEMENTAccounting Services Agreement • January 16th, 2018 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made and entered into this 11th day of January, 2018, by and between the Collaborative Investment Series Trust (the “Trust”), an Delaware business trust having its principal place of business at 125 Greenwich Ave., Greenwich, NV, 06830, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
FORM OF AUTHORIZED PARTICIPANT AGREEMENT INVESTMENT MANAGERS SERIES TRUST IIAuthorized Participant Agreement • June 21st, 2022 • Investment Managers Series Trust II • New York
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and __________ (the “Participant”) and is subject to acceptance by [Name of Transfer Agent/Index Receipt Agent] (the “[Transfer Agent/Index Receipt Agent]”), and is further subject to acknowledgement and agreement by [Name of Trust Trust] (the “Trust”), a series trust offering a number of portfolios of securities (each a “Fund” and collectively the “Funds”), solely with respect to Sections 4(c) and 12(c) herein. Capitalized terms used but not defined herein are defined in the current prospectus for each Fund as it may be supplemented or amended from time to time, and included in the Trust’s Registration Statement on Form N-1A, as it may be amended from time to time, or otherwise filed with the U.S. Securities and Exchange Commission (“SEC”) (together with such Fund’s Statement of Additional Information incorporated therein, the “Prospectus”).
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESTri-Party Agreement for Distribution Services • January 28th, 2020 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made as of October 11, 2019, between Collaborative Investment Series Trust (the “Trust” and/or Investment Company ”IC”, or “Fund”), a Delaware statutory Trust/IC, Innovative Portfolios, LLC the Registered Investment Advisor (the “RIA”) an Indiana limited liability corporation, and Arbor Court Capital, LLC (“ACC”), a limited liability corporation organized and existing under the laws of the State of Ohio.
TRANSFER AGENT AGREEMENTTransfer Agent Agreement • May 22nd, 2019 • Collaborative Investment Series Trust • Ohio
THIS THIRD AMENDED AND RESTATED AGREEMENT is made and entered into this 29th day of April, 2019, by and between the Collaborative Investment Series Trust (the “Trust”), a Delaware statutory trust having its principal place of business at 8000 Town Centre Drive, Suite 400, Broadview Heights, Ohio, 44147, and Mutual Shareholder Services, LLC, a Delaware Limited Liability Company (“MSS”).
AMENDMENT TO THE LISTED FUNDS TRUST CUSTODY AGREEMENTListed Funds Trust Custody Agreement • January 31st, 2022 • Listed Funds Trust
THIS AMENDMENT to the Custody Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • January 16th, 2018 • Collaborative Investment Series Trust • Ohio
This CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT is made and entered into as of this 11th day of January, 2018 by and between Collaborative Investment Series Trust, a Delaware business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
INTERIM INVESTMENT ADVISORY AGREEMENT Between COLLABORATIVE INVESTMENT SERIES TRUST and MERCATOR INVESTMENT MANAGEMENT, LLCInterim Investment Advisory Agreement • February 19th, 2019 • Collaborative Investment Series Trust • New York
AGREEMENT (the "Agreement"), made as of November 24, 2018 between Collaborative Investment Series Trust, a Delaware statutory trust (the "Trust"), and Mercator Investment Management, LLC, a Connecticut limited liability company (a “Adviser” or “Mercator Investment”).
ADMINISTRATION AGREEMENTAdministration Agreement • January 16th, 2018 • Collaborative Investment Series Trust • Ohio
This ADMINISTRATION AGREEMENT is made and entered into as of this 11th day of January, 2018 by and between Collaborative Investment Series Trust, a Delaware business trust (the “Trust”) and Empirical Administration, LLC, a Ohio limited liability company (“Empirical”).
FUND ADMINISTRATION SERVICING AGREEMENT SIXTH AMENDED AND RESTATED AS OF FEBRUARY 28, 2021Fund Administration Servicing Agreement • April 28th, 2021 • Collaborative Investment Series Trust • New York
THIS AGREEMENT, initially made and entered into on October 19th, 2018, is amended and restated as of February 28, 2021, by and among Collaborative Investment Series Trust, a Delaware statutory trust (hereinafter referred to as the “Trust”) and Collaborative Fund Services, LLC, a limited liability company organized under the laws of the State of Connecticut (hereinafter referred to as “CFS”).
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • October 4th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of October 4, 2021, by and between Retireful, LLC (the “Adviser”), a Michigan limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Tuttle Capital Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to Mohr Growth ETF, Mindful Conservative ETF, and Adaptive Core ETF (each a “Fund” and collectively, the “Funds”), each a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • April 29th, 2020 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of MERCATOR INTERNATIONAL OPPORTUNITY FUND, (the “Fund”) a series of the Trust and the Advisor of such Fund, MERCATOR INVESTMENT MANAGEMENT, LLC (the “Advisor”).
TRI-PARTY AGREEMENT FOR DISTRIBUTION SERVICESDistribution Agreement • February 26th, 2020 • Collaborative Investment Series Trust • Ohio
THIS AGREEMENT is made as of , between The Collaborative Investment Series Trust (the "Trust" and/or Investment Company "IC", or "Fund"), a Delaware statutory Trust/IC, Tactical Fund Advisors, LLC the Registered Investment Advisor (the "RIA") an Ohio limited liability company, and Arbor Court Capital ("ACC"), a limited liability corporation organized and existing under the laws of the State of Ohio.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • January 14th, 2022 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of December 7, 2021, by and between Rareview Capital LLC (the “Adviser”), a Delaware limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and GST Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a Delaware limited liability company and also registered under the Advisers Act, with respect to the Rareview Systematic Equity ETF (the “Fund”), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT RAREVIEW CAPITAL LLCOperating Expenses Limitation Agreement • January 31st, 2023 • Collaborative Investment Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Rareview Inflation/Deflation ETF (the “Fund”) a series of the Trust and the Advisor, Rareview Capital LLC (the “Advisor”).
THIRD AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 22nd, 2019 • Collaborative Investment Series Trust
THIS THIRD AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement dated January 2, 2018 (the “Agreement”) by and between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • January 31st, 2023 • Collaborative Investment Series Trust • Delaware
This Agreement (the “Agreement”), made as of February 1, 2023 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and RAREVIEW CAPITAL LLC, a limited liability company organized and existing under the laws of the Delaware (the “Adviser”) located at 1980 Festival Plaza Drive, Suite 300, Las Vegas, NV 89135.
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • July 28th, 2021 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Trend Aggregation U.S. ETF, Trend Aggregation ESG ETF, Trend Aggregation Dividend Stock ETF, and Trend Aggregation Growth ETF (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the Advisor, Tuttle Tactical Management, LLC (the “Advisor”).
AMENDMENT TO THE LISTED FUNDS TRUST FUND SERVICING AGREEMENTFund Servicing Agreement • January 31st, 2022 • Listed Funds Trust
THIS AMENDMENT to the Fund Servicing Agreement, dated as of April 25, 2019 (the “Agreement”), is entered into as of the last date on the signature block, by and between LISTED FUNDS TRUST, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC d/b/a U.S. BANK GLOBAL FUND SERVICES, a Wisconsin limited liability company (“Fund Services”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 16th, 2020 • Collaborative Investment Series Trust • Delaware
This Agreement (the “Agreement”), made as of August 5, 2020 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and RAREVIEW CAPITAL LLC, a limited liability company organized and existing under the laws of the Delaware (the “Adviser”) located at Soundview Plaza, 1266 E. Main Street, Ste 700R, Stamford, CT 06902.
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • January 28th, 2020 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Preferred-Plus and Dividend Performers, (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the advisor, Innovative Portfolios, LLC (the “Advisor”).
FIRST AMENDMENT TO THE CUSTODY AGREEMENTCustody Agreement • May 15th, 2019 • Collaborative Investment Series Trust
THIS FIRST AMENDMENT, effective as of the last date on the signature block, to the Custody Agreement dated January 2, 2018 (the “Agreement”) by and between Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”), and U.S. Bank National Association, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENTOperating Expenses Limitation Agreement • January 28th, 2022 • Collaborative Investment Series Trust • New York
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of the Preferred-Plus and Dividend Performers, (each a “Fund” and collectively, the “Funds”) each a series of the Trust and the advisor, Innovative Portfolios, LLC (the “Advisor”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 16th, 2023 • Collaborative Investment Series Trust • New York
INVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of August 16, 2023 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Goose Hollow Capital Management LLC, a limited liability company organized and existing under the laws of the New Jersey (the “Adviser”) located at 82 North Summit Street, Suite 2B, Tenafly, NJ 07670.
SUB-ADVISORY AGREEMENTSub-Advisory Agreement • August 13th, 2021 • Collaborative Investment Series Trust • New York
THIS SUB-ADVISORY AGREEMENT is made and entered into as of August 16, 2021, by and between Tuttle Capital Management, LLC (the “Adviser”), a Delaware limited liability company and registered under the Investment Advisers Act of 1940, as amended (the “Advisers Act”), and Revere Wealth Management, LLC (the “Sub-Adviser” and together with the Adviser the “Parties”), a New York limited liability company and also registered under the Advisers Act, with respect to the Revere Sector Opportunity ETF (the “Fund”), a series of the Collaborative Investment Series Trust, a Delaware statutory trust (the “Trust”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 17th, 2024 • Collaborative Investment Series Trust • Delaware
This INVESTMENT ADVISORY AGREEMENT (the “Agreement”), made as of April 17, 2024 between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), and Collaborative Fund Advisors, LLC, a limited liability company organized and existing under the laws of Nevada (the “Adviser”) located at 500 Damonte Ranch Parkway, Building 700, Unit 700 Reno, NV 89521.
COLLABORATIVE INVESTMENT SERIES TRUST OPERATING EXPENSES LIMITATION AGREEMENT COLLABORATIVE FUND ADVISORS, LLCOperating Expenses Limitation Agreement • April 17th, 2024 • Collaborative Investment Series Trust • Delaware
THIS OPERATING EXPENSES LIMITATION AGREEMENT (the “Agreement”) by and between COLLABORATIVE INVESTMENT SERIES TRUST, a Delaware statutory trust (the “Trust”), on behalf of Anydrus Advantage ETF (the “Fund”) a series of the Trust and the Advisor, Collaborative Fund Advisors, LLC (the “Advisor”).
THIRD AMENDMENT TO ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • June 21st, 2022 • Investment Managers Series Trust II • Delaware
This third amendment (“Amendment”) to the ETF Distribution Agreement (the “Agreement”) novated as of September 30, 2021, by and between Investment Managers Series Trust II (“Trust”) and IMST Distributors, LLC (“Foreside”) is entered into as of ___________, 2022 (the “Effective Date”).
