DISTRIBUTION AGREEMENTDistribution Agreement • January 26th, 2016 • Horizon Funds • Wisconsin
Contract Type FiledJanuary 26th, 2016 Company JurisdictionTHIS AGREEMENT is effective and entered into as of February 8, 2016, by and between Horizon Funds, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Horizon Investments, LLC, a South Carolina limited liability company, and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only.
CUSTODY AGREEMENTCustody Agreement • January 28th, 2016 • Horizon Funds • Minnesota
Contract Type FiledJanuary 28th, 2016 Company JurisdictionTHIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • January 26th, 2016 • Horizon Funds • Wisconsin
Contract Type FiledJanuary 26th, 2016 Company JurisdictionTHIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • January 26th, 2016 • Horizon Funds • Wisconsin
Contract Type FiledJanuary 26th, 2016 Company JurisdictionTHIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Delaware
Contract Type FiledMarch 29th, 2022 Company JurisdictionTHIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.
HORIZON FUNDS EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 3rd, 2022 • Horizon Funds
Contract Type FiledOctober 3rd, 2022 CompanyThis Expense Limitation Agreement is into effective as of ______, 2022, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon U.S. Defensive Small/Mid Cap Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • October 3rd, 2022 • Horizon Funds • Delaware
Contract Type FiledOctober 3rd, 2022 Company JurisdictionThis Agreement is made and entered into effective as of ________, 2022, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon U.S. Defensive Small/Mid Cap Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • January 28th, 2016 • Horizon Funds • Wisconsin
Contract Type FiledJanuary 28th, 2016 Company JurisdictionTHIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
FORM OF INVESTMENT ADVISORY AGREEMENTForm of Investment Advisory Agreement • October 25th, 2019 • Horizon Funds • Delaware
Contract Type FiledOctober 25th, 2019 Company JurisdictionThis Agreement is made and entered into effective as of December ___, 2019, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon ESG Core Equity Fund with Risk Assist, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
AGREEMENT AND DECLARATION OF TRUST of HORIZON FUNDS a Delaware Statutory Trust Principal Place of Business: 13024 Ballantyne Corporate Place, Suite 225 Charlotte, North Carolina 28277Agreement and Declaration of Trust • July 1st, 2015 • Horizon Funds • Delaware
Contract Type FiledJuly 1st, 2015 Company JurisdictionWHEREAS, this AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder for the purpose of forming a Delaware business trust in accordance with the provisions hereinafter set forth;
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Massachusetts
Contract Type FiledMarch 29th, 2022 Company JurisdictionThis Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds, on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • New York
Contract Type FiledMarch 29th, 2022 Company JurisdictionThis Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds (referred to as the “Trust”), on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).
HORIZON FUNDS EXPENSE LIMITATION AGREEMENTHorizon Funds • January 28th, 2016 • Horizon Funds
Contract Type FiledJanuary 28th, 2016 CompanyThis Agreement is into effective as of _______, 2015 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Active Risk Assist Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
DBX ETFs FUND OF FUNDS INVESTMENT AGREEMENTFund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds
Contract Type FiledMarch 29th, 2022 CompanyTHIS AGREEMENT, dated as of January 19, 2022, between Horizon Funds, on behalf of each Acquiring Fund listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and DBX ETF Trust, on behalf of each Acquired Fund listed on Schedule B, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022.
HORIZON FUNDS FORM OF EXPENSE LIMITATION AGREEMENTForm of Expense Limitation Agreement • October 7th, 2016 • Horizon Funds
Contract Type FiledOctober 7th, 2016 CompanyThis Agreement is into effective as of _______, 2016 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Defined Risk Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
HORIZON FUNDS EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 28th, 2016 • Horizon Funds
Contract Type FiledJanuary 28th, 2016 CompanyThis Agreement is into effective as of _______, 2015 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Active Asset Allocation Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).
HORIZON FUNDS SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENTThe Distribution Agreement • March 29th, 2019 • Horizon Funds
Contract Type FiledMarch 29th, 2019 CompanyTHIS AMENDMENT, dated as of January 23, 2019, to the Distribution Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between the HORIZON FUNDS, a Delaware statutory trust (the “Trust”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor"). HORIZON INVESTMENTS, LLC, a South Carolina limited liability company, and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only.
FIFTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
HORIZON FUNDS THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENTHorizon Funds • June 25th, 2019 • Horizon Funds
Contract Type FiledJune 25th, 2019 CompanyTHIS AMENDMENT, dated as of the last date on the signature block to the Distribution Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between the HORIZON FUNDS, a Delaware statutory trust (the “Trust”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").
HORIZON FUNDS FIRST AMENDMENT TO THE ADVISORY AGREEMENTAdvisory Agreement • March 30th, 2018 • Horizon Funds
Contract Type FiledMarch 30th, 2018 CompanyTHIS First AMENDMENT by and between Horizon Funds (the “Trust”), a Delaware statutory trust registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”), for the Horizon Active Risk Assist Fund (the “Fund”), a series of the Trust, to the Investment Advisory Agreement, dated as of January 29, 2016 (the “Advisory Agreement”), is entered into as of the 24th day of January, 2018, by and between the Trust, on behalf of the Fund, and the Adviser.
FOURTH AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
SEVENTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENTHorizon Funds Custody Agreement • March 29th, 2023 • Horizon Funds
Contract Type FiledMarch 29th, 2023 CompanyTHIS AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
FIFTH AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
DISTRIBUTION AGREEMENTDistribution Agreement • March 30th, 2021 • Horizon Funds
Contract Type FiledMarch 30th, 2021 CompanyTHIS DISTRIBUTION AGREEMENT ("Agreement") is by and between Quasar Distributors, LLC (the "Distributor"), Horizon Funds ("Fund Company") and Horizon Investments, LLC ("Adviser").
INITIAL SUBSCRIPTION AGREEMENTInitial Subscription Agreement • January 29th, 2016 • Horizon Funds • Delaware
Contract Type FiledJanuary 29th, 2016 Company Jurisdiction
FOURTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENTHorizon Funds Custody Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Custody Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
SEVENTH AMENDMENT TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 29th, 2022 • Horizon Funds
Contract Type FiledMarch 29th, 2022 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
FIFTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENTHorizon Funds Custody Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Custody Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
EIGHTH AMENDMENT TO THE HORIZON FUNDS FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • March 29th, 2023 • Horizon Funds
Contract Type FiledMarch 29th, 2023 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Fund Administration Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. Bank Global Fund Services a Wisconsin limited liability company (“Fund Services”).
THIRD AMENDMENT (including First Addendum) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 29th, 2019 • Horizon Funds
Contract Type FiledMarch 29th, 2019 CompanyTHIS AMENDMENT dated as of January 23, 2019, to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
FORM OF FIRST AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENTAccounting Servicing Agreement • October 7th, 2016 • Horizon Funds
Contract Type FiledOctober 7th, 2016 CompanyTHIS FIRST AMENDMENT dated as of the 4TH day of October, 2016, to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
HORIZON FUNDS FORM OF ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • October 7th, 2016 • Horizon Funds
Contract Type FiledOctober 7th, 2016 CompanyTHIS ADDENDUM, effective as of November 1, 2016, to the Transfer Agent Servicing Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SIXTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENTAgent Servicing Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
FIFTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS FUND ADMINISTRATION SERVICING AGREEMENTAdministration Servicing Agreement • March 30th, 2020 • Horizon Funds
Contract Type FiledMarch 30th, 2020 CompanyTHIS AMENDMENT dated as of the last date on the signature block to the Fund Administration Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. Bank Global Fund Services a Wisconsin limited liability company (“Fund Services”).
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • October 25th, 2019 • Horizon Funds • Delaware
Contract Type FiledOctober 25th, 2019 Company JurisdictionTHIS INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”), is made effective as of the ____ day of ____________, 2019, by and among Horizon Funds (the “Trust”), on behalf of the Horizon ESG Core Equity Fund with Risk Assist (the “Fund”), Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”) and DWS Investment Management Americas, Inc., a Delaware corporation (the “Sub-Adviser”).