Horizon Funds Sample Contracts

DISTRIBUTION AGREEMENT
Distribution Agreement • January 26th, 2016 • Horizon Funds • Wisconsin

THIS AGREEMENT is effective and entered into as of February 8, 2016, by and between Horizon Funds, a Delaware statutory trust (the “Trust”) and Quasar Distributors, LLC, a Delaware limited liability company (the “Distributor”). Horizon Investments, LLC, a South Carolina limited liability company, and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only.

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CUSTODY AGREEMENT
Custody Agreement • January 28th, 2016 • Horizon Funds • Minnesota

THIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).

FUND ACCOUNTING SERVICING AGREEMENT
Fund Accounting Servicing Agreement • January 26th, 2016 • Horizon Funds • Wisconsin

THIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FUND ADMINISTRATION SERVICING AGREEMENT
Fund Administration Servicing Agreement • January 26th, 2016 • Horizon Funds • Wisconsin

THIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FUND OF FUNDS INVESTMENT AGREEMENT
Fund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Delaware

THIS FUND OF FUNDS INVESTMENT AGREEMENT (the “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made by and between each registered open-end investment company (each, a “Registrant”), on behalf of each portfolio series of each such Registrant listed on Schedule A or Schedule B hereto, or if the relevant Registrant has no portfolio series, then the relevant Registrant (as applicable, each an “Acquiring Fund” or “Acquired Fund” pursuant to the applicable schedule), each severally and not jointly.

HORIZON FUNDS EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • October 3rd, 2022 • Horizon Funds

This Expense Limitation Agreement is into effective as of ______, 2022, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon U.S. Defensive Small/Mid Cap Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

INVESTMENT ADVISORY AGREEMENT
Investment Advisory Agreement • October 3rd, 2022 • Horizon Funds • Delaware

This Agreement is made and entered into effective as of ________, 2022, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon U.S. Defensive Small/Mid Cap Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • January 28th, 2016 • Horizon Funds • Wisconsin

THIS AGREEMENT is effective and entered into as of February 8, 2016, by and between HORIZON FUNDS, a Delaware trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

FORM OF INVESTMENT ADVISORY AGREEMENT
Form of Investment Advisory Agreement • October 25th, 2019 • Horizon Funds • Delaware

This Agreement is made and entered into effective as of December ___, 2019, by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon ESG Core Equity Fund with Risk Assist, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

AGREEMENT AND DECLARATION OF TRUST of HORIZON FUNDS a Delaware Statutory Trust Principal Place of Business: 13024 Ballantyne Corporate Place, Suite 225 Charlotte, North Carolina 28277
Agreement and Declaration of Trust • July 1st, 2015 • Horizon Funds • Delaware

WHEREAS, this AGREEMENT AND DECLARATION OF TRUST is made and entered into as of the date set forth below by the Trustee named hereunder for the purpose of forming a Delaware business trust in accordance with the provisions hereinafter set forth;

FUND OF FUNDS INVESTMENT AGREEMENT
Fund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • Massachusetts

This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds, on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and The Select Sector SPDR Trust, on behalf of each of its series listed on Schedule B, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).

FUND OF FUNDS INVESTMENT AGREEMENT
Fund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds • New York

This Fund of Funds Investment Agreement (this “Agreement”), dated as of January 19, 2022 (the “Effective Date”), is made between Horizon Funds (referred to as the “Trust”), on behalf of its series listed on Schedule A, severally and not jointly (each, the “Acquiring Fund”), and SPDR S&P 500 ETF Trust and SPDR Dow Jones Industrial Average ETF Trust, severally and not jointly (each, the “Acquired Fund” and together with the Acquiring Funds, the “Funds”).

HORIZON FUNDS EXPENSE LIMITATION AGREEMENT
Horizon Funds • January 28th, 2016 • Horizon Funds

This Agreement is into effective as of _______, 2015 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Active Risk Assist Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

DBX ETFs FUND OF FUNDS INVESTMENT AGREEMENT
Fund of Funds Investment Agreement • March 29th, 2022 • Horizon Funds

THIS AGREEMENT, dated as of January 19, 2022, between Horizon Funds, on behalf of each Acquiring Fund listed on Schedule A, severally and not jointly (each, an “Acquiring Fund”), and DBX ETF Trust, on behalf of each Acquired Fund listed on Schedule B, severally and not jointly (each, an “Acquired Fund” and together with the Acquiring Funds, the “Funds”), and shall become effective on January 19, 2022.

HORIZON FUNDS FORM OF EXPENSE LIMITATION AGREEMENT
Form of Expense Limitation Agreement • October 7th, 2016 • Horizon Funds

This Agreement is into effective as of _______, 2016 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Defined Risk Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

HORIZON FUNDS EXPENSE LIMITATION AGREEMENT
Expense Limitation Agreement • January 28th, 2016 • Horizon Funds

This Agreement is into effective as of _______, 2015 by and between Horizon Funds, a Delaware statutory trust (the “Trust”), on behalf of Horizon Active Asset Allocation Fund, a series of shares of the Trust (the “Fund”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”).

HORIZON FUNDS SECOND AMENDMENT TO THE DISTRIBUTION AGREEMENT
The Distribution Agreement • March 29th, 2019 • Horizon Funds

THIS AMENDMENT, dated as of January 23, 2019, to the Distribution Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between the HORIZON FUNDS, a Delaware statutory trust (the “Trust”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor"). HORIZON INVESTMENTS, LLC, a South Carolina limited liability company, and the investment adviser to the Trust (the “Adviser”), is a party hereto with respect to Sections 3 F. and 6 only.

FIFTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

HORIZON FUNDS THIRD AMENDMENT TO THE DISTRIBUTION AGREEMENT
Horizon Funds • June 25th, 2019 • Horizon Funds

THIS AMENDMENT, dated as of the last date on the signature block to the Distribution Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between the HORIZON FUNDS, a Delaware statutory trust (the “Trust”), and QUASAR DISTRIBUTORS, LLC, a Delaware limited liability company (the “Distributor").

HORIZON FUNDS FIRST AMENDMENT TO THE ADVISORY AGREEMENT
Advisory Agreement • March 30th, 2018 • Horizon Funds

THIS First AMENDMENT by and between Horizon Funds (the “Trust”), a Delaware statutory trust registered as an open-end management investment company under the Investment Company Act of 1940, as amended (the “1940 Act”), and Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”), for the Horizon Active Risk Assist Fund (the “Fund”), a series of the Trust, to the Investment Advisory Agreement, dated as of January 29, 2016 (the “Advisory Agreement”), is entered into as of the 24th day of January, 2018, by and between the Trust, on behalf of the Fund, and the Adviser.

FOURTH AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENT
Accounting Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

SEVENTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENT
Horizon Funds Custody Agreement • March 29th, 2023 • Horizon Funds

THIS AMENDMENT, dated as of the last date on the signature block, to the Custody Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

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FIFTH AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENT
Accounting Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

DISTRIBUTION AGREEMENT
Distribution Agreement • March 30th, 2021 • Horizon Funds

THIS DISTRIBUTION AGREEMENT ("Agreement") is by and between Quasar Distributors, LLC (the "Distributor"), Horizon Funds ("Fund Company") and Horizon Investments, LLC ("Adviser").

INITIAL SUBSCRIPTION AGREEMENT
Initial Subscription Agreement • January 29th, 2016 • Horizon Funds • Delaware
FOURTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENT
Horizon Funds Custody Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Custody Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

SEVENTH AMENDMENT TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 29th, 2022 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

FIFTH AMENDMENT TO THE HORIZON FUNDS CUSTODY AGREEMENT
Horizon Funds Custody Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Custody Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).

EIGHTH AMENDMENT TO THE HORIZON FUNDS FUND ADMINISTRATION SERVICING AGREEMENT
Administration Servicing Agreement • March 29th, 2023 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Fund Administration Servicing Agreement, dated as of February 8, 2016, as amended (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. Bank Global Fund Services a Wisconsin limited liability company (“Fund Services”).

THIRD AMENDMENT (including First Addendum) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 29th, 2019 • Horizon Funds

THIS AMENDMENT dated as of January 23, 2019, to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

FORM OF FIRST AMENDMENT TO THE HORIZON FUNDS FUND ACCOUNTING SERVICING AGREEMENT
Accounting Servicing Agreement • October 7th, 2016 • Horizon Funds

THIS FIRST AMENDMENT dated as of the 4TH day of October, 2016, to the Fund Accounting Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

HORIZON FUNDS FORM OF ADDENDUM TO THE TRANSFER AGENT SERVICING AGREEMENT
Transfer Agent Servicing Agreement • October 7th, 2016 • Horizon Funds

THIS ADDENDUM, effective as of November 1, 2016, to the Transfer Agent Servicing Agreement dated as of February 8, 2016, (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).

SIXTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS TRANSFER AGENT SERVICING AGREEMENT
Agent Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Transfer Agent Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC/b/a U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).

FIFTH AMENDMENT (including Addendums) TO THE HORIZON FUNDS FUND ADMINISTRATION SERVICING AGREEMENT
Administration Servicing Agreement • March 30th, 2020 • Horizon Funds

THIS AMENDMENT dated as of the last date on the signature block to the Fund Administration Servicing Agreement, dated as of February 8, 2016 (the “Agreement”), is entered into by and between HORIZON FUNDS, a Delaware trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, d/b/a U.S. Bank Global Fund Services a Wisconsin limited liability company (“Fund Services”).

INVESTMENT SUB-ADVISORY AGREEMENT
Investment Sub-Advisory Agreement • October 25th, 2019 • Horizon Funds • Delaware

THIS INVESTMENT SUB-ADVISORY AGREEMENT (this “Agreement”), is made effective as of the ____ day of ____________, 2019, by and among Horizon Funds (the “Trust”), on behalf of the Horizon ESG Core Equity Fund with Risk Assist (the “Fund”), Horizon Investments, LLC, a South Carolina limited liability company (the “Adviser”) and DWS Investment Management Americas, Inc., a Delaware corporation (the “Sub-Adviser”).

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