PENN Capital Funds Trust Sample Contracts
CUSTODY AGREEMENTCustody Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2015, by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America (the “Custodian”).
INVESTMENT SUB-ADVISORY AGREEMENT with Vident Advisory, LLCInvestment Sub-Advisory Agreement • October 25th, 2023 • RBB Fund Trust • Delaware
This INVESTMENT SUB-ADVISORY AGREEMENT (the “Agreement”) is made as of this 14th day of July 2023 by and among THE ENERGY & MINERALS GROUP ADVISORS, LLC, a Delaware limited liability company company (the “Adviser”), THE RBB FUND TRUST, a Delaware statutory trust (the “Trust”), and VIDENT ADVISORY, LLC, a Delaware limited liability company (the “Sub-Adviser”).
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of PENN CAPITAL FUNDS TRUST a Delaware Statutory Trust (Original Agreement and Declaration of Trust was adopted August 29, 2014; Amended and Restated Agreement and Declaration of Trust was...Agreement and Declaration of Trust • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of this 21st day of October, 2015, by the Trustees hereunder and by the holders of Shares to be issued by PENN Capital Funds Trust (the “Trust”) hereunder, and (i) incorporates herein and makes a part of this Amended and Restated Agreement and Declaration of Trust the resolutions of the Board of Trustees of the Trust adopted prior to the date set forth above, pursuant to the provisions of the original Agreement and Declaration of Trust dated August 29, 2014 (the “Original Declaration of Trust”), regarding the establishment and designation of Series and/or Classes of the Shares of the Trust, and any amendments or modifications to such resolutions adopted through the date hereof, as of the date of the adoption of each such resolution, and (ii) amends and restates the Original Declaration of Trust pursuant to Article IX, Section 1, of such Original Declaration of Trust, as hereinafter provided.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2015, by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2015 by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Client”) and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”).
INVESTMENT ADVISORY AGREEMENT Longview Advantage ETFInvestment Advisory Agreement • December 13th, 2024 • RBB Fund Trust • Delaware
AGREEMENT made as of September 13, 2024 between THE RBB FUND TRUST, a Delaware statutory trust (herein called the "Fund"), and Hill Investment Group Partners, LLC d/b/a Longview Research Partners, a Delaware limited liability company (herein called the "Investment Adviser").
ETF DISTRIBUTION AGREEMENTEtf Distribution Agreement • December 27th, 2022 • RBB Fund Trust • Wisconsin
This distribution agreement (the "Agreement") is effective as of November 25, 2022, and made by The RBB Fund Trust, a Delaware statutory trust (the "Trust") having its principal place of business at 615 East Michigan Street, Milwaukee, WI 53202, and Quasar Distributors, LLC, a Delaware limited liability company (the "Distributor") having its principal place of business at 111 E. Kilbourn Avenue, Suite 2200, Milwaukee, WI 53202.
AGREEMENT AND DECLARATION OF TRUSTTrust Agreement • November 13th, 2014 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT AND DECLARATION OF TRUST is made as of this 29th day of August, 2014, by the Trustees hereunder and by the holders of Shares to be issued by PENN Capital Funds Trust (the “Trust”), as hereinafter provided.
INVESTMENT SUB-ADVISORY AGREEMENTInvestment Sub-Advisory Agreement • May 30th, 2025 • RBB Fund Trust • Delaware
AGREEMENT, dated as of May 15, 2025 by and between Twin Oak ETF Company, a Delaware corporation (the “Adviser”) and Exchange Traded Concepts, LLC, an Oklahoma limited liability company (the “Sub-Adviser”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • May 30th, 2025 • RBB Fund Trust • Delaware
AGREEMENT made as of May 15, 2015 between THE RBB FUND TRUST, a Delaware statutory trust (herein called the “Fund”), and TWIN OAK ETF COMPANY, a Delaware corporation (herein called the “Investment Adviser”).
SUBADVISORY AGREEMENTSubadvisory Agreement • December 18th, 2024 • RBB Fund Trust • Delaware
THIS SUBADVISORY AGREEMENT (the "Agreement") made as of this 24th day of September, 2024 by and between Tweedy, Browne Company LLC, a limited liability company organized under the laws of the State of Delaware, with its principal place of business at One Station Place, Stamford, Connecticut 06902 (the "Adviser") and Exchange Traded Concepts, LLC, an Oklahoma limited liability company, with its principal place of business at 10900 Hefner Pointe Dr. Ste. 400 Oklahoma City, OK 73120 (the "Sub-Adviser"), with respect to each series of the Trust identified on Schedule A to this Agreement (each a "Fund" and collectively, the "Funds").
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • May 30th, 2025 • RBB Fund Trust • Delaware
THIS EXPENSE LIMITATION AGREEMENT (the “Agreement”) is effective as of May 15, 2025 by and between Twin Oak ETF Company (the “Adviser”), a Delaware corporation, and The RBB Fund Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Appendix A hereto (each, a “Fund” and, collectively, the “Funds”).
TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2015, by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTExpense Limitation and Reimbursement Agreement • December 30th, 2022 • RBB Fund Trust • Delaware
THIS EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of December 12, 2022 by and between Torray LLC (the “Adviser”), a Maryland limited liability company, and The RBB Fund Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Appendix A hereto (the “Fund”).
FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • November 18th, 2015 • PENN Capital Funds Trust • Delaware
THIS AGREEMENT is made and entered into as of this 22nd day of October, 2015, by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
ADVISORY FEE WAIVER AND EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENTAdvisory Fee Waiver and Expense Limitation and Reimbursement Agreement • August 25th, 2025 • RBB Fund Trust • Delaware
THIS ADVISORY FEE WAIVER AND EXPENSE LIMITATION AND REIMBURSEMENT AGREEMENT (the “Agreement”) is effective as of September 13, 2024 by and between Hill Investment Group Partners, LLC d/b/a Longview Research Partners (the “Adviser”), a Delaware limited liability company, and The RBB Fund Trust, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Appendix A hereto (the “Fund”).
PURCHASE AGREEMENTPurchase Agreement • November 18th, 2015 • PENN Capital Funds Trust
PENN Capital Funds Trust (the “Trust”), a Delaware statutory trust, and PENN Capital Management Company, Inc. (the “Adviser”), a Delaware corporation, hereby agree as follows:
TENTH AMENDMENT TO THE THE RBB FUND TRUST CUSTODY AGREEMENTCustody Agreement • June 11th, 2025 • RBB Fund Trust
THIS AMENDMENT, effective as of the last date in the signature block, to the Custody Agreement, dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
PENN Capital Funds Trust Expense Limitation AgreementExpense Limitation Agreement • October 29th, 2018 • PENN Capital Funds Trust
THIS AGREEMENT is made by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed on Schedule A hereto (each, a “Fund” and collectively, the “Funds”), and Penn Capital Management Company, Inc., a Delaware corporation (the “Adviser”).
FORM OF PURCHASE AGREEMENTPurchase Agreement • May 30th, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Twin Oak ETF Company (“Twin Oak”), intending to be legally bound, hereby agree with each other as follows:
PURCHASE AGREEMENTPurchase Agreement • July 2nd, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Twin Oak ETF Company (“Twin Oak”), intending to be legally bound, hereby agree with each other as follows:
Distribution AgreementDistribution Agreement • August 16th, 2022 • RBB Fund Trust
THIS DISTRIBUTION AGREEMENT (“Agreement”) effective as of the closing of the Transaction (as defined below) (the “Closing Date”) is by and between Foreside Funds Services, LLC (the “Distributor”), and Penn Capital Funds Trust (“Fund Company”).
PURCHASE AGREEMENTPurchase Agreement • May 30th, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Twin Oak ETF Company (“Twin Oak”), intending to be legally bound, hereby agree with each other as follows:
ContractInvestment Advisory Agreement • November 18th, 2015 • PENN Capital Funds Trust
PURCHASE AGREEMENTPurchase Agreement • June 11th, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Twin Oak ETF Company (“Twin Oak”), intending to be legally bound, hereby agree with each other as follows:
PURCHASE AGREEMENTPurchase Agreement • March 17th, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Hill Investment Group Partners, LLC d/b/a Longview Research Partners (“Hill”), intending to be legally bound, hereby agree with each other as follows:
TENTH AMENDMENT TO THE THE RBB FUND TRUST TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • July 2nd, 2025 • RBB Fund Trust
THIS AMENDMENT, effective as of the last date in the signature block, to the Transfer Agent Servicing Agreement dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
SEVENTH AMENDMENT TO THE THE RBB FUND TRUST TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • December 13th, 2024 • RBB Fund Trust
THIS AMENDMENT, effective as of the last date in the signature block, to the Transfer Agent Servicing Agreement dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust, (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC, a Wisconsin limited liability company (“USBFS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 13th, 2024 • RBB Fund Trust • Delaware
AGREEMENT made as of December 4, 2024 between The RBB Fund Trust (herein called the "Trust"), and First Eagle Investment Management, LLC (herein called the "Adviser").
EIGHTH AMENDMENT TO THE THE RBB FUND TRUST CUSTODY AGREEMENTCustody Agreement • December 13th, 2024 • RBB Fund Trust
THIS AMENDMENT, effective as of the last date in the signature block, to the Custody Agreement, dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust (the “Trust”) and U.S. BANK NATIONAL ASSOCIATION, a national banking association (the “Custodian”).
PURCHASE AGREEMENTPurchase Agreement • December 30th, 2022 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Element ETFs, LLC (“Element”), intending to be legally bound, hereby agree with each other as follows:
PURCHASE AGREEMENTPurchase Agreement • May 28th, 2025 • RBB Fund Trust
The RBB Fund Trust (the “Trust”), a Delaware statutory trust, and Twin Oak ETF Company (“Twin Oak”), intending to be legally bound, hereby agree with each other as follows:
FOURTEENTH AMENDMENT TO THE THE RBB FUND TRUST FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • October 1st, 2025 • RBB Fund Trust
THIS AMENDMENT, effective as of the date of the last date in the signature block, to the Fund Accounting Servicing Agreement, dated as of October 22, 2015, as amended (the “Agreement”), is entered into by and between THE RBB FUND TRUST (f/k/a PENN Capital Funds Trust), a Delaware statutory trust (the “Trust”) and U.S. BANCORP FUND SERVICES, LLC d/b/a/U.S. Bank Global Fund Services, a Wisconsin limited liability company (“Fund Services”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • January 31st, 2025 • RBB Fund Trust
THIS AGREEMENT is made by and between The RBB fund Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed on Schedule A hereto (each, a “Fund” and collectively, the “Funds”), and Penn Capital Management Company, LLC, a Delaware limited liability company (the “Adviser”).
PENN Capital Funds Trust Expense Limitation AgreementExpense Limitation Agreement • October 27th, 2017 • PENN Capital Funds Trust
THIS AGREEMENT is made by and between PENN Capital Funds Trust, a Delaware statutory trust (the “Trust”), on behalf of the funds listed on Schedule A hereto (each, a “Fund” and collectively, the “Funds”), and Penn Capital Management Company, Inc., a Delaware corporation (the “Adviser”).