First Business Financial Services, Inc. Sample Contracts

Form of Underwriting Agreement [ ] Shares FIRST BUSINESS FINANCIAL SERVICES, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • November 26th, 2012 • First Business Financial Services, Inc. • State commercial banks • New York

First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), proposes to issue and sell to the several underwriters named in Schedule I hereto (the “Underwriters”) for whom you are acting as representative (the “Representative”) an aggregate of shares (the “Firm Shares”) of the common stock, par value $0.01 per share, of the Company (“Common Stock”). The Company also proposes to sell to the several Underwriters, for the sole purpose of covering over-allotments in connection with the sale of the Firm Shares, at the option of the Underwriters, up to an additional shares of Common Stock (the “Option Shares”). The Firm Shares and the Option Shares are hereinafter referred to collectively as the “Shares”.

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and COMPUTERSHARE TRUST COMPANY, N.A. Rights Agent RIGHTS AGREEMENT Dated as of June 5, 2008
Rights Agreement • March 10th, 2017 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

THIS AGREEMENT, dated as of June 5, 2008, between FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and COMPUTERSHARE TRUST COMPANY, N.A., a national banking association (the “Rights Agent”).

FIRST BUSINESS FINANCIAL SERVICES, INC.
Award Agreement • February 27th, 2020 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

The Participant specified below is hereby granted a performance-based restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”) in exchange for the cancellation of the Participant’s restricted award agreement dated _____________ and the cancellation of the shares issued thereunder that have not yet vested as of the Grant Date. The Award shall be subject to the terms of the Plan and the terms set forth in this Performance-Based Restricted Stock Unit Award Agreement (“Award Agreement”).

AGREEMENT AND PLAN OF MERGER BETWEEN ASLIN GROUP, INC.,
Agreement and Plan of Merger • May 23rd, 2014 • First Business Financial Services, Inc. • State commercial banks • Delaware

AGREEMENT AND PLAN OF MERGER, dated as of May 22, 2014 (the “Agreement”), among Aslin Group, Inc., a Delaware corporation (the “Seller”), AGI Acquisition Corp., a Delaware corporation (“Mergersub”), and First Business Financial Services, Inc., a Wisconsin corporation (the “Company”).

FIRST BUSINESS FINANCIAL SERVICES, INC.
First Business Financial Services, Inc. • October 29th, 2021 • State commercial banks • Wisconsin

The Participant specified below is hereby granted a restricted stock award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Award Agreement (“Award Agreement”).

FORM OF WARRANT
First Business Financial Services, Inc. • March 4th, 2022 • State commercial banks • Wisconsin

THIS WARRANT (the “Warrant”) certifies that, for value received, _____________ or its assigns (the “Holder”) is entitled, upon the terms and subject to the limitations on exercise and the conditions hereinafter set forth, at any time on or after the date hereof (the “Initial Exercise Date”) and on or prior to the close of business on ________________ (the “Termination Date”) but not thereafter, to subscribe for and purchase from First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), up to __________ shares (as subject to adjustment hereunder, the “Warrant Shares”) of _________ Stock. The purchase price of one share of _________ Stock under this Warrant shall be equal to the Exercise Price, as defined in Section 2(b).

FIRST BUSINESS FINANCIAL SERVICES, INC.
Stock Unit Award Agreement • October 29th, 2021 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

The Participant specified below is hereby granted a performance-based restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Performance-Based Restricted Stock Unit Award Agreement (“Award Agreement”).

Form of Executive Change-in-Control Severance Agreement for [Executive] [Subsidiary]
Control Severance Agreement • March 10th, 2017 • First Business Financial Services, Inc. • State commercial banks
FIRST BUSINESS FINANCIAL SERVICES, INC.
Restricted Stock Award Agreement • October 29th, 2021 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

The Participant specified below is hereby granted a restricted stock award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Award Agreement (“Award Agreement”).

SECOND AMENDED AND RESTATED AGREEMENT BY AND BETWEEN FIRST BUSINESS BANK, FIRST BUSINESS FINANCIAL SERVICES, INC., AND COREY CHAMBAS
Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks

THIS SECOND AMENDED AND RESTATED AGREEMENT (the “Agreement”) is made and entered into as of this 3rd day of February 2023, by and between First Business Bank, a Wisconsin corporation (“FBB”), a wholly owned subsidiary of First Business Financial Services, Inc., a Wisconsin Corporation (the “Parent”), and Corey Chambas, an Officer of FBB and Chief Executive Officer of the Parent (the “Executive”). The parties agree that the certain agreements between them made and entered into as of December 22, 2014, as amended by the First Amendment entered into on December 29th, 2016 (the “Prior Agreement”), will be replaced by this Agreement and is no longer in effect.

SUBORDINATED NOTE PURCHASE AGREEMENT
Subordinated Note Purchase Agreement • August 26th, 2014 • First Business Financial Services, Inc. • State commercial banks • New York

This SUBORDINATED NOTE PURCHASE AGREEMENT (this “Agreement”) is dated as of August 26, 2014, and is made by and among First Business Financial Services, Inc. (“Borrower”), and the several lenders named on Schedule I hereto (each a “Lender” and collectively, the “Lenders”).

FIRST BUSINESS FINANCIAL SERVICES, INC. RESTRICTED STOCK UNIT AGREEMENT
Restricted Stock Unit Agreement • March 11th, 2016 • First Business Financial Services, Inc. • State commercial banks

THIS AGREEMENT, made this XXth day of XX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its affiliates (the “Participant”).

FIRST BUSINESS FINANCIAL SERVICES, INC.
Restricted Stock Unit Award Agreement • October 28th, 2022 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan, as amended (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Unit Award Agreement (“Award Agreement”).

FIRST BUSINESS FINANCIAL SERVICES, INC.
Restricted Stock Unit Award Agreement • October 28th, 2022 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

The Participant specified below is hereby granted a restricted stock unit award (the “Award”) by First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), under the First Business Financial Services, Inc. 2019 Equity Incentive Plan. as amended (the “Plan”). The Award shall be subject to the terms of the Plan and the terms set forth in this Restricted Stock Unit Award Agreement (“Award Agreement”).

amendment to Restricted Stock Award Agreement
Restricted Stock Award Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks

THIS AMENDMENT TO THE RESTRICTED STOCK AWARD AGREEMENT (this “Amendment”) is entered into as of February 3, 2023 between First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), and the undersigned Participant.

FIRST BUSINESS FINANCIAL SERVICES, INC. RESTRICTED STOCK AGREEMENT
First Business Financial • October 28th, 2016 • First Business Financial Services, Inc. • State commercial banks

THIS AGREEMENT, made this XX day of XXXXX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).

Executive Change-in-Control Severance Agreement for Brian Spielmann First Business Financial Services, Inc. April 1, 2023 Contents
Control Severance Agreement • April 3rd, 2023 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this 1st day of April 2023 (hereinafter referred to as the “Effective Date”), by and between First Business Financial Services, Inc. (the “Company”), a Wisconsin corporation, and Brian Spielmann (the “Executive”).

March 31, 2023
First Business Financial Services, Inc. • April 3rd, 2023 • State commercial banks

This letter including a Non-Disclosure and Confidentiality Agreement and an Information Security Agreement which are attached as Exhibits A and B and incorporated herein by reference (this “Agreement”) sets forth the terms and conditions effective as of April 1, 2023 whereby you (“You”, “Your”) agree to provide certain services to First Business Bank and/or its subsidiaries and affiliates (the “Company”), (You and the Company collectively referred to as the “Parties”).

STOCKHOLDER VOTING AGREEMENT
Stockholder Voting Agreement • May 23rd, 2014 • First Business Financial Services, Inc. • State commercial banks • Delaware

STOCKHOLDER VOTING AGREEMENT, dated as of May 22, 2014 (this “Agreement”), is made by and among First Business Financial Services, Inc. (the “Company”), and the Persons listed on Schedule I attached hereto (solely in such Person’s capacity as a stockholder of the Seller, each a “Stockholder,” and collectively, the “Stockholders”).

FIRST BUSINESS FINANCIAL SERVICES, INC. PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT
Restricted Stock Unit Agreement • February 20th, 2019 • First Business Financial Services, Inc. • State commercial banks • Wisconsin

THIS PERFORMANCE-BASED RESTRICTED STOCK UNIT AGREEMENT (the “Agreement”), made this XXth day of XX, 20XX, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).

amendment to PERFORMANCE-BASED RESTRICTED STOCK UNIT Award Agreement
Restricted Stock Unit Award Agreement • February 7th, 2023 • First Business Financial Services, Inc. • State commercial banks

THIS AMENDMENT TO THE PERFORMANCE-BASED RESTRICTED STOCK UNIT AWARD AGREEMENT (this “Amendment”) is entered into as of February 3, 2023 between First Business Financial Services, Inc., a Wisconsin corporation (the “Company”), and the undersigned Participant.

Executive Change-in-Control Severance Agreement for Edward G. Sloane, Jr.
Control Severance Agreement • November 23rd, 2016 • First Business Financial Services, Inc. • State commercial banks

THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this 21st day of November, 2016 (hereinafter referred to as the “Effective Date”), by and between First Business Financial Services, Inc. (the “Company”), a Wisconsin corporation, and Edward G. Sloane, Jr. (the “Executive”).

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EMPLOYMENT AGREEMENT
Employment Agreement • March 6th, 2015 • First Business Financial Services, Inc. • State commercial banks • Kansas

THIS EMPLOYMENT AGREEMENT (this “Agreement”) is made and entered into effective as of the 22nd day of April, 2014 by and among First Business Financial Services, Inc. (“FBIZ”), a Wisconsin corporation and bank holding company, and Pamela Berneking (“Executive”).

FIRST AMENDMENT OF AGREEMENT BY AND BETWEEN FIRST BUSINESS BANK AND COREY CHAMBAS
Agreement by And • January 5th, 2017 • First Business Financial Services, Inc. • State commercial banks

This First Amendment (the “First Amendment”) of the Agreement By and Between First Business Bank and Corey Chambas (Amended and Restated December 22, 2014) is made and entered into as of December 29, 2016 (the “Effective Date”), by and between First Business Bank, a Wisconsin corporation (the “Company”), and Corey Chambas (the “Executive,” and together with the Company, the “Parties”).

RESTRICTED STOCK AGREEMENT
First Business Financial • August 13th, 2012 • First Business Financial Services, Inc. • State commercial banks

THIS AGREEMENT, made this XXth day of XX, 2012, (the “Grant Date”) by FIRST BUSINESS FINANCIAL SERVICES, INC., a Wisconsin corporation (the “Company”), and XXXXXXXXXX, an employee of the Company or one of its Affiliates (the “Participant”).

Executive Change-in-Control Severance Agreement for
First Business Financial Services, Inc. • February 24th, 2021 • State commercial banks • Wisconsin

THIS EXECUTIVE CHANGE-IN-CONTROL SEVERANCE AGREEMENT is made, entered into, and is effective this __ day of ______, 2020 (hereinafter referred to as the “Effective Date”), by and between First Business Financial Services, Inc. (the “Company”), a Wisconsin corporation, and [Insert Name] (the “Executive”).

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