FORM OF TRANSFER AGENCY AND SHAREHOLDER SERVICES AGREEMENTTransfer Agency and Shareholder Services Agreement • April 30th, 2015 • EGA Emerging Global Shares Trust
This Transfer Agency And Shareholder Services Agreement is made as of April __, 2015 ("Effective Date") by and between BNY Mellon Investment Servicing (US) Inc. ("BNYM") and EGA Emerging Global Shares Trust (the "Investment Company") and each Portfolio of the Investment Company contained on Schedule B. Capitalized terms, and certain noncapitalized terms, not otherwise defined shall have the meanings set forth in Schedule A (Schedule A also contains an index of defined terms providing the location of all defined terms). The term "Agreement" shall mean this Transfer Agency And Shareholder Services Agreement as constituted on the Effective Date, and thereafter as it may be amended from time to time as provided for herein. All references to "Schedule B" mean Schedule B attached hereto as constituted on the Effective Date, and thereafter as it may be amended from time to time (deemed or in writing) pursuant to Section 16 or 19(l).
DISTRIBUTION AGREEMENTDistribution Agreement • July 28th, 2017 • Columbia ETF Trust II • Colorado
THIS AGREEMENT is made as of September 14, 2016, between EGA Emerging Global Shares Trust, a Delaware statutory trust, and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST of COLUMBIA ETF TRUST II A Delaware Statutory Trust (October 19, 2016)Agreement and Declaration • July 28th, 2017 • Columbia ETF Trust II • Delaware
THIRD AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of this 19th day of October, 2016, by the Trustees hereunder, and by the holders of Shares to be issued by Columbia ETF Trust II (formerly, EGA Emerging Global Shares Trust) (the “Trust”) hereunder as hereinafter provided.
FORM OF DISTRIBUTION AGREEMENTForm of Distribution Agreement • April 30th, 2015 • EGA Emerging Global Shares Trust • Colorado
THIS AGREEMENT is made as of __________, 2015, between EGA Emerging Global Shares Trust, a Delaware Statutory Trust (each mutual fund series of the trust individually the “Fund”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
FORM OF FOREIGN CUSTODY MANAGER AGREEMENTManager Agreement • April 30th, 2015 • EGA Emerging Global Shares Trust • New York
AGREEMENT made as of _________________, 20__ by and between each entity listed on Annex I attached hereto (the “Fund”) and The Bank of New York Mellon (“BNY”).
INVESTMENT MANAGEMENT AGREEMENTInvestment Management Agreement • July 28th, 2017 • Columbia ETF Trust II
THIS AGREEMENT, dated as of September 1, 2016, by and between EG Shares India Consumer Mauritius, a private Category 1 Global Business Company organized under the laws of Mauritius and licensed as a Collective Investment Scheme (the “Fund”), on behalf of EGShares India Consumer ETF (the “EGShares India Consumer Portfolio”), a series of the Trust, as defined below, and Columbia Management Investment Advisers, LLC, a limited liability company organized in Minnesota in the United States of America and registered as an investment adviser under the Investment Advisers Act of 1940, as amended, under the laws of the United States of America (the “Adviser”).
DEUTSCHE INTERNATIONAL TRUST CORPORATION (MAURITIUS) LIMITED and EG SHARES INDIA INFRASTRUCTURE MAURITIUS and EMERGING GLOBAL ADVISORS, LLC and COLUMBIA MANAGEMENT INVESTMENT ADVISERS, LLC NOVATION AGREEMENTNovation Agreement • July 28th, 2017 • Columbia ETF Trust II
ADMINISTRATION SERVICES AGREEMENT Dated as of this 10th day of May 20I0 DEUTSCHE INTERNATIONAL TRUST CORPORATION (MAURITIUS) LIMITED and EG SHARES INDIA SMALL CAP MAURITIUS and EMERGING GLOBAL ADVISORS, LLCAdministration Services Agreement • July 28th, 2017 • Columbia ETF Trust II
FORM OF FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • April 30th, 2015 • EGA Emerging Global Shares Trust • New York
THIS AGREEMENT is made as of ______________, 2015, by and between EGA Emerging Global Shares Trust (the “Fund”), and The Bank of New York Mellon, a New York banking organization (“BNY Mellon”).
EGA Emerging Global Shares Trust Fee Waiver and Expense Assumption AgreementAssumption Agreement • March 30th, 2012 • EGA Emerging Global Shares Trust
THIS AGREEMENT is made effective as of the 23rd day of February, 2012, by and between EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), on behalf of each of the funds listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Emerging Global Advisors, LLC, a Delaware limited liability company (the “Adviser”).
INVESTMENT MANAGEMENT SERVICES AGREEMENTIms Agreement • July 28th, 2017 • Columbia ETF Trust II • Massachusetts
This Agreement, dated as of September 1, 2016, is by and between Columbia Management Investment Advisers, LLC (the “Investment Manager”), a Minnesota limited liability company and EGA Emerging Global Shares Trust (the “Trust”), a Delaware statutory trust, on behalf of its series listed in Schedule A. The terms “Fund” and “Funds” are used to refer to either the Trust or its underlying series, as context requires.
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUSTAgreement and Declaration • May 7th, 2009 • EGA Emerging Global Shares Trust • Delaware
AMENDED AND RESTATED AGREEMENT AND DECLARATION OF TRUST made as of this 17th day of April, 2009, by the Trustees hereunder, and by the holders of Shares to be issued by EGA Emerging Global Shares Trust (the “Trust”) hereunder as hereinafter provided.
CHIEF COMPLIANCE OFFICER SERVICES AGREEMENT (this “Agreement) dated April 17, 2009 between EGA Emerging Global Shares Trust, a Delaware statutory trust (“CLIENT”), and ALPS FUND SERVICES, INC. (“ALPS”), a Colorado corporation. The “Effective Date” of...Chief Compliance Officer Services Agreement • November 6th, 2009 • EGA Emerging Global Shares Trust • Colorado
In a joint effort between CLIENT and ALPS to ensure that CLIENT, (consisting of the following portfolios: Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Fund, Emerging Global Shares Dow Jones Emerging Markets Basic Materials Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Consumer Goods Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Consumer Services Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Health Care Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Industrials Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Technology Titans Index Fund, Emerging Global Shares Dow Jones Emerging Markets Telecommunications Titans
ContractDistribution Agreement • March 28th, 2014 • EGA Emerging Global Shares Trust • Colorado
JOINT INSURED AGREEMENTJoint Insured Agreement • December 16th, 2016 • Columbia ETF Trust II
THIS AGREEMENT effective as of June 30, 2016, as amended and restated September 1, 2016, by and among each of the Trusts listed in Schedule A, each on behalf of their underlying series. The terms “Fund” or “Funds” are used to refer to the trust and the underlying series as context requires.
AMENDMENT NO. 5, DATED August 23, 2012 TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT DATED MARCH 18, 2009 BY AND BETWEEN THE BANK OF NEW YORK MELLON (“BNY Mellon”) AND EACH SERIES OF THE EGA EMERGING GLOBAL SHARES TRUST LISTED ON EXHIBIT A TO...EGA Emerging Global Shares Trust • August 31st, 2012
NOW THEREFORE, the Funds and BNY Mellon hereby agree to amend the Fund Administration and Accounting Agreement as follows:
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • August 6th, 2013 • EGA Emerging Global Shares Trust
THIS AGREEMENT, made by and between EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), on behalf of each of the funds listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Emerging Global Advisors, LLC, a Delaware limited liability company (the “Adviser”).
Appendix A to the Distribution Agreement, dated April 17, 2009, by and between EGA Emerging Global Shares Trust and ALPS Distributors, Inc.Distribution Agreement • February 9th, 2010 • EGA Emerging Global Shares Trust
IN WITNESS WHEREOF, the parties hereto have caused this Appendix A to be amended and restated effective as of the 12th day of November 2009.
EXPENSE LIMITATION AGREEMENT COLUMBIA ETF TRUST IIExpense Limitation Agreement • July 26th, 2023 • Columbia ETF Trust II
This Agreement is made and to be performed principally in the State of Massachusetts, and except insofar as the Investment Company Act of 1940, as amended, or other federal laws and regulations may be controlling, this Agreement shall be governed by, and construed and enforced in accordance with, the internal laws of the State of Delaware. Any amendment to this Agreement shall be in writing signed by the parties hereto.
DISTRIBUTION AGREEMENTDistribution Agreement • July 26th, 2018 • Columbia ETF Trust II • Colorado
THIS AGREEMENT (the “Agreement”) is made as of April 16, 2018, between Columbia ETF Trust II, a Delaware statutory trust (the “Trust”), and ALPS Distributors, Inc., a Colorado corporation (“ALPS”).
INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 27th, 2012 • EGA Emerging Global Shares Trust
THIS AGREEMENT, made by and between EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), on behalf of each of the funds listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Emerging Global Advisors, LLC, a Delaware limited liability company (the “Adviser”).
EGA Emerging Global Shares Trust Fee Waiver and Expense Assumption AgreementAssumption Agreement • July 27th, 2012 • EGA Emerging Global Shares Trust
THIS AGREEMENT is made effective as of the 23rd day of February, 2012, by and between EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), on behalf of each of the funds listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Emerging Global Advisors, LLC, a Delaware limited liability company (the “Adviser”).
EX-99.d.1 EGA EMERGING GLOBAL SHARES TRUST INVESTMENT ADVISORY AGREEMENTEga Emerging Global Shares Trust investment Advisory Agreement • May 7th, 2009 • EGA Emerging Global Shares Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this 17th day of April, 2009, by and between ALPS Advisers, Inc., a Colorado corporation (the “Adviser”), and EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Funds”).
SECOND AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFund Administration and Accounting Agreement • July 26th, 2019 • Columbia ETF Trust II
This Amendment (the “Amendment”) is made as of June 21, 2019, by and among the undersigned trusts on behalf of the series listed at Exhibit A (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
EGA Emerging Global Shares Trust Fee Reimbursement AgreementThis Agreement • August 14th, 2015 • EGA Emerging Global Shares Trust
THIS AGREEMENT (the “Agreement”) is made by Emerging Global Advisors, LLC (the “Adviser”), investment adviser to the EGShares Asia Consumer Demand ETF (the “Fund”), a series of EGA Emerging Global Shares Trust (the “Trust”), effective as of the 12th day of August, 2015.
FOURTH AMENDMENT TO FUND ADMINISTRATION AND ACCOUNTING AGREEMENTFourth Amendment • July 28th, 2020 • Columbia ETF Trust II
This Amendment (the “Amendment”) is made as of March 25, 2020, by and among the undersigned trusts on behalf of the series listed at Exhibit A (each, a “Fund” and together, the “Funds”) and The Bank of New York Mellon (“BNY Mellon”).
Amendment dated May 27, 2015 to Schedule A to the Investment Advisory Agreement dated February 23, 2012, as amended and restated as of March 1, 2013, by and between EGA Emerging Global Shares Trust and Emerging Global Advisors, LLC (the “Agreement”)EGA Emerging Global Shares Trust • June 15th, 2015
IN WITNESS WHEREOF, the parties hereto have caused this instrument to be executed by their officers designated below as of May 27, 2015.
SECOND AMENDMENT TO CHIEF COMPLIANCE OFFICER SERVICES AGREEMENTChief Compliance Officer Services Agreement • April 23rd, 2010 • EGA Emerging Global Shares Trust
THIS AMENDMENT, dated as of March 2, 2010, entered into by and among EGA Emerging Global Shares Trust, a Delaware statutory trust (“CLIENT”), and ALPS Fund Services, Inc. (“ALPS”), a Colorado corporation, modifies the Chief Compliance Officer Services Agreement, dated as of April 17, 2009, as amended on November 12, 2009, by and between CLIENT and ALPS (the “Agreement”).
AMENDMENT NO. 6, DATED July 29, 2013 TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT DATED MARCH 18, 2009 BY AND BETWEEN THE BANK OF NEW YORK MELLON (“BNY Mellon”) AND EACH SERIES OF THE EGA EMERGING GLOBAL SHARES TRUST LISTED ON EXHIBIT A TO THE...EGA Emerging Global Shares Trust • July 29th, 2013
NOW THEREFORE, the Funds and BNY Mellon hereby agree to amend the Fund Administration and Accounting Agreement as follows:
AMENDED AND RESTATED LICENSE AGREEMENTLicense Agreement • July 28th, 2020 • Columbia ETF Trust II • New York
This Amended and Restated License Agreement (the “Agreement”) is made as of November 20, 2019, by and between Columbia Management Investment Advisers, LLC (“Columbia”), a Minnesota limited liability company, and Columbia ETF Trust II (the “Trust”), a statutory trust established under the laws of the State of Delaware, and amends and restates the existing License Agreement.
EGA Emerging Global Shares Trust Fee Waiver AgreementEga Emerging Global Shares Trust • July 29th, 2015 • EGA Emerging Global Shares Trust
THIS AGREEMENT (the “Agreement”) is made by Emerging Global Advisors, LLC (the “Adviser”), investment adviser to the EGShares Beyond BRICs ETF (the “Fund”), effective as of the 27th day of May, 2015.
AMENDMENT NO. 6, DATED July 29, 2013, TO THE TRANSFER AGENCY AGREEMENT DATED MARCH 18, 2009 BY AND BETWEEN THE BANK OF NEW YORK MELLON (“BNY Mellon”) AND EACH SERIES OF THE EGA EMERGING GLOBAL SHARES TRUST LISTED ON APPENDIX I TO THE AGREEMENT (THE...Agency Agreement • July 29th, 2013 • EGA Emerging Global Shares Trust
IN WITNESS WHEREOF, this Amendment has been executed for and on behalf of the undersigned as of the day and year first written above.
AMENDMENT NO. 1, DATED NOVEMBER 12, 2009, TO THE FUND ADMINISTRATION AND ACCOUNTING AGREEMENT DATED MARCH 18, 2009 BY AND BETWEEN THE BANK OF NEW YORK MELLON (“BNY Mellon”) AND EACH SERIES OF THE EGA EMERGING GLOBAL SHARES TRUST LISTED ON EXHIBIT A TO...EGA Emerging Global Shares Trust • January 19th, 2010
NOW THEREFORE, the Funds and BNY Mellon hereby agree to amend the Fund Administration and Accounting Agreement as follows:
THE BANK OF NEW YORK MELLON TRANSFER AGENCY AND SERVICE AGREEMENTYork Mellon Transfer Agency and Service Agreement • May 7th, 2009 • EGA Emerging Global Shares Trust • New York
AGREEMENT made as of the 18th day of March, 2009, by and between EGA Emerging Global Shares (the “Trust”) and each Series of the Trust listed on Appendix I hereto (as such Appendix be amended from time to time Trust) (each a “Series”), and THE BANK OF NEW YORK MELLON, a New York banking company having its principal office and place of business at One Wall Street, New York, New York 10286 (the “Bank”).
EGA Emerging Global Shares Trust Fee Waiver and Expense Assumption AgreementAssumption Agreement • July 27th, 2011 • EGA Emerging Global Shares Trust
THIS AGREEMENT is made effective as of the 24th day of February, 2011, by and between EGA Emerging Global Shares Trust, a Delaware statutory trust (the “Trust”), on behalf of each of the funds listed on Schedule A attached hereto (each a “Fund” and collectively, the “Funds”), and Emerging Global Advisors, LLC, a Delaware limited liability company (the “Sub-Adviser”).
