SUB-ADVISORY AGREEMENTSub-Advisory Agreement • November 23rd, 2022 • Global X Funds • Delaware
CUSTODY AGREEMENT By and Between THE BANK OF NEW YORK MELLON And GLOBAL X FUNDSCustody Agreement • September 27th, 2022 • Global X Funds • New York
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • October 19th, 2018 • Global X Funds • Delaware
AGREEMENT, was first entered into on the 20th day of October, 2018, between Global X Funds (“Trust”), on behalf of the Global X DAX Germany ETF (“Fund”) and Global X Management Company LLC (“Adviser”).
AMENDMENT NUMBER FIFTY-THREE TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • November 23rd, 2022 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER FIFTY-THREE TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 16th day of September, 2022 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • March 2nd, 2023 • Global X Funds
AGREEMENT, was first entered into on March 1, 2023, between Global X Funds ("Trust"), on behalf of the Global X SuperDividend® ETF ("Fund”) and Global X Management Company LLC ("Adviser").
AMENDMENT NUMBER TWENTY-FIVE TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • March 24th, 2016 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER TWENTY-FIVE TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 13th day of November, 2015 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
AMENDMENT NUMBER FORTY-FOUR TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • March 24th, 2021 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER FORTY-FOUR TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 26th day of February, 2021 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
AMENDMENT TO CUSTODY AGREEMENT This Amendment is made and entered into as of the 31 day of October, 2023 (the “Effective Date”) by and between THE BANK OF NEW YORK MELLON, a New York state chartered bank (“BNY Mellon”), and GLOBAL X FUNDS, a Delaware...Custody Agreement • January 29th, 2024 • Global X Funds
2 - IN WITNESS WHEREOF, the Fund and BNY have caused this Agreement to be executed by their respective officers, thereunto duly authorized, as of the date first above written. EACH OF THE FUNDS OR SERIES IDENTIFIED IN ANNEX I By: Title: THE BANK OF...Foreign Custody Manager Agreement • January 29th, 2024 • Global X Funds
a AMENDMENT NUMBER FIFTY-EIGHT TO SUB-ADMINISTRATION AGREEMENT THIS AMENDMENT NUMBER FIFTY-EIGHT TO SUB-ADMINISTRATION AGREEMENT (this Amendment') is entered into as of the 17° day of August, 2023 (Amendment Effectye Date') by and between Global X...Sub-Administration Agreement • October 24th, 2023 • Global X Funds • Pennsylvania
AMENDMENT NUMBER THIRTY-EIGHT TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • September 3rd, 2019 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER THIRTY-EIGHT TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 13th day of June, 2019 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
EXECUTION COPY 1 AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT This Amendment to Transfer Agency and Service Agreement (“Amendment”) is made as of the 31st day of October, 2023, by and between Global X Funds, a Delaware statutory trust (the...Transfer Agency and Service Agreement • January 29th, 2024 • Global X Funds
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 24th, 2020 • Global X Funds • Delaware
AGREEMENT, was first entered into on the 1st day of March, 2020, between Global X Funds (“Trust”), on behalf of the Global X NASDAQ 100 Covered Call ETF (“Fund”) and Global X Management Company LLC (“Adviser”).
JOINT INSURED AGREEMENTJoint Insured Agreement • September 29th, 2017 • Global X Funds
WHEREAS, Global X Funds (the “Trust”) is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”); and
EXPENSE LIMITATION AGREEMENTExpense Limitation Agreement • February 27th, 2023 • Global X Funds
This Expense Limitation Agreement (the “Agreement”) is made and entered into as of November 11, 2022, between Global X Funds ("Trust"), on behalf of the Global X Russell 2000 Covered Call ETF ("Fund”) and Global X Management Company LLC ("Adviser").
AMENDMENT NUMBER TWENTY-EIGHT TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • May 6th, 2016 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER TWENTY-EIGHT TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 19th day of April, 2016 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
ContractAdvisory and Management Agreement • February 23rd, 2024 • Global X Funds • New York
GLOBAL X FUNDS AMENDED AND RESTATED SUBLICENSE AGREEMENTGlobal X Funds • April 2nd, 2019 • Global X Funds • Delaware
This Amended and Restated Sublicense Agreement (“Agreement”) is entered into as of November 4, 2013, by and between Global X Management Company LLC, a Delaware limited liability company (“Adviser”), and the Global X Funds (“Licensee” or “Trust”), a Delaware statutory trust.
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • September 27th, 2022 • Global X Funds • New York
THIS AGREEMENT is made as of the 20th day of September, 2022, by and between Global X Funds, a Delaware statutory trust (the “Trust”), on behalf of its series listed on Appendix A hereto (as such Appendix may be amended from time to time) (each a “Fund” and collectively, the “Funds”) having its principal office and place of business at 605 Third Avenue, 43rd Floor, New York, NY 10158, and THE BANK OF NEW YORK MELLON, a New York corporation authorized to do a banking business having its principal office and place of business at 240 Greenwich Street, New York, New York 10286 (the “Bank”).
AMENDMENT NUMBER NINE TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • November 22nd, 2011 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER EIGHT TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 11TH day of November, 2011 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
SUPERVISION AND ADMINISTRATION AGREEMENTSupervision and Administration Agreement • September 25th, 2019 • Global X Funds • New York
entered into on September 25, 2019 between Global X Funds (“Trust”), a Delaware business trust, and Global X Management Company LLC (“Administrator” or “Global X Management”).
AMENDMENT NUMBER THIRTY-TWO TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • October 2nd, 2017 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER THIRTY-TWO TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 20th day of September, 2017 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
FORM OF INVESTMENT ADVISORY AGREEMENT GLOBAL X FUNDSInvestment Advisory Agreement • October 27th, 2008 • Global X Funds • Delaware
AGREEMENT made this ___ day of October 2008 between Global X Management Company, LLC, a Delaware limited liability company (“Adviser”) and Global X Funds, a Delaware statutory trust (“Trust”),on behalf of each series of the Trust list on the attached Exhibit A as such Exhibit may be amended from time to time (each series is hereinafter referred to as a “Fund”).
AMENDMENT TO CUSTODIAN AGREEMENT THIS AMENDMENT TO THE CUSTODIAN AGREEMENT (this “Amendment”) is made as of June 2, 2023 (the “Effective Date”) by and between BROWN BROTHERS HARRIMAN & CO., (“BBH” or the “Custodian”), and GLOBAL X MANAGEMENT COMPANY...Custodian Agreement • June 15th, 2023 • Global X Funds
INTERIM INVESTMENT ADVISORY AGREEMENT GLOBAL X FUNDSInterim Investment Advisory Agreement • July 3rd, 2018 • Global X Funds • Delaware
AGREEMENT made this 2nd day of July, 2018 between Global X Management Company, LLC, a Delaware limited liability company ("Adviser"), and Global X Funds, a Delaware statutory trust ("Trust"), on behalf of each series of the Trust listed on the attached Exhibit A as such Exhibit may be amended from time to time (each series is hereinafter referred to as a "Fund").
AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT THIS AMENDMENT TO THE TRANSFER AGENCY SERVICES AGREEMENT (this “Amendment”) is made as of July 25, 2023 (the “Effective Date”) by and between BROWN BROTHERS HARRIMAN & CO., (“BBH” or the “Transfer...Transfer Agency Services Agreement • July 31st, 2023 • Global X Funds
AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATIONAgreement and Plan of Reorganization and Termination • March 25th, 2019 • Global X Funds • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION AND TERMINATION (“Agreement”) is made as of December 14, 2018, among Global X Funds, a Delaware statutory trust, with its principal place of business at 600 Lexington Avenue, 20th Floor, New York, NY 10022 (“Acquiring Trust”), on behalf of each segregated portfolio of assets (“series”) thereof listed under the heading “Acquiring Funds” on Schedule A attached hereto (“Schedule A”) (each such series referred to herein as an “Acquiring Fund”); Horizons ETF Trust I, a Delaware statutory trust, with its principal place of business at 1 Landmark Square, 7th Floor, Stamford, CT 06901 (“Target Trust”), on behalf of each series thereof listed under the heading “Target Funds” on Schedule A (each such series referred to herein as a “Target Fund”); and, solely for purposes of paragraph 6, Global X Management Company, LLC, investment adviser to each Acquiring Fund (“Investment Adviser”). (Acquiring Trust and Target Trust are each sometimes referred to herei
EXECUTION COPY AMENDMENT TO TRANSFER AGENCY SERVICES AGREEMENT THIS AMENDMENT TO THE TRANSFER AGENCY SERVICES AGREEMENT (this “Amendment”) is made as of March 28, 2024 (the “Effective Date”) by and between BROWN BROTHERS HARRIMAN & CO., (“BBH” or the...Transfer Agency Services Agreement • April 17th, 2024 • Global X Funds
Stradley Ronon Stevens & Young, LLP Suite 2600 Philadelphia, PA 19103 Telephone 215.564.8000 Fax 215.564.8120Global X Funds • November 4th, 2021
JOINT INSURED AGREEMENTJoint Insured Agreement • October 3rd, 2014 • Global X Funds
WHEREAS, Global X Funds (the “Trust”) is an open-end management investment company registered under the Investment Company Act of 1940, as amended (the “1940 Act”); and
AMENDMENT NUMBER TWO TO SUB-ADMINISTRATION AGREEMENTSub-Administration Agreement • April 16th, 2010 • Global X Funds • Pennsylvania
THIS AMENDMENT NUMBER TWO TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the _____ day of ________ 2010 (“Amendment Effective Date”) by and between Global X Management Company LLC, a Delaware limited liability company (“GXMC”), and SEI Investments Global Funds Services, a Delaware statutory trust (the “Sub-Administrator”).
FORM OF ADMINISTRATION AGREEMENTForm of Administration Agreement • August 15th, 2008 • Global X Funds • Pennsylvania
THIS ADMINISTRATION AGREEMENT (this “Agreement”) is made as of the [___] day of [_________], 2008 (the “Effective Date”), by and between Global X Funds, a Delaware statutory trust (the “Trust”), and SEI Investments Global Trusts Services, a statutory trust formed under the laws of the State of Delaware (the “Administrator”).
AMENDMENT TO CUSTODIAN AGREEMENTCustodian Agreement • September 3rd, 2019 • Global X Funds • New York
AMENDMENT, dated as of August 16, 2019 (the “Amendment”), between GLOBAL X MANAGEMENT COMPANY LLC (“GXMC”) and BROWN BROTHERS HARRIMAN & CO. (“BBH&Co.” or the “Custodian”).
SEI 118295v1 1 AMENDMENT NUMBER FIFTEEN TO SUB-ADMINISTRATION AGREEMENT THIS AMENDMENT NUMBER FIFTEEN TO SUB-ADMINISTRATION AGREEMENT (this “Amendment”) is entered into as of the 15th day of November, 2013 (“Amendment Effective Date”) by and between...Sub-Administration Agreement • February 25th, 2014 • Global X Funds • Pennsylvania
FORM OF SUBADVISORY AGREEMENTForm of Subadvisory Agreement • September 29th, 2014 • Global X Funds • New York
THIS AGREEMENT (the “Agreement”) made as of this __ day of ______, 2014 by and between GF International Investment Management Limited (the “Sub-Adviser”), a Hong Kong corporation located at Suites 3503-3505, 35/F, Two International Finance Centre, 8 Finance Street, Central, Hong Kong and Global X Management Company LLC (the “Adviser”), a Delaware limited liability company located at 623 Fifth Avenue, 15th Floor
