First Trust Specialty Finance & Financial Opportunities Fund Sample Contracts

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Subscription Agreement • May 24th, 2007 • First Trust/Gallatin Specialty Finance & Financial Opportunities Fund
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] SHARES
First Trust/Gallatin Specialty Finance & Financial Opportunities Fund • May 24th, 2007 • New York
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Investment Management Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • Illinois
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Investment Management Agreement • May 24th, 2007 • First Trust/Gallatin Specialty Finance & Financial Opportunities Fund • Illinois
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Investment Management Agreement • January 31st, 2011 • First Trust Specialty Finance & Financial Opportunities Fund • Illinois
AMENDMENT AGREEMENT
Amendment Agreement • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • New York
SECOND AMENDMENT AGREEMENT
Second Amendment Agreement • January 23rd, 2015 • First Trust Specialty Finance & Financial Opportunities Fund • New York
CUSTODIAN SERVICES AGREEMENTS This document relates to the assignment of each of the Custodian Services Agreements set forth on Schedule A, as each such agreement has been amended (each, an "Agreement"), by BNY Mellon Investment Servicing Trust...
Custodian Services Agreements • February 11th, 2015 • First Trust Specialty Finance & Financial Opportunities Fund

This document relates to the assignment of each of the Custodian Services Agreements set forth on Schedule A, as each such agreement has been amended (each, an "Agreement"), by BNY Mellon Investment Servicing Trust Company (formerly, PFPC Trust Company) ("Trust Company") to The Bank of New York Mellon ("BNY Mellon"). In connection with the assignment of each of the Agreements by Trust Company to BNY Mellon, BNY Mellon agrees that on and after September 12, 2011, BNY Mellon will be bound by the terms of the Agreement, including expressly the covenants made by Trust Company in the Agreements prior to the assignment of the Agreements to BNY Mellon.

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Exhibit 77 Q(1) INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 29th day of July, 2008 by and among First Trust/Gallatin Specialty Finance and Financial Opportunities Fund, a Massachusetts business trust (the "Fund"), First Trust...
Interim Investment Sub-Advisory Agreement Agreement • January 29th, 2009 • First Trust Specialty Finance & Financial Opportunities Fund • Illinois

INTERIM INVESTMENT SUB-ADVISORY AGREEMENT AGREEMENT made as of this 29th day of July, 2008 by and among First Trust/Gallatin Specialty Finance and Financial Opportunities Fund, a Massachusetts business trust (the "Fund"), First Trust Advisors L.P., an Illinois limited partnership (the "Manager") and a registered investment adviser with the Securities and Exchange Commission ("SEC"), and Confluence Investment Management LLC, a Delaware limited liability company and a registered investment adviser with the SEC (the "Sub-Adviser"). WHEREAS, the Fund is a closed-end management investment company registered under the Investment Company Act of 1940, as amended (the "1940 Act"); WHEREAS, the Fund has retained the Manager to serve as the investment manager for the Fund pursuant to an Investment Management Agreement between the Manager and the Fund (as such agreement may be modified from time to time, the "Management Agreement"); WHEREAS, the Management Agreement provides that the Manager may,

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