SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2007 among PENNANTPARK INVESTMENT CORPORATION as Borrower The LENDERS Party Hereto and SUNTRUST BANK as Administrative Agent BEAR STEARNS CORPORATE LENDING INC., as Syndication Agent...Senior Secured Revolving Credit Agreement • June 28th, 2007 • Pennantpark Investment Corp • New York
SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2007 (this "Agreement"), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the "Borrower"), the LENDERS party hereto, and SUNTRUST BANK, as Administrative Agent.
PENNANTPARK INVESTMENT CORPORATION Reconciliation and tie between Trust Indenture Act of 1939 and Indenture, dated as of January 22, 2013Pennantpark Investment Corp • January 22nd, 2013 • New York
INDENTURE, dated as of January 22, 2013, between PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (hereinafter called the “Company”), having its principal office at 590 Madison Avenue, 15th Floor, New York, New York 10022, and American Stock Transfer & Trust Company, LLC, trustee (hereinafter called the “Trustee”), having its Corporate Trust Office at 6201 15th Avenue, Brooklyn, New York 11219.
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 among PENNANTPARK INVESTMENT CORPORATION as Borrower The LENDERS Party Hereto and SUNTRUST BANK as Administrative Agent JPMORGAN CHASE BANK, N.A. as...Senior Secured • June 30th, 2014 • Pennantpark Investment Corp • New York
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 (this “Agreement”), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, and SUNTRUST BANK, as Administrative Agent.
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • April 2nd, 2008 • Pennantpark Investment Corp
THIS AGREEMENT is made as of April 12, 2007 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware (“PFPC Trust”) and PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Fund”).
PENNANTPARK INVESTMENT CORPORATION 8,500,000 Shares of Common Stock ($.001 Par Value Per Share) UNDERWRITING AGREEMENTUnderwriting Agreement • September 8th, 2014 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell an aggregate of 8,500,000 shares (the “Firm Shares”) of common stock, $.001 par value per share (the “Common Stock”), of the Company (the “Offering”). It is understood that, subject to the conditions hereinafter stated, the Firm Shares will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Firm Shares. Morgan Stanley & Co. LLC, Goldman, Sachs & Co., J.P. Morgan Securities LLC, UBS Securities LLC and Keefe, Bruyette & Woods, Inc. shall act as joint book-running managers (the “Joint Book-Running Managers”).
WARRANT AGREEMENT By and Among PENNANTPARK INVESTMENT CORPORATION andWarrant Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
Agreement made as of , 2008 between PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation, with offices at 590 Madison Ave., 15th Floor, New York, NY 10022 (“Company”), and , a corporation, with offices at (“Warrant Agent”).
THIRD AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN PENNANTPARK INVESTMENT CORPORATION AND PENNANTPARK INVESTMENT ADVISERS, LLCManagement Agreement • April 12th, 2019 • Pennantpark Investment Corp • New York
Agreement made this 12th day of April 2019, by and between PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and PENNANTPARK INVESTMENT ADVISERS, LLC, a Delaware limited liability company (the “Adviser”).
FIFTH SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of October 21, 2021Indenture • October 21st, 2021 • Pennantpark Investment Corp • New York
THIS FIFTH SUPPLEMENTAL INDENTURE (this “Fifth Supplemental Indenture”), dated as of October 21, 2021, is between PennantPark Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below) unless otherwise defined herein.
FOURTH SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of April 21, 2021Fourth Supplemental Indenture • April 22nd, 2021 • Pennantpark Investment Corp • New York
THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of April 21, 2021, is between PennantPark Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below) unless otherwise defined herein.
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAgreement • August 3rd, 2022 • Pennantpark Investment Corp • New York
AGREEMENT (this “Agreement”) made as of July 1, 2022 by and between PennantPark Investment Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and PennantPark Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).
ACCOUNT CONTROL AGREEMENT February 22, 2019 PENNANTPARK INVESTMENT FUNDING I, LLC, as Pledgor THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as Secured Party PENNANTPARK INVESTMENT ADVISERS, LLC, as Servicer and THE BANK OF NEW YORK...Account Control Agreement • February 26th, 2019 • Pennantpark Investment Corp • New York
ACCOUNT CONTROL AGREEMENT (this “Agreement”), dated as of February 22, 2019, among PennantPark Investment Funding I, LLC, as pledgor (the “Pledgor”), PennantPark Investment Advisers, LLC, as Servicer (the “Servicer”), The Bank of New York Mellon Trust Company, National Association (“BNY”), as Collateral Agent for the Secured Parties to the Credit Agreement defined below (in such capacity, the “Secured Party”) and as Securities Intermediary (in such capacity, the “Securities Intermediary”).
PENNANTPARK INVESTMENT CORPORATION (a Maryland corporation) Shares of Common Stock Shares of Preferred Stock and Warrants to Common Stock or Preferred Stock PURCHASE AGREEMENTPurchase Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), confirms its agreement with [ ] (“ [ ]”) and each of the other Underwriters named in Schedule A hereto (collectively, the “Underwriters,” which term shall also include any underwriter substituted as hereinafter provided in Section 10 hereof), for whom [ ] are acting as representatives (in such capacity, the “Representatives”), with respect to the issue and sale by the Company and the purchase by the Underwriters, acting severally and not jointly, of the respective numbers of shares of common stock, par value $.001 per share (“Common Stock”), or preferred stock, par value $ per share (“Preferred Stock”), or both, and/or warrants (the “Warrants”) to purchase Common Stock or Preferred Stock, or both, of the Company set forth in said Schedule A and with respect to the grant by the Company to the Underwriters, acting severally and not jointly, of the option described in Section 2(2) hereof to purchase additional Sec
FIRST OMNIBUS AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT AND SECOND AMENDED AND RESTATED GUARANTEE AND SECURITY AGREEMENTGuarantee and Security Agreement • August 7th, 2017 • Pennantpark Investment Corp • New York
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 (this “Agreement”), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, and SUNTRUST BANK, as Administrative Agent.
TRADEMARK LICENSE AGREEMENTTrademark License Agreement • April 2nd, 2008 • Pennantpark Investment Corp • New York
This TRADEMARK LICENSE AGREEMENT (this “Agreement”) is made and effective as of April 15,2007 (the “Effective Date”), by and between PennantPark Investment Advisers, LLC a Delaware limited liability company (the “Licensor” or “Adviser”), and PennantPark Investment Corporation, a corporation organized under the laws of the State of Maryland (“Corporation”) (each a “party,” and collectively, the “parties”).
PENNANTPARK SENIOR LOAN FUND, LLC AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENTLimited Liability Company Agreement • August 4th, 2020 • Pennantpark Investment Corp • Delaware
This Amended and Restated Limited Liability Company Agreement, dated as of July 31, 2020 (as amended from time to time, this “Agreement”), of PennantPark Senior Loan Fund, LLC, a Delaware limited liability company (the “Company”), is entered into by and among PennantPark Investment Corporation, a Maryland corporation, Pantheon Private Debt Program SCSp SICAV – RAIF In Respect Of Its Compartment Pantheon Senior Debt Secondaries II (USD), a Luxembourg limited partnership (“PPDP”), and Solutio Premium Private Debt I SCSp, a Luxembourg limited partnership (“SPPD”) (each, a “Member,” and collectively, the “Members”).
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of February 21, 2012 among PENNANTPARK INVESTMENT CORPORATION as Borrower The LENDERS Party Hereto and SUNTRUST BANK as Administrative Agent JPMORGAN CHASE BANK, N.A. as...Assignment and Assumption • May 2nd, 2012 • Pennantpark Investment Corp • New York
AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of February 21, 2012 (this “Agreement”), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, and SUNTRUST BANK, as Administrative Agent.
SUBSCRIPTION RIGHTS AGREEMENT By and Among PENNANTPARK INVESTMENT CORPORATION andSubscription Rights Agreement • May 30th, 2008 • Pennantpark Investment Corp • New York
This Subscription Rights Agreement (the “Agreement”) is made as of among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Company”), and , a [state] corporation, (the “Subscription Agent”), and relates to the base prospectus included in the Registration Statement on Form N-2, File No. 333-150033, filed by the Company with the Securities and Exchange Commission on April 4, 2008, as amended by any amendment filed with respect thereto (the “Registration Statement”) and any supplemental prospectus (together with the base prospectus, the “Prospectus”). Capitalized terms not otherwise defined herein shall have the meanings given to them in the Subscription Certificate (as defined below).
INDEMNIFICATION AGREEMENTIndemnification Agreement • November 21st, 2016 • Pennantpark Investment Corp • Maryland
This INDEMNIFICATION AGREEMENT is made this 15th day of November, 2016 (“Agreement”) by and between PennantPark Investment Corporation (the “Company”) and each of the Company’s Directors and/or Officers listed on Schedule A hereto (each, an “Indemnitee”).
REVOLVING CREDIT AND SECURITY AGREEMENT among PENNANTPARK INVESTMENT FUNDING I, LLC, as Borrower, THE LENDERS FROM TIME TO TIME PARTIES HERETO, BNP PARIBAS, as Administrative Agent, PENNANTPARK INVESTMENT CORPORATION, as Equityholder, PENNANTPARK...Credit and Security Agreement • February 26th, 2019 • Pennantpark Investment Corp • New York
REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of February 22, 2019, among PennantPark Investment Funding I, LLC, a Delaware limited liability company, as borrower (the “Borrower”), the LENDERS from time to time party hereto, BNP PARIBAS (“BNP”), as administrative agent for the Secured Parties (as hereinafter defined) (in such capacity, the “Administrative Agent”), PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (“PNNT”), as equityholder of the Borrower (the “Equityholder”), PENNANTPARK INVESTMENT ADVISERS, LLC, a Delaware limited liability company (“PPIA”), as servicer (the “Servicer”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION (“BNYM”), as collateral agent for the Secured Parties (as hereinafter defined) (in such capacity, the “Collateral Agent”).
PENNANTPARK INVESTMENT CORPORATION $67,500,000 Aggregate Principal Amount 6.25% Senior Notes due 2025 UNDERWRITING AGREEMENTInvestment Advisory Agreement • January 22nd, 2013 • Pennantpark Investment Corp • New York
PennantPark Investment Corporation, a Maryland corporation (the “Company”), proposes to issue and sell $67,500,000 aggregate principal amount of 6.25% Senior Notes due 2025 (the “Senior Notes”). It is understood that, subject to the conditions hereinafter stated, the Senior Notes will be sold by the Company to the several Underwriters named in Schedule A hereto (the “Underwriters”) in connection with the offer and sale of such Senior Notes. Stifel, Nicolaus & Company, Incorporated and RBC Capital Markets, LLC shall act as joint book-running managers (the “Joint Book-Running Managers”).
AMENDMENT NO. 1 TO CREDIT AGREEMENTCredit Agreement • April 5th, 2007 • Pennantpark Investment Corp • New York
THIS AMENDMENT NO. 1 TO CREDIT AGREEMENT (this “Amendment”), dated as of March 26, 2007, is hereby executed among Pennant SPV Company, LLC, as borrower (the “Borrower”) and Bear Stearns Investment Products, Inc., as lender (the “Lender”).
REGISTRATION RIGHTS AGREEMENT dated as of April 16, 2007 among PENNANTPARK INVESTMENT CORPORATION and THE OTHER HOLDERS NAMED HEREINRegistration Rights Agreement • April 2nd, 2008 • Pennantpark Investment Corp • New York
This Registration Rights Agreement is made and entered into as of April 16, 2007 (this “Agreement”), among PennantPark Investment Corporation, a corporation organized under the laws of Maryland (the “Company”), and the persons named on the signature pages hereto (the “Investors”).
INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN PENNANT INVESTMENT CORPORATION AND PENNANT INVESTMENT ADVISERS, LLCPennant Investment CORP • March 5th, 2007 • New York
Agreement made this day of 2007, by and between PENNANT INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and PENNANT INVESTMENT ADVISERS, LLC, a Delaware limited liability company (the “Adviser”).
JOINT FIDELITY BOND AGREEMENTJoint Fidelity Bond Agreement • June 9th, 2009 • Pennantpark Investment Corp • New York
This JOINT FIDELITY BOND AGREEMENT is dated as of April 19, 2007 by and Between Pennant Investment Corporation (the “Corporation”), a Maryland corporation, Pennant Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company, and Pennant Investment Administration, LLC (the “Administrator”), a Delaware limited liability company.
SECOND AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENTRevolving Credit Agreement • September 9th, 2019 • Pennantpark Investment Corp • New York
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 (this “Agreement”), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, and SUNTRUST BANK, as Administrative Agent.
CUSTODIAN AGREEMENT dated as of February 22, 2019 by and among PENNANTPARK INVESTMENT FUNDING I, LLC, (“Company”) THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION (“Custodian”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL...Custodian Agreement • February 26th, 2019 • Pennantpark Investment Corp • New York
THIS CUSTODIAN AGREEMENT (this “Agreement”) is dated as of February 22, 2019 and is by and among PENNANTPARK INVESTMENT FUNDING I, LLC (the “Company”), a Delaware limited liability company, THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as document custodian hereunder (in such capacity, the “Custodian”) and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION, as collateral agent for the Secured Parties (in such capacity, the “Collateral Agent”), and BNP PARIBAS, as administrative agent for the Secured Parties (in such capacity, the “Administrative Agent”), acknowledged and agreed to by PENNANTPARK INVESTMENT CORPORATION (the “Equityholder”), a Maryland corporation, and acknowledged and agreed to by PENNANTPARK INVESTMENT ADVISERS, LLC (the “Servicer”), a Delaware limited liability company.
FIRST OMNIBUS AMENDMENTPurchase and Sale Agreement • August 4th, 2020 • Pennantpark Investment Corp • New York
REVOLVING CREDIT AND SECURITY AGREEMENT, dated as of February 22, 2019, among PennantPark Investment Funding I, LLC, a Delaware limited liability company, as borrower (the “Borrower”), the LENDERS from time to time party hereto, BNP PARIBAS (“BNP”), as administrative agent for the Secured Parties (as hereinafter defined) (in such capacity, the “Administrative Agent”), PENNANTPARK SENIOR LOAN FUND, LLC, a Delaware limited liability company, as equityholder of the Borrower (the “Equityholder”), PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (“PNNT”), as sponsor (the “Sponsor”), PENNANTPARK INVESTMENT ADVISERS, LLC, a Delaware limited liability company (“PPIA”), as servicer (the “Servicer”), and THE BANK OF NEW YORK MELLON TRUST COMPANY, NATIONAL ASSOCIATION (“BNYM”), as collateral agent for the Secured Parties (as hereinafter defined) (in such capacity, the “Collateral Agent”).
FIRST AMENDMENT TO AMENDED AND RESTATED LIMITED LIABILITY COMPANY AGREEMENT OF PENNANTPARK SENIOR LOAN FUND, LLCLimited Liability Company Agreement • November 19th, 2020 • Pennantpark Investment Corp • Delaware
This First Amendment, made and entered into as of October 31, 2020, by the parties signatory hereto (this “Amendment”), amends that certain Amended and Restated Limited Liability Company Agreement of PennantPark Senior Loan Fund, LLC, a Delaware limited liability company (the “Company”), dated as of July 31, 2020 (the “Existing Agreement”). Capitalized terms used but not defined herein shall have the meanings ascribed to such terms in the Existing Agreement.
Interim Advisory Management Agreement between Pennant Investment Corporation and Pennant Investment Advisers, LLCPennant Investment CORP • March 5th, 2007 • New York
Agreement made this 18th day of January 2007 (this “Agreement”), by and between PENNANT INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and PENNANT INVESTMENT ADVISERS, LLC, a Delaware limited liability company (the “Adviser”).
FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENTCredit Agreement • August 3rd, 2022 • Pennantpark Investment Corp • New York
This FIFTH AMENDMENT TO SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT, dated as of July 29, 2022 (this “Amendment”), is entered into among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, the ISSUING BANKS party hereto, TRUIST BANK, as Administrative Agent (the “Administrative Agent”), and, solely with respect to Section 8.9, PNNT CI (GALLS) PRIME INVESTMENT HOLDINGS, LLC, a Delaware limited liability company (“PNNT CI”), and PNNT INVESTMENT HOLDINGS, LLC, a Delaware limited liability company (“PNNT Investment Holdings”).
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 and as amended by the First Omnibus Amendment to Second Amended and Restated Senior Secured Revolving Credit Agreement and Second Amended and Restated...Revolving Credit Agreement • August 3rd, 2022 • Pennantpark Investment Corp • New York
SECOND AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of June 25, 2014 (as amended, restated, supplemented or otherwise modified from time to time, this “Agreement”), among PENNANTPARK INVESTMENT CORPORATION, a Maryland corporation (the “Borrower”), the LENDERS party hereto, and TRUIST BANK, as Administrative Agent.
CREDIT AGREEMENT dated as of February 6, 2007 between Pennant SPV Company, LLC, as Borrower, and Bear Stearns Investment Products Inc., as LenderCredit Agreement • March 5th, 2007 • Pennant Investment CORP • New York
CREDIT AGREEMENT (this “Agreement”), dated as of February 6, 2007 between Pennant SPV Company, LLC, a limited liability company organized under the laws of Delaware (the “Borrower”) and Bear Stearns Investment Products Inc. (the “Lender”).
JOINT FIDELITY BOND AGREEMENTJoint Fidelity Bond Agreement • August 20th, 2007 • Pennantpark Investment Corp • New York
This JOINT FIDELITY BOND AGREEMENT is dated as of April 19, 2007 by and Between Pennant Investment Corporation (the “Corporation”), a Maryland corporation, Pennant Investment Advisers, LLC (the “Adviser”), a Delaware limited liability company, and Pennant Investment Administration, LLC (the “Administrator”), a Delaware limited liability company.
REGISTRATION RIGHTS AGREEMENT dated as of April ·, 2007 among PENNANTPARK INVESTMENT CORPORATION and THE OTHER HOLDERS NAMED HEREINRegistration Rights Agreement • April 5th, 2007 • Pennantpark Investment Corp • New York
This Registration Rights Agreement is made and entered into as of April ·, 2007 (this “Agreement”), among PennantPark Investment Corporation, a corporation organized under the laws of Maryland (the “Company”), and the persons named on the signature pages hereto (the “Investors”).
THIRD SUPPLEMENTAL INDENTURE between PENNANTPARK INVESTMENT CORPORATION and AMERICAN STOCK TRANSFER & TRUST COMPANY, LLC, as Trustee Dated as of September 27, 2019 THIRD SUPPLEMENTAL INDENTUREIndenture • September 27th, 2019 • Pennantpark Investment Corp • New York
THIS THIRD SUPPLEMENTAL INDENTURE (this “Third Supplemental Indenture”), dated as of September 27, 2019, is between PennantPark Investment Corporation, a Maryland corporation (the “Company”), and American Stock Transfer & Trust Company, LLC, as trustee (the “Trustee”). All capitalized terms used but not otherwise defined herein shall have the meaning set forth in the Base Indenture (as defined below).
