CleanTech Innovations, Inc. Sample Contracts

6D Global Technologies, Inc – PRESS RELEASE (March 9th, 2017)

NEW YORK, March 9, 2017 – 6D Global Technologies, Inc., a premier digital business solutions company, announced today that a putative class action complaint against it has been dismissed with prejudice by Manhattan U.S. District Judge Robert Sweet.

6D Global Technologies, Inc – EMPLOYMENT AGREEMENT (July 11th, 2016)

EMPLOYMENT AGREEMENT (the “Agreement”), dated as of January 1, 2016, between 6D Global Technologies, Inc., a Delaware corporation (the “Company”), and Mark Szynkowski (the “Employee”).

6D Global Technologies, Inc – CONFIDENTIAL SUBSCRIPTION AGREEMENT (July 11th, 2016)

This CONFIDENTIAL SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is dated as of the 29th day of September, 2014, between 6D Acquisitions, Inc., a Nevada corporation, with principal offices at 17 State Street, Suite 450, New York, New York 10004 (the “Company”) and the person or persons listed and signing on the signature page hereto (the “Subscriber”).  All documents mentioned herein are incorporated by reference.

6D Global Technologies, Inc – EMPLOYMENT AGREEMENT (April 29th, 2016)

EMPLOYMENT AGREEMENT (the “Agreement”), dated as of May 1, 2016, between 6D Global Technologies, Inc., a Delaware corporation (the “Company”), and Brad Timchuk (the “Employee”).

6D Global Technologies, Inc – EMPLOYMENT AGREEMENT (March 23rd, 2016)

EMPLOYMENT AGREEMENT (the “Agreement”), dated as of March 17, 2016, between 6D Global Technologies, Inc., a Delaware corporation (the “Company”), and Tejune Kang (the “Employee”).

6D Global Technologies, Inc – STOCKHOLDERS' AGREEMENT (January 20th, 2016)

STOCKHOLDERS ' AGREEMENT (this "Agreement"), dated as of January 14, 2016 between 6D Global Technologies, Inc., a Delaware corporation (the "Company"), and NYGG (Asia) Ltd., a company organized under the laws of the British Virgin Islands, for itself and on behalf of its affiliates (collectively, "Stockholders").

6D Global Technologies, Inc – PRESS RELEASE (November 18th, 2015)

New York, NY – November 18, 2015 – 6D Global Technologies, Inc. (NASDAQ: SIXD), a premier digital business solutions company listed on NASDAQ under stock symbol “SIXD,” today announced its financial results for the quarter ended September 30, 2015.

6D Global Technologies, Inc – STOCK PURCHASE AGREEMENT (August 13th, 2015)

This Stock Purchase Agreement (“Agreement”) is made and entered into on August 10, 2015 (“Effective Date”), by and between 6D Global Technologies, Inc., a Delaware corporation (“Company”), and the investor whose name appears on the signature page hereto (“Investor”).

6D Global Technologies, Inc – 6D GLOBAL TECHNOLOGIES, INC. CERTIFICATE OF DESIGNATIONS OF PREFERENCES, POWERS, RIGHTS AND LIMITATIONS OF SERIES A REDEEMABLE CONVERTIBLE PREFERRED STOCK (August 13th, 2015)
6D Global Technologies, Inc – CERTIFICATE OF AMENDMENT OF CERTIFICATE OF INCORPORATION OF 6D GLOBAL TECHNOLOGIES, INC. (June 9th, 2015)

6D GLOBAL TECHNOLOGIES, INC., a corporation duly organized and existing under the General Corporation Law of the State of Delaware (the “Corporation”), does hereby certify that:

6D Global Technologies, Inc – UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (June 5th, 2015)

The following unaudited pro forma condensed combined financial information presents the unaudited pro forma condensed combined statement of operations based upon the combined historical financial statements of 6D Global Technologies (“the Company” or “6D Global”), Topaz Interactive, LLC (“Storycode”) and SwellPath Inc., (“SwellPath”) after giving effect to the business combinations between 6D Global, Storycode and SwellPath and adjustments described in the accompanying notes.

6D Global Technologies, Inc – SWELLPATH INC. FINANCIAL STATEMENTS FOR THE PERIODS DECEMBER 31, 2014 AND DECEMBER 31, 2013 (June 5th, 2015)

We have audited the accompanying balance sheets of SwellPath, Inc. (the “Company”) as of December 31, 2014 and 2013 and the related statements of operations, changes in shareholders’ equity and cash flows for the years then ended.  These financial statements are the responsibility of the Company’s management.  Our responsibility is to express an opinion on these financial statements based on our audits.

6D Global Technologies, Inc – UNAUDITED PRO FORMA CONDENSED COMBINED FINANCIAL STATEMENTS (May 20th, 2015)

The following unaudited pro forma condensed combined financial information presents the unaudited pro forma condensed combined statement of operations based upon the combined historical financial statements of 6D Global Technologies (“the Company” or “6D Global”), and Topaz Interactive, LLC, (“Storycode”) after giving effect to the business combination between 6D Global and Storycode and adjustments described in the accompanying notes.

6D Global Technologies, Inc – PRESS RELEASE (March 30th, 2015)

New York, NY – March 30, 2015 – 6D Global Technologies, Inc. (NASDAQ: SIXD), a premier digital business solutions company, announced its audited financial results for the fiscal year ended December 31, 2014.

6D Global Technologies, Inc – PRESS RELEASE (December 10th, 2014)

New York, NY – December 9, 2014 – 6D Global Technologies, Inc. (NASDAQ: SIXD), a premier digital business solutions company serving the digital marketing and technology needs of enterprise-class organizations worldwide, today announced that 6D Global Technologies Inc.’s common stock will initiate trading on the NASDAQ Stock Market on Friday, December 12, 2014, under the stock symbol “SIXD.”

6D Global Technologies, Inc – CONFIDENTIAL SUBSCRIPTION AGREEMENT (November 21st, 2014)

This CONFIDENTIAL SUBSCRIPTION AGREEMENT (this “Subscription Agreement”) is dated as of the 13th day of November 2014, between 6D Global Technologies, Inc., a Delaware corporation, with principal offices at 17 State Street, Suite 450, New York, New York 10004 (the “Company”) and the person or persons listed and signing on the signature page hereto (the “Subscriber”).   All documents mentioned herein are incorporated by reference.

6D Global Technologies, Inc – Current Assets Sep. 30, 2014 Pro Forma Adjustments Nov. 21, 2014 Cash 4,593,714 349,350 4,943,064 Accounts receivable 1,323,057 540,013 1,863,070 Unbilled revenues 181,273 (181,273 ) - Deferred tax assets 79,146 - 79,146 Prepaid expenses and other current assets 61,762 184,324 246,086 Total Current Assets 6,238,952 892,414 7,131,366 Property and Equipment, net 124,793 (113,748 ) 11,045 Other Assets Restricted cash 110,645 37 110,682 Security deposits 24,075 24,075 Due from related party - - Total Other Assets 134,720 37 134,757 Total Assets 6,498,465 778,703 7,277,168 Current Liabilities Accou (November 21st, 2014)
CleanTech Innovations, Inc. – BY-LAWS (October 1st, 2014)

Offices.  The registered office of the Corporation is located in the city and state designed by the Corporation in its Certificate of Incorporation.  The Corporation may also maintain offices at such other places both within and without the State of Delaware as the Board of Directors may from time to time determine or the business of the Corporation may require.

CleanTech Innovations, Inc. – STATE OF DELAWARE CERTIFICATE OF CONVERSION FROM A NON-DELAWARE CORPORATION TO A DELAWARE CORPORATION PURSUANT TO SECTION 265 OF THE DELAWARE GENERAL CORPORATION LAW (October 1st, 2014)
CleanTech Innovations, Inc. – CERTIFICATE OF INCORPORATION OF 6D GLOBAL TECHNOLOGIES, INC., a Delaware Corporation (October 1st, 2014)

The undersigned, a natural person, for the purpose of organizing a corporation for conducting the business and promoting the purposes hereinafter stated, under the provisions and subject to the requirements of the laws of the State of Delaware (particularly Chapter 1, Title 8 of the Delaware Code and the acts amendatory thereof and supplemental thereto, and known, identified and referred to as the "General Corporation Law of the State of Delaware"), hereby certifies that:

CleanTech Innovations, Inc. – PLAN OF CONVERSION OF CLEANTECH INNOVATIONS, INC., a Nevada corporation, INTO 6D GLOBAL TECHNOLOGIES, INC., a Delaware corporation (October 1st, 2014)

This PLAN OF CONVERSION (this “Plan”), dated as of September 29, 2014, is hereby adopted by CleanTech Innovations, Inc., a Nevada corporation (“CleanTech”), in order to set forth the terms, conditions and procedures governing the conversion of CleanTech into a Delaware corporation pursuant to Section 265 of the Delaware General Corporation Law (the “DGCL”) and Section 92A.195 of the Nevada Revised Statutes (the “NRS”).

CleanTech Innovations, Inc. – DEBT CONVERSION AGREEMENT (October 1st, 2014)

This Debt Conversion Agreement (this “Agreement”) is made as of September 29, 2014 by and between 6D Global Technologies, Inc., a Delaware corporation, as successor to CleanTech Innovations, Inc., a Nevada corporation (the “Company”) and NYGG (Asia) Ltd. (the “Debt Holder”).

CleanTech Innovations, Inc. – AGREEMENT AND PLAN OF SHARE EXCHANGE by and among CLEANTECH INNOVATIONS, INC., a Nevada corporation and INITIAL KONCEPTS, INC., d/b/a SIX DIMENSIONS a California corporation and the SHAREHOLDER OF INITIAL KONCEPTS, INC., d/b/a SIX DIMENSIONS Dated June 13, 2014 (June 17th, 2014)

THIS AGREEMENT AND PLAN OF SHARE EXCHANGE (hereinafter referred to as the “Agreement”), is entered into this 13th day of June 2014, by and among, CLEANTECH INNOVATIONS, INC., a Nevada corporation (the “Company”), INITIAL KONCEPTS, INC., d/b/a SIX DIMENSIONS, a California corporation (“Newco”) and the Shareholder of Newco set forth on the signature page hereof (the “Newco Holder”). (The Company, Newco, and the Newco Holder are sometimes hereinafter collectively referred to as the “Parties” and individually as a “Party.”)

CleanTech Innovations, Inc. – RELEASE AND WAIVER AGREEMENT (June 16th, 2014)

This Release and Waiver Agreement (this “Agreement”) is dated and effective June 11, 2014 among Liaoning Creative Bellows Co., Ltd. (“Creative Bellows”) and Liaoning Creative Wind Power Equipment Co., Ltd. (“Wind Power,” together with Creative Bellows, the “Subsidiaries”), each of the foregoing a subsidiary of CleanTech Innovations, Inc. (“Cleantech”) and organized under the laws of the People’s Republic of China, and NYGG (Asia), Ltd., a company organized under the laws of the British Virgin Islands with its principal executive offices located at 12th Floor Ruttonjee House, 11 Duddell Street, Central, Hong Kong (“Lender”). Capitalized terms used and not otherwise defined herein shall have the meanings ascribed in that certain Divesture and Exchange Agreement (the “Exchange Agreement”) dated of even date herewith by and among CleanTech and the individual Shareholders set forth on Exhibit A attached thereto (the “Shareholders”).

CleanTech Innovations, Inc. – ESCROW AGREEMENT (June 16th, 2014)

This Escrow Agreement (“Escrow Agreement”) is entered into effective June 11, 2014, among Ping Chen, Shengfen Lin, Wenge Chen, Bei Lu and Dianfu Lu (collectively the “CTek Shareholders”), CLEANTECH INNOVATIONS, INC., a Nevada corporation with its principal executive offices located at C District, Maoshan Industry Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616 (“CTek”) and HOLLAND & KNIGHT LLP, a Florida limited liability partnership (“Escrow Agent”). The CTek Shareholders and CTek are referred to collectively as the “Parties” and each a “Party”.

CleanTech Innovations, Inc. – FORBEARANCE AND WAIVER AGREEMENT (June 16th, 2014)

This Forbearance and Waiver Agreement (this “Agreement”) is dated and effective June 11, 2014 among CleanTech Innovations, Inc., a Nevada corporation with its principal executive offices located at C District, Maoshan Industry Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616 (the “Borrower”), and its wholly owned subsidiaries, Liaoning Creative Bellows Co., Ltd. (“Creative Bellows”) and Liaoning Creative Wind Power Equipment Co., Ltd. (“Wind Power,” together with Creative Bellows, the “Subsidiaries”), each such subsidiary organized under the laws of the People’s Republic of China, and NYGG (Asia), Ltd., a company organized under the laws of the British Virgin Islands with its principal executive offices located at 12th Floor Ruttonjee House, 11 Duddell Street, Central, Hong Kong (“Lender”). Capitalized terms used and not otherwise defined herein shall have the meanings ascribed in that certain Divesture and Exchange Agreement (the “Exchange Agreement”)

CleanTech Innovations, Inc. – DIVESTURE AND EXCHANGE AGREEMENT by and between CLEANTECH INNOVATIONS, INC. and the Shareholders listed on Exhibit A attached hereto. June 11, 2014 (June 16th, 2014)

This DIVESTURE AND EXCHANGE AGREEMENT (this “Agreement”) is dated June 11, 2014 (the “Effective Date”) by and between CLEANTECH INNOVATIONS, INC., a Nevada corporation with its principal executive offices located at C District, Maoshan Industry Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616 (“CTek”) and the individual Shareholders set forth on Exhibit A attached hereto (the “Shareholders”). Capitalized terms used in this Agreement shall have the meanings ascribed in Section 1.01.

CleanTech Innovations, Inc. – PROMISSORY NOTE (January 8th, 2014)

FOR VALUE RECEIVED, and subject to the terms and conditions set forth herein, CleanTech Innovations, Inc., a Nevada corporation listed on the NASDAQ Stock Market, which wholly owns its operating entities in the People’s Republic of China (“China”), with its principal executive offices located at C District, Maoshan Industry Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616 (the “Borrower”), hereby unconditionally promises to pay to the order of NYGG (Asia) Ltd., a British Virgin Islands company with an address of 12th Floor Ruttonjee House, 11 Duddell Street, Central, Hong Kong (together with its successors, representatives, and permitted assigns, and designees the “Noteholder,” and together with the Borrower, the “Parties” and each a “Party”), the aggregate of such amounts the Noteholder has disbursed to the Borrower pursuant to Section 2.2, together with all accrued interest thereon and all other amounts owed to Noteholder by Borrower as provided in th

CleanTech Innovations, Inc. – CleanTech Innovations, Inc.Announces SEC Decision Setting Aside 2011 NASDAQ Delisting of CleanTech Common Stock NASDAQ Relists CleanTech as a Result of SEC Decision; CleanTech Announces Receipt of Notice from NASDAQ (July 29th, 2013)

Shenyang, Liaoning Province, China (July 29, 2013) – CleanTech Innovations, Inc. (“CleanTech”) (Nasdaq: CTEK - News), today announced that the company has received a favorable decision from the U.S. Securities Exchange Commission (SEC), setting aside the wrongful 2011 delisting of CleanTech common stock by the NASDAQ Stock Market. In a decision on July 11, 2013, the SEC found that the record did not support allegations made by NASDAQ against CleanTech. NASDAQ relisted CleanTech on the NASDAQ Stock Market as a result of the decision.

CleanTech Innovations, Inc. – FIRST AMENDMENT TO THE LOAN AGREEMENT AND PROMISSORY NOTE (March 2nd, 2012)

This First Amendment (the “First Amendment”), dated March 1, 2012 is being entered into between the Company and the Lender (as each term is defined below) and amends: (A) the Loan Agreement (the “Loan Agreement”), dated December 13, 2010, between CleanTech Innovations, Inc., a Nevada corporation with its principal executive offices located at C District, Maoshan Industry Park, Tieling Economic Development Zone, Tieling, Liaoning Province, China 112616 (“CleanTech”), and its wholly owned subsidiaries, Liaoning Creative Bellows Co., Ltd. (“Creative Bellows”) and Liaoning Creative Wind Power Equipment Co., Ltd. (‘Wind Power,” together with Creative Bellows, the “Subsidiaries”), each such subsidiary organized under the laws of the People’s Republic of China (CleanTech, Creative Bellows and Wind Power are collectively referred to herein as the “Company”), and NYGG (Asia), Ltd., a company organized under the laws of the British Virgin Islands with its principal executive offices located 12th

CleanTech Innovations, Inc. – Re: CleanTech Innovations, Inc. (CTEK) NASDAQ Listing Qualifications Hearings; Docket NQ 5872C-11 (January 18th, 2012)

Our firm along with Donohoe Advisory Associates LLC represents CleanTech Innovations, Inc. ("CleanTech" or the "Company"). On behalf of the Company we hereby provide our response to the May 26, 2011 determination of the NASDAQ Office of Appeals and Review (the "Office of Appeals") that the submission of CleanTech's April 5, 2011 appeal brief (the "Appeal Brief') to the NASDAQ Listing and Hearing Review Council (the "Listing Council") constituted an ex parte communication with the Listing Council under Listing Rule 5835(a)(1). We refer to the above-referenced Office of Appeals determination herein as the Ex Parte Determination. We are disturbed by what has transpired, we question what prompted the Office of Appeals to modify and substantially change the Listing Council's already adjudicated decision, we object to the unprecedented mid-stream change in procedure without notice,1 and we therefore vigorously dispute this altered determination. Accordingly, we request that the Ex Parte Dete

CleanTech Innovations, Inc. – UNITED STATES DISTRICT COURT SOUTHERN DISTRICT OF NEW YORK -------------------------------------------------------------------------x CLEANTECH INNOVATIONS, INC., 11 Civ. 9358 (KBF) Plaintiff, AMENDED COMPLAINT NASDAQ STOCK MARKET, LLC and NASDAQ OMX GROUP, INC., Defendants. -------------------------------------------------------------------------x (January 18th, 2012)

Plaintiff CleanTech Innovations, Inc. ("CleanTech" or the "Company") brings this action for injunctive relief and damages against Defendants NASDAQ Stock Market, LLC ("NASDAQ") and NASDAQ's parent company, the NASDAQ OMX Group ("OMX") (collectively, "NASDAQ"). By and for its Amended Complaint, CleanTech alleges as follows:

CleanTech Innovations, Inc. – Employment Contract Form (November 14th, 2011)
CleanTech Innovations, Inc. – ● Q1/2011 revenue of approximately $4.0 million, an increase of approximately 1,600% from Q1/2010 ● Q1/2011 gross profit was approximately $1.1 million, an increase of approximately 800% from Q1/2010 ● Q1/2011 net income of approximately $0.5 million, an increase of 424% from Q1/2010 ● More than $50 million in order backlog in 2011 for wind tower delivery to some of China's largest power companies ● Anticipates winning additional wind tower supply contracts in 2011 ● Management share lockup through December 2013 (May 16th, 2011)

NEW YORK, May 16, 2011 /PRNewswire/ -- CleanTech Innovations, Inc. (OTCQB: CTEK), a U.S. company and market leader in China’s clean technology solutions in the wind energy industry, announces record financial results for the first quarter ended March 31, 2011.

CleanTech Innovations, Inc. – CleanTech Innovations, Inc. Wins $6.2 Million Wind Tower Supply Contract From China's Largest Energy Company (March 2nd, 2011)

NEW YORK, March 2, 2011 /PRNewswire/ -- CleanTech Innovations, Inc. (OTCQB:CTEK - News), a U.S. company and a market leader in China's clean technology solutions in the wind energy industry, announced today that CleanTech has won a new wind tower supply contract bid totaling US$6.2 million (RMB 40,920,000, including VAT) from a subsidiary of China HuaNeng Group, the largest energy company in China. A Fortune Global 500 company, China HuaNeng Group posted US$35 billion in revenues in 2010 and had total assets of US$99 billion. HuaNeng has been a long-standing customer of CleanTech.