Santa Lucia Bancorp Sample Contracts

AGREEMENT
Agreement • November 14th, 2008 • Santa Lucia Bancorp • State commercial banks • California

This Agreement is made and is effective as of October 15, 2008 by and between Santa Lucia Bank (“Company”) and D. Jack Stinchfield (“Director”).

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FIRST AMENDED AND RESTATED SANTA LUCIA BANK DIRECTOR RETIREMENT AGREEMENT
Director Retirement Agreement • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This First Amended and Restated Santa Lucia Bank Director Retirement Agreement (hereinafter “Agreement”) is made and entered into, and is effective as of January 1, 2008, by and between Santa Lucia Bank, a bank organized and existing under the laws of the state of California (hereinafter the “Bank”) and Jean Hawkins, a Director of the Bank (hereinafter “Director” or “Participant”);

FIRST AMENDED AND RESTATED DEFERRED FEE AGREEMENT RECITAL
Deferred Fee Agreement • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This First Amended and Restated Deferred Fee Agreement (hereinafter “Agreement”) is made and entered into, and is effective as of January 1, 2008 by and between Santa Lucia Bank, a bank organized and existing under the laws of the state of California (hereinafter the “Bank” or “Company”) and Jean Hawkins, a director of the Bank (hereinafter “Director” or “Participant”);

SECOND AMENDMENT TO LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT
Endorsement Method Split Dollar Plan Agreement • May 13th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS SECOND AMENDMENT TO THE LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT (the “Second Amendment”) is entered into as of March 19, 2008 between Douglas C. Filipponi (the “Insured”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

FIRST AMENDMENT TO LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT
Method Split Dollar Plan Agreement • May 13th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS FIRST AMENDMENT TO THE LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT (the “First Amendment”) is entered into as of March 19, 2008 between John C. Hansen (the “Insured”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT
Santa Lucia Bank • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This Santa Lucia Bank Salary Continuation Agreement (hereinafter “Agreement”) is made and entered into effective as of December 17, 2008, by and between Santa Lucia Bank, a bank organized and existing under the laws of the state of California (hereinafter the “Bank” or “Employer”) and Larry H. Putnam , an executive of the Bank (hereinafter “Executive”);

THIRD AMENDMENT TO LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT
Agreement • May 13th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS THIRD AMENDMENT TO THE LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT (the “Third Amendment”) is entered into as of March 19, 2008 between Stanley R. Cherry (the “Insured”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

AGREEMENT AND PLAN OF MERGER DATED AS OF JUNE 24, 2011 BY AND AMONG CARPENTER FUND MANAGER GP, LLC, MISSION COMMUNITY BANCORP, MISSION COMMUNITY BANK,
Agreement and Plan of Merger • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks • California

This AGREEMENT AND PLAN OF MERGER, dated as of June 24, 2011, is made by and among Carpenter Fund Manager GP, LLC (“Carpenter”), as General Partner of Carpenter Community BancFund, L.P. and Carpenter Community BancFund-A, L.P. (“Investors”), Mission Community Bancorp (“MC Bancorp”), Mission Community Bank (“MC Bank”) Santa Lucia Bancorp (“SL Bancorp”), and Santa Lucia Bank (“SL Bank”).

AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 26th, 2007 • Santa Lucia Bancorp • Savings institution, federally chartered • California

This Amended and Restated Employment Agreement is made and is effective as of December 15, 2006, by and between Santa Lucia Bank (“Bank”) and William F. Filippin (“Executive”) and amends and restates in its entirety that certain Employment Agreement dated November 11, 2004, between the parties..

AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • March 26th, 2007 • Santa Lucia Bancorp • Savings institution, federally chartered • California

This Amended and Restated Employment Agreement is made and is effective as of December 15, 2006, by and between Santa Lucia Bank ("Bank") and Larry H. Putnam ("Executive") and amends and restates in its entirety that certain Employment Agreement dated August 14, 1998 between the parties.

SECOND AMENDMENT TO LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT
Endorsement Method Split Dollar Plan Agreement • May 13th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS SECOND AMENDMENT TO THE LIFE INSURANCE ENDORSEMENT METHOD SPLIT DOLLAR PLAN AGREEMENT (the “Second Amendment”) is entered into as of March 19, 2008 between Larry Putnam (the “Insured”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

FIRST AMENDMENT
Continuation Agreement • May 11th, 2007 • Santa Lucia Bancorp • Savings institution, federally chartered • California

THIS AMENDMENT is adopted this 12th day of April, 2007, by and between SANTA LUCIA BANK, a California state-chartered bank located in Atascadero, California (the “Company”) and WILLIAM F. FILIPPIN (the “Executive”).

BENEFIT TERMINATION AGREEMENT AND RELEASE
Benefit Termination Agreement and Release • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks • California

THIS BENEFIT TERMINATION AGREEMENT AND RELEASE (“Agreement”) dated the ____ day of June, 2011 is executed by the undersigned (“Releasor”), a director and/or executive officer of Santa Lucia Bank, a California banking corporation (the "Bank").

FIRST AMENDED AND RESTATED SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT
Salary Continuation Agreement • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This First Amended and Restated Santa Lucia Bank Salary Continuation Agreement (hereinafter “Agreement”) is made and entered into effective as of December 17, 2008, by and between Santa Lucia Bank, a bank organized and existing under the laws of the state of California (hereinafter the “Bank” or “Employer”) and Larry H. Putnam, an executive of the Bank (hereinafter “Executive”);

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • November 14th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “First Amendment”) is entered into as of October 15, 2008 between James Cowan (the “Executive”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT DATED FEBRUARY 1, 1997 FOR LARRY H. PUTNAM
Continuation Agreement • May 11th, 2007 • Santa Lucia Bancorp • Savings institution, federally chartered

THIS AMENDMENT is adopted and effective this 12th day of April, 2007, by and between SANTA LUCIA BANK, a California state-chartered bank located in Atascadero, California (the “Company”) and LARRY H. PUTNAM (the “Executive”).

FIRST AMENDED AND RESTATED DEFERRED FEE AGREEMENT BETWEEN SANTA LUCIA BANK AND
Deferred Fee Agreement • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks

This Termination Agreement (the “Termination”) by and between Santa Lucia Bank, a California corporation, (the “Bank”) and [*] (the “Director”), is made as of the 1st day of May, 2011.

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • November 14th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “First Amendment”) is entered into as of October 15, 2008 between John C. Hansen (the “Executive”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

SALARY CONTINUATION AGREEMENT DATED [*] BETWEEN SANTA LUCIA BANK AND
Continuation Agreement • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks

This Termination Agreement (the “Termination”) by and between Santa Lucia Bank, a California corporation, (the “Bank”) and [*] (the “Executive”), is made this ___ day of [*], 2011.

FISRT AMENDED AND RESTATED DIRECTOR RETIREMENT AGREEMENT BETWEEN SANTA LUCIA BANK AND
Director Retirement Agreement • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks

This Termination Agreement (the “Termination”) by and between Santa Lucia Bank, a California corporation, (the “Bank”) and [*] (the “Director”), is made as of the 24th day of April, 2011.

AND AGREEMENT OF MERGER
Plan of Reorganization • April 6th, 2006 • Santa Lucia Bancorp • California

THIS PLAN OF REORGANIZATION AND AGREEMENT OF MERGER (“Agreement”) is made and entered into as of the 11th day of January, 2006, among Santa Lucia Bank (“Bank”), Santa Lucia Bancorp (“Holding Company”) and Santa Lucia Merger Corp. (“Subsidiary”).

FIRST AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT
Employment Agreement • November 14th, 2008 • Santa Lucia Bancorp • State commercial banks

THIS FIRST AMENDMENT TO THE AMENDED AND RESTATED EMPLOYMENT AGREEMENT (the “First Amendment”) is entered into as of October 15, 2008 between Larry Putnam (the “Executive”)and Santa Lucia Bank, a banking company organized under the laws of California, (the “Bank”) located in Atascadero, California.

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TERMINATION OF THE SALARY CONTINUATION AGREEMENT DATED [*] BETWEEN SANTA LUCIA BANK AND
Continuation Agreement • June 27th, 2011 • Santa Lucia Bancorp • State commercial banks

This Termination Agreement (the “Termination”) by and between Santa Lucia Bank, a California corporation, (the “Bank”) and [*] (the “Executive”), is made as of the 24th day of April, 2011.

FIRST AMENDED AND RESTATED SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT
Salary Continuation Agreement • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This First Amended and Restated Santa Lucia Bank Salary Continuation Agreement (hereinafter “Agreement”) is made and entered into effective as of December 17, 2008, by and between Santa Lucia Bank, a bank organized and existing under the laws of the state of California (hereinafter the “Bank” or “Employer”) and John C. Hansen, an executive of the Bank (hereinafter “Executive”);

FIRST AMENDED AND RESTATED SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT
Santa Lucia Bank Salary Continuation Agreement • March 30th, 2009 • Santa Lucia Bancorp • State commercial banks • California

This First Amended and Restated Santa Lucia Bank Salary Continuation Agreement (hereinafter “Agreement”) is made and entered into effective as of December 17, 2008 by and between Santa Lucia Bank (hereinafter “Bank” or “Employer”), a state-chartered bank with its principal offices located in the city of Atascadero, California, and James Cowan, an executive of the Bank (the “Executive”).

SANTA LUCIA BANK SALARY CONTINUATION AGREEMENT DATED APRIL 15, 1998 FOR JOHN C. HANSEN
Continuation Agreement • May 11th, 2007 • Santa Lucia Bancorp • Savings institution, federally chartered

THIS AMENDMENT is adopted and effective this 12th day of April, 2007, by and between SANTA LUCIA BANK, a California state-chartered bank located in Atascadero, California (the “Company”) and JOHN C. HANSEN (the “Executive”).

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