TRUST FORM OF INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • June 25th, 2010 • Financial Investors Trust • Colorado
This Investment Advisory Agreement (the “Agreement”) is made and entered into as of this day of , 2010, by and between ALPS Advisors, Inc., a Colorado corporation (the “Adviser”), and Trust, a Delaware statutory trust (the “Trust”), regarding the Fund(s) listed in Appendix A (the “Funds”).
CUSTODY AGREEMENTCustody Agreement • April 27th, 2006 • Baird Funds Inc • Wisconsin
The Shareholder Communications Act of 1985 requires banks and trust companies to make an effort to permit direct communication between a company which issues securities and the shareholder who votes those securities.
FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 27th, 2006 • Baird Funds Inc • Wisconsin
THIS AGREEMENT is made and entered into as of this 15th day of August, 2005, by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”), Baird Funds, Inc., a Wisconsin corporation (the “Company”), and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company (“USBFS”).
TRUST FORM OF SUB-ADVISORY AGREEMENTSub-Advisory Agreement • June 25th, 2010 • Financial Investors Trust • California
AGREEMENT, dated as of , 2010 by and between ALPS Advisors, Inc. (the “Investment Adviser”), a Colorado corporation having its principal place of business at 1290 Broadway, Suite 1100, Denver, Colorado 80203, and , a corporation (the “Sub-Adviser”), having its principal place of business at .
LOAN AGREEMENTLoan Agreement • April 27th, 2007 • Baird Funds Inc
This LOAN AGREEMENT (as amended, restated, supplemented or otherwise modified from time to time, the "Agreement") is made and entered into as of the ______ day of May, 200___ by and between BAIRD FUNDS, INC., a Wisconsin corporation with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202 (the “Borrower”) and U.S. BANK, N.A., with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank").
TENTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • October 26th, 2018 • Baird Funds Inc
THIS TENTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 2Jlh day of May, 2018 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the "Corporation"), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a "Borrower" or "Borrowing Fund" and collectively the "Borrowers" or the "Borrowing Funds"), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
AGREEMENT AND PLAN OF REORGANIZATIONAgreement and Plan of Reorganization • June 25th, 2010 • Financial Investors Trust • Delaware
THIS AGREEMENT AND PLAN OF REORGANIZATION (the “Agreement”) is made as of this th day of , 2010 by Financial Investors Trust, a Delaware statutory trust (the “Acquiring Trust”), on behalf of the RiverFront Long-Term Growth Fund (the “Acquiring Fund”); Baird Funds, Inc., a Wisconsin corporation (the “Selling Corporation”), on behalf of the RiverFront Long-Term Growth Fund (the “Selling Fund”) (the Acquiring Fund and Selling Fund referred to herein as a “Fund” and collectively, the “Funds”); ALPS Advisors, Inc. (“ALPS”), the investment adviser to the Acquiring Fund (for purposes of Sections 5.11, 5.12, 5.13, 5.14, and 9.1 of the Agreement only); and Robert W. Baird & Co. Incorporated (“Baird”), the investment adviser to the Selling Fund (for purposes of Sections 5.14 and 9.1 of the Agreement only). The principal place of business of the Acquiring Trust and ALPS is 1290 Broadway, Suite 1100, Denver, Colorado 80203; the principal place of business of the Selling Corporation and Baird is 77
AMENDMENT TO LOAN AGREEMENTLoan Agreement • October 15th, 2013 • Baird Funds Inc
THIS AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 15th day of May, 2013 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” and collectively the “Borrowers”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
AMENDED AND RESTATED CUSTODY AGREEMENTCustody Agreement • October 26th, 2018 • Baird Funds Inc • Wisconsin
THIS AMENDED AND RESTATED CUSTODY AGREEMENT (the “Agreement”) is made and entered into as of July 30, 2018, by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”), Baird Funds, Inc., a Wisconsin corporation (the “Company”), and U.S. BANK NATIONAL ASSOCIATION, a national banking association organized and existing under the laws of the United States of America with its principal place of business at Cincinnati, Ohio (the “Custodian”).
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • April 27th, 2023 • Baird Funds Inc
This Agreement is entered into as of the 28th day of February, 2023 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Chautauqua Global Growth Fund, Chautauqua International Growth Fund, Baird Small/Mid Cap Growth Fund and Baird MidCap Fund (the “Funds”).
FUNDS, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • December 20th, 2013 • Baird Funds Inc • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is entered into as of the 23rd day of December, 2013, between Baird Funds, Inc., a Wisconsin corporation (the “Corporation”), and Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”).
SIXTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • September 16th, 2015 • Baird Funds Inc
THIS SIXTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 30th day of May, 2015 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” and collectively the “Borrowers”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • December 20th, 2013 • Baird Funds Inc
This Agreement is entered into as of the 14th day of October, 2013 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Baird LargeCap Fund (the “LargeCap Fund” or the “Fund”).
THIRD AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • February 1st, 2012 • Baird Funds Inc
THIS THIRD AMENDMENT dated as of February 1, 2012, to the Fund Administration Servicing Agreement, dated as of August 15, 2005, as amended August 12, 2008 and August 31, 2010 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
FOURTH AMENDMENT TO THE AMENDED AND RESTATED FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 27th, 2022 • Baird Funds Inc
THIS FOURTH AMENDMENT effective as of December 13, 2021, to the Amended and Restated Fund Administration Servicing Agreement, dated as of July 30, 2018 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
FOURTH AMENDMENT TO THE CUSTODY AGREEMENTThe Custody Agreement • October 15th, 2013 • Baird Funds Inc
THIS FOURTH AMENDMENT effective as of July 1, 2012, to the Custody Agreement, dated as of August 15, 2005, as amended August 12, 2008, August 31, 2010 and March 1, 2012 (the "Custody Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bank, N.A., a national banking association (the "Custodian").
FOURTH AMENDMENT TO THE AMENDED AND RESTATED TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • April 27th, 2022 • Baird Funds Inc
THIS FOURTH AMENDMENT effective as of December 13, 2021, to the Amended and Restated Transfer Agent Servicing Agreement, dated as of July 30, 2018 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SIXTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • September 16th, 2015 • Baird Funds Inc
THIS SIXTH AMENDMENT dated as of October 21, 2014, to the Fund Administration Servicing Agreement, dated as of August 15, 2005, as amended August 12, 2008, August 31, 2010, March 1, 2012, July 1, 2012 and December 31, 2013 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
FIRST AMENDMENT TO THE TRANSFER AGENT SERVICING AGREEMENTTransfer Agent Servicing Agreement • August 14th, 2008 • Baird Funds Inc
THIS FIRST AMENDMENT dated as of August 12, 2008, to the Transfer Agent Servicing Agreement, dated as of August 15, 2005 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
FIFTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • April 30th, 2015 • Baird Funds Inc
THIS FIFTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 26th day of September, 2014 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” and collectively the “Borrowers”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • April 26th, 2024 • Baird Funds Inc
This Agreement is entered into as of the 28th day of February, 2024 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Chautauqua Global Growth Fund, Chautauqua International Growth Fund, Baird Small/Mid Cap Growth Fund and Baird Mid Cap Fund (the “Funds”).
TWELFTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • April 29th, 2020 • Baird Funds Inc
THIS TWELFTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 26th day of May, 2019 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the “Bank”), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” or “Borrowing Fund” and collectively the “Borrowers” or the “Borrowing Funds”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
SIXTH AMENDMENT TO LOAN AGREEMENTLoan Agreement • August 31st, 2015 • Baird Funds Inc
THIS SIXTH AMENDMENT TO LOAN AGREEMENT is made and entered into effective as of this 27th day of August, 2015 by and between U.S. BANK NATIONAL ASSOCIATION, with its address at 425 Walnut Street, Cincinnati, Ohio 45202 (the "Bank"), and BAIRD FUNDS, INC. (the “Corporation”), a Wisconsin corporation, not individually but solely on behalf of its respective Funds as set forth on Exhibit A to the Loan Agreement, separately and not jointly (each such Fund a “Borrower” and collectively the “Borrowers”), and with its address at 777 East Wisconsin Avenue, 18th Floor, Milwaukee, Wisconsin 53202.
FIRST AMENDMENT TO THE FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • August 14th, 2008 • Baird Funds Inc
THIS FIRST AMENDMENT dated as of August 12, 2008, to the Fund Accounting Servicing Agreement, dated as of August 15, 2005 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
AMENDED AND RESTATED SECURITIES LENDING AGREEMENT Customer AgreementSecurities Lending Agreement • April 28th, 2011 • Baird Funds Inc • Minnesota
THIS AMENDED AND RESTATED SECURITIES LENDING AGREEMENT, dated as of the ___day of ____, 2010 (the “Agreement”), amends and restates the previous securities lending agreement between U.S. Bancorp Asset Management, Inc., a Delaware corporation (now known as FAF Advisors, Inc. (“FAF Advisors”)), and Baird Funds, Inc., a Wisconsin corporation (“Baird Funds”), made in 2006 (the “Prior Agreement”), assigns the Prior Agreement from FAF Advisors, to U.S. Bank National Association, a national banking association (“U.S. Bank”), and is by and between U.S. Bank and Baird Funds, on behalf of each of its series identified in Exhibit A attached hereto (each such series hereinafter referred to as a separate “Customer”).
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • April 30th, 2009 • Baird Funds Inc
This Agreement is entered into as of the 1st day of January, 2009 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Baird LargeCap Fund (the “LargeCap Fund”) and the Baird MidCap Fund (the “MidCap Fund”); the LargeCap Fund and MidCap Fund are hereinafter referred to collectively as the “Funds” and individually as a “Fund”).
SEVENTH AMENDMENT TO THE CUSTODY AGREEMENTThe Custody Agreement • September 16th, 2015 • Baird Funds Inc
THIS SEVENTH AMENDMENT effective as of July 1, 2015, to the Custody Agreement, dated as of August 15, 2005, as amended August 12, 2008, August 31, 2010, March 1, 2012, July 1, 2012, December 31, 2013 and October 21, 2014 (the "Custody Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bank, N.A., a national banking association (the "Custodian").
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • November 30th, 2015 • Baird Funds Inc
This Agreement is entered into as of the 30th day of November, 2015 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Baird Small/Mid Cap Value Fund (the “SMID Value Fund” or the “Fund”).
BAIRD FUNDS, INC. INVESTMENT ADVISORY AGREEMENTInvestment Advisory Agreement • April 28th, 2022 • Baird Funds Inc • Wisconsin
THIS INVESTMENT ADVISORY AGREEMENT (the “Agreement”) is entered into as of the 12th day of December, 2021, between Baird Funds, Inc., a Wisconsin corporation (the “Corporation”), and Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the “Advisor”).
THIRD AMENDMENT TO THE AMENDED AND RESTATED FUND ACCOUNTING SERVICING AGREEMENTFund Accounting Servicing Agreement • April 27th, 2022 • Baird Funds Inc
THIS THIRD AMENDMENT effective as of September 1, 2021 to the Amended and Restated Fund Accounting Servicing Agreement, dated as July 30, 2018, (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
NINTH AMENDMENT TO THE FUND ADMINISTRATION SERVICING AGREEMENTFund Administration Servicing Agreement • April 4th, 2016 • Baird Funds Inc
THIS NINTH AMENDMENT effective as of May 1, 2016, to the Fund Administration Servicing Agreement, dated as of August 15, 2005, as amended August 12, 2008, August 31, 2010, March 1, 2012, July 1, 2012, December 31, 2013, October 21, 2014, July 1, 2015 and November 30, 2015 (the "Agreement"), is entered into by and among Robert W. Baird & Co. Incorporated, a Wisconsin corporation (the "Advisor"), Baird Funds, Inc., a Wisconsin corporation (the “Company”) and U.S. Bancorp Fund Services, LLC, a Wisconsin limited liability company ("USBFS").
SUBADVISORY AGREEMENT THIS SUBADVISORY AGREEMENT (the "Agreement") is entered into as ofthe 29th day of April, 2016 by and between Robert W. Baird & Co. Incorporated, a Wisconsin corporation ("Advisor"), and L2 Asset Management, LLC, a limited...Subadvisory Agreement • August 29th, 2016 • Baird Funds Inc • Wisconsin
SECURITIES LENDING AGREEMENT Customer AgreementSecurities Lending Agreement • April 27th, 2006 • Baird Funds Inc • Minnesota
AGREEMENT, made as of this _____ day of __________ 2006, by and between U.S. Bancorp Asset Management, Inc., a Delaware corporation (hereinafter referred to as “USBAM”), and Baird Funds, Inc. (“Baird Funds”) a Wisconsin corporation, on behalf of each respective series identified in Exhibit A attached hereto (each such series hereinafter referred to as a separate “Customer”).
EXPENSE CAP/REIMBURSEMENT AGREEMENTExpense Cap/Reimbursement Agreement • April 4th, 2016 • Baird Funds Inc
This Agreement is entered into as of the ______ day of _________ , 2016 between Robert W. Baird & Co. Incorporated (the “Advisor”) and Baird Funds, Inc. (the “Corporation”), on behalf of the Chautauqua Global Growth Fund and Chautauqua International Growth Fund (the “Funds”).
AMENDMENT TO ADMINISTRATION AGREEMENTAdministration Agreement • October 15th, 2013 • Baird Funds Inc
This Amendment to Administration Agreement is entered into this 23rd day of August, 2012, by and between Baird Funds, Inc., a Wisconsin corporation (the “Corporation”), and Robert W. Baird & Co. Incorporated (the “Administrator”). This Amendment amends the Administration Agreement dated September 29, 2000 by and between the Corporation and the Administrator, as amended on April 30, 2007 (the “Administration Agreement”).
