Apollo Investment Corp Sample Contracts

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2019 (August 6th, 2019)

• Continued to successfully execute portfolio repositioning strategy, including increasing exposure to core strategies(1) to 83% of the portfolio(2) as of the end of the quarter

Apollo Investment Corp – APOLLO INVESTMENT CORPORATION ARTICLES OF AMENDMENT Apollo Investment Corporation, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Pursuant to Section 2-105(a)(13) of the Maryland General Corporation Law (the “MGCL”), the charter of the Corporation is hereby amended by deleting the first two sentences of Section 5.1 of Article V in its entirety and inserting in place thereof the following: “The Corporation has authority to issue one hundred thirty million (130,000,000) shares of stock, consisting of one h (July 22nd, 2019)
Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter and Fiscal Year Ended March 31, 2019 (May 16th, 2019)

• Continued to successfully execute portfolio repositioning strategy increasing core assets (1) to 81% of the portfolio (2) as of the end of the quarter

Apollo Investment Corp – FEE OFFSET AGREEMENT APOLLO INVESTMENT CORPORATION (February 6th, 2019)

THIS AGREEMENT is hereby made as of January 16, 2019 (the “Agreement”) between Apollo Investment Corporation, a Maryland corporation (the “Company”), and Apollo Investment Management, L.P., a Delaware limited partnership (the “Adviser”).

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2018 Board of Directors Authorizes a New $50 Million Stock Repurchase Plan (February 6th, 2019)

• Continued to successfully execute portfolio repositioning strategy with core strategies(1) representing 80% of the portfolio(2) as of the end of the quarter

Apollo Investment Corp – APOLLO INVESTMENT CORPORATION ARTICLES OF AMENDMENT (December 3rd, 2018)

Apollo Investment Corporation, a Maryland corporation (the “Corporation”), hereby certifies to the State Department of Assessments and Taxation of Maryland that:

Apollo Investment Corp – AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of November 19, 2018 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK BANK OF MONTREAL as Syndication Agents (November 20th, 2018)
Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2018 Board of Directors Approves a One-for-Three Reverse Stock Split and Authorizes a New $50 Million Stock Repurchase Plan (October 30th, 2018)

• Continued to successfully execute portfolio repositioning strategy with core strategies(1) representing 78% of the portfolio(2) as of the end of the quarter

Apollo Investment Corp – THIRD AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P. (August 10th, 2018)

Third Amended and Restated Agreement made this 8th day of August 2018, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2018 (August 8th, 2018)

• Continued to successfully execute portfolio repositioning strategy, including increasing exposure to core strategies(1) to 80% of the portfolio(2) as of the end of the quarter

Apollo Investment Corp – SECOND AMENDED AND RESTATED INVESTMENT ADVISORY MANAGEMENT AGREEMENT BETWEEN APOLLO INVESTMENT CORPORATION AND APOLLO INVESTMENT MANAGEMENT, L.P. (May 18th, 2018)

Second Amended and Restated Agreement made this 17th day of May 2018, by and between APOLLO INVESTMENT CORPORATION, a Maryland corporation (the “Corporation”), and APOLLO INVESTMENT MANAGEMENT L.P., a Delaware limited partnership (the “Adviser”).

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter and Fiscal Year Ended March 31, 2018, Announces Executive Officer Appointments, and Announces Changes to Fee Structure (May 18th, 2018)

– Base Management Fee. Effective April 1, 2018, the base management fee has been permanently reduced from an annual rate of 2.0% of the Company’s gross assets to 1.5% of gross assets up to 1.0x debt-to-equity and to 1.0% of gross assets in excess of 1.0x debt-to-equity. The tiered management fee structure has been established as a result of the reduction in the Company’s applicable asset coverage test. (1) For purposes of calculating the base management fee, the definition of gross assets has been revised to exclude cash and cash equivalents.

Apollo Investment Corp – APOLLO INVESTMENT CORPORATION FIFTH AMENDED AND RESTATED BYLAWS (May 18th, 2018)
Apollo Investment Corp – SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (May 18th, 2018)

SECOND AMENDED AND RESTATED ADMINISTRATION AGREEMENT (this “Agreement”) made as of May 17, 2018 by and between Apollo Investment Corporation, a Maryland corporation (hereinafter referred to as the “Corporation”), and Apollo Investment Administration, LLC, a Delaware limited liability company, (hereinafter referred to as the “Administrator”).

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2017 (February 7th, 2018)

– Redeemed higher cost debt (1) which reduced overall funding costs by approximately 42 basis points and should contribute approximately $0.02 per share per year to net investment income. The extinguishment of the debt resulted in ($0.03) loss per share during the quarter

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter and Fiscal Year Ended March 31, 2017 (May 18th, 2017)

• Net leverage as of the end of the quarter was 0.55 x, compared to 0.66 x as of December 31, 2016 providing us with substantial investment capacity to execute our portfolio repositioning strategy

Apollo Investment Corp – AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of December 22, 2016 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK BANK OF AMERICA, N.A. as Syndication Agents JPMORGAN CHASE BANK, N.A. SUNTRUST ROBINSON HUMPHREY, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. as Joint Bookrunners and Joint Lead Arrangers (December 27th, 2016)

AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of December 22, 2016, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent (this “Agreement”).

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended September 30, 2015 (November 5th, 2015)

• Net investment activity before repayment was positive $124 million, and net investment activity after repayments was negative $75 million for the quarter

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended June 30, 2015 (August 6th, 2015)

• Net investment activity before repayment was positive $175 million, and net investment activity after repayments was negative $23 million for the quarter

Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter and Year Ended March 31, 2015 (May 19th, 2015)

• Net investment activity before repayment was positive $35 million, and net investment activity after repayments was negative $104 million for the quarter

Apollo Investment Corp – AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of April 24, 2015 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK BANK OF AMERICA, N.A. as Syndication Agents J.P. MORGAN SECURITIES LLC SUNTRUST ROBINSON HUMPHREY, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. as Joint Bookrunners and Joint Lead Arrangers (April 30th, 2015)

AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of April 24, 2015, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent (this “Agreement”).

Apollo Investment Corp – [Letterhead of Venable LLP] March 3, 2015 (March 3rd, 2015)

We have served as Maryland counsel to Apollo Investment Corporation, a Maryland corporation (the “Company”) and a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”), in connection with certain matters of Maryland law arising out of the registration by the Company of $350,000,000 aggregate principal amount of the Company’s 5.250% Senior Notes due 2025 (the “Notes”), covered by the above-referenced Registration Statement, and all amendments thereto (the “Registration Statement”), filed by the Company with the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “1933 Act”).

Apollo Investment Corp – FOURTH SUPPLEMENTAL INDENTURE between APOLLO INVESTMENT CORPORATION and as Trustee Dated as of March 3, 2015 FOURTH SUPPLEMENTAL INDENTURE (March 3rd, 2015)

THIS FOURTH SUPPLEMENTAL INDENTURE (this “Fourth Supplemental Indenture”), dated as of March 3, 2015, is between Apollo Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below) unless otherwise defined herein.

Apollo Investment Corp – [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] (March 3rd, 2015)
Apollo Investment Corp – Apollo Investment Corporation Reports Financial Results for the Quarter Ended December 31, 2014 (February 5th, 2015)

• Net investment activity before repayment was $165 million, and net investment activity after repayments was negative $90 million for the quarter

Apollo Investment Corp – AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of September 13, 2013 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK BANK OF AMERICA, N.A. as Syndication Agents J.P. MORGAN SECURITIES LLC SUNTRUST ROBINSON HUMPHREY, INC. MERRILL LYNCH, PIERCE, FENNER & SMITH INC. as Joint Bookrunners and Joint Lead Arrangers (September 19th, 2013)

AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of September 13, 2013, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent (this “Agreement”).

Apollo Investment Corp – [LETTERHEAD OF VENABLE LLP] June 17, 2013 (June 17th, 2013)

We have served as Maryland counsel to Apollo Investment Corporation, a Maryland corporation (the “Company”) and a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”), in connection with certain matters of Maryland law arising out of the registration by the Company of $135,000,000 aggregate principal amount of the Company’s 6.875% Senior Notes due 2043 (the “Notes”), covered by the above-referenced Registration Statement, and all amendments thereto (the “Registration Statement”), filed by the Company with the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “1933 Act”).

Apollo Investment Corp – [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] June 17, 2013 (June 17th, 2013)
Apollo Investment Corp – SECOND SUPPLEMENTAL INDENTURE between APOLLO INVESTMENT CORPORATION and as Trustee Dated as of June 17, 2013 SECOND SUPPLEMENTAL INDENTURE (June 17th, 2013)

THIS SECOND SUPPLEMENTAL INDENTURE (this “Second Supplemental Indenture”), dated as of June 17, 2013, is between Apollo Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).

Apollo Investment Corp – [LETTERHEAD OF VENABLE LLP] October 9, 2012 (October 9th, 2012)

We have served as Maryland counsel to Apollo Investment Corporation, a Maryland corporation (the “Company”) and a business development company under the Investment Company Act of 1940, as amended (the “1940 Act”), in connection with certain matters of Maryland law arising out of the registration by the Company of $150,000,000 aggregate principal amount of the Company’s 6.625% Senior Notes due 2042 (the “Notes”), covered by the above-referenced Registration Statement, and all amendments thereto (the “Registration Statement”), filed by the Company with the United States Securities and Exchange Commission (the “Commission”) under the Securities Act of 1933, as amended (the “1933 Act”).

Apollo Investment Corp – [Letterhead of Skadden, Arps, Slate, Meagher & Flom LLP] October 9, 2012 (October 9th, 2012)
Apollo Investment Corp – FIRST SUPPLEMENTAL INDENTURE between APOLLO INVESTMENT CORPORATION and as Trustee Dated as of October 9, 2012 FIRST SUPPLEMENTAL INDENTURE (October 9th, 2012)

THIS FIRST SUPPLEMENTAL INDENTURE (this “First Supplemental Indenture”), dated as of October 9, 2012, is between Apollo Investment Corporation, a Maryland corporation (the “Company”), and U.S. Bank National Association, as trustee (the “Trustee”). All capitalized terms used herein shall have the meaning set forth in the Base Indenture (as defined below).

Apollo Investment Corp – APOLLO INVESTMENT CORPORATION Issuer and U.S. Bank National Association Trustee Indenture Dated as of October 9, 2012 Providing for the Issuance of Debt Securities (October 9th, 2012)

INDENTURE, dated as of October 9, 2012, between APOLLO INVESTMENT CORPORATION, a Maryland corporation (hereinafter called the “Company”), having its principal office at 9 West 57th Street, 43rd Floor, New York, New York 10019, and U.S. Bank National Association, as Trustee (hereinafter called the “Trustee”), having its Corporate Trust Office at 100 Wall Street, 16th Floor, New York, New York 10005.

Apollo Investment Corp – AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (May 23rd, 2012)

This AMENDED AND RESTATED TRADEMARK LICENSE AGREEMENT (this “Agreement”), is entered into as of May 14, 2012 (the “Effective Date”), by and between Apollo Management Holdings, L.P., a Delaware limited partnership, having a principal place of business at 9 West 57th Street, New York, NY 10019 (“Licensor”), and Apollo Investment Corporation, a Maryland corporation, with offices at 9 West 57th Street, New York, NY 10019 (“Licensee” and, together with Licensor, each a “Party” and, collectively, the “Parties”).

Apollo Investment Corp – AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of May 23, 2012 between APOLLO INVESTMENT CORPORATION The LENDERS Party Hereto JPMORGAN CHASE BANK, N.A. as Administrative Agent SUNTRUST BANK, N.A. as Syndication Agent and BANK OF AMERICA, N.A. as Documentation Agent J.P. MORGAN SECURITIES LLC, as Sole Bookrunner and Sole Lead Arranger (May 23rd, 2012)

AMENDED AND RESTATED SENIOR SECURED REVOLVING CREDIT AGREEMENT dated as of May 23, 2012, between APOLLO INVESTMENT CORPORATION, the LENDERS party hereto, and JPMORGAN CHASE BANK, N.A., as Administrative Agent (this “Agreement”).