Axt Inc Sample Contracts

UNDERWRITING AGREEMENT
Underwriting Agreement • September 1st, 2000 • Axt Inc • Semiconductors & related devices • New York
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AXT, INC. AND
Rights Agreement • May 30th, 2001 • Axt Inc • Semiconductors & related devices • Delaware
EXHIBIT 10.16 ASSET PURCHASE AGREEMENT by and between DALIAN LUMING SCIENCE AND TECHNOLOGY GROUP CO., LTD.
Asset Purchase Agreement • November 13th, 2003 • Axt Inc • Semiconductors & related devices • California
RECITALS
Indemnity Agreement • March 17th, 1998 • American Xtal Technology • Delaware
UNDERWRITING AGREEMENT ----------------------
Underwriting Agreement • March 17th, 1998 • American Xtal Technology • New York
RECITALS
Credit Agreement • November 12th, 2002 • Axt Inc • Semiconductors & related devices
RECITALS
Credit Agreement • March 26th, 2002 • Axt Inc • Semiconductors & related devices
WITNESSETH:
Agreement and Plan of Merger • March 17th, 1998 • American Xtal Technology
AMONG AXT, INC. AND
Credit Agreement • February 26th, 2001 • Axt Inc • Semiconductors & related devices • California
EXHIBIT 10.15 REIMBURSEMENT AGREEMENT
Reimbursement Agreement • May 9th, 2003 • Axt Inc • Semiconductors & related devices • California
1 EXHIBIT 10.7 PURCHASE AND SALE AGREEMENT By and Between LIMAR REALTY CORP. #23
Purchase and Sale Agreement • May 11th, 1998 • American Xtal Technology • Semiconductors & related devices • California
AXT, INC. INDEMNIFICATION AGREEMENT
Indemnification Agreement • October 31st, 2014 • Axt Inc • Semiconductors & related devices • Delaware

This Indemnification Agreement (this “Agreement”) is dated as of _____ __, 20__ and is between AXT, Inc., a Delaware corporation (the “Company”), and __________ (“Indemnitee”).

AXT, INC.
Axt Inc • June 10th, 2003 • Semiconductors & related devices
AXT, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • March 7th, 2017 • Axt Inc • Semiconductors & related devices • New York

AXT, Inc., a Delaware corporation (the “Company”), proposes to issue and sell 4,615,385 shares (the “Firm Shares”) of the Company’s common stock, $.001 par value per share (the “Common Stock”), to you and to the several other Underwriters named in Schedule I hereto (collectively, the “Underwriters”), for whom you are acting as representative (the “Representative”). The Company has also agreed to grant to you and the other Underwriters an option (the “Option”) to purchase up to an additional 692,307 shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) (the “Option Shares”). The Firm Shares and the Option Shares are referred to collectively herein as the “Shares.”

AMONG AXT, INC. AND
Credit Agreement • September 1st, 2000 • Axt Inc • Semiconductors & related devices • California
RECITALS
Letter of Credit and Reimbursement Agreement • March 31st, 1999 • American Xtal Technology • Semiconductors & related devices • California
1 EXHIBIT 2.1 AGREEMENT AND PLAN OF REORGANIZATION
Agreement and Plan of Reorganization • June 14th, 1999 • American Xtal Technology • Semiconductors & related devices • California
Supplementary Agreement II to Capital Increase Agreement on Beijing Tongmei Xtal Technology Co., Ltd. Among Guangshuo Semiconductor Equipment (Shanghai) Co., Ltd., Beijing Tongmei Xtal Technology Co., Ltd. And AXT, INC. January 2021
Supplementary Agreement • March 15th, 2024 • Axt Inc • Semiconductors & related devices

The Supplementary Agreement II to the Capital Increase Agreement (hereinafter referred to as the “Agreement”) is made and entered into by and among the Parties below in Beijing on [DD] [MM], 2021.

SUPPLY AGREEMENT
Supply Agreement • January 5th, 2009 • Axt Inc • Semiconductors & related devices • London

This SUPPLY AGREEMENT (“Agreement”) is made as of this 31st day of December, 2008 but effective as of January 1, 2009 (“Effective Date”), by and between:

Capital Increase Agreement on Beijing Tongmei Xtal Technology Co., Ltd. Among Guangshuo Semiconductor Equipment (Shanghai) Co., Ltd., Beijing Tongmei Xtal Technology Co., Ltd. and AXT, INC. January 2021
Capital Increase Agreement • March 15th, 2024 • Axt Inc • Semiconductors & related devices

This CAPITAL INCREASE AGREEMENT (hereinafter referred to as the “Agreement”) is entered into as of [DD] [MM], 2021 in Beijing by and among:

Supplementary Agreement to Capital Increase Agreement on Beijing Tongmei Xtal Technology Co., Ltd. Among Guangshuo Semiconductor Equipment (Shanghai) Co., Ltd., Beijing Tongmei Xtal Technology Co., Ltd. and AXT, INC. January 2021
Supplementary Agreement • March 15th, 2024 • Axt Inc • Semiconductors & related devices

The Supplementary Agreement to the Capital Increase Agreement (hereinafter referred to as the “Supplementary Agreement”) is entered into as of [DD] [MM], 2021 in Beijing by and among:

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AMERICAN XTAL TECHNOLOGY, INC. STOCK OPTION AGREEMENT
Stock Option Agreement • September 9th, 2005 • Axt Inc • Semiconductors & related devices • California

American Xtal Technology, Inc. has granted to the individual (the “Optionee”) named in the Notice of Grant of Stock Options (the “Notice”) to which this Stock Option Agreement (the “Option Agreement”) is attached an option (the “Option”) to purchase certain shares of Stock upon the terms and conditions set forth in the Notice and this Option Agreement. The Option has been granted pursuant to and shall in all respects be subject to the terms and conditions of the American Xtal Technology, Inc. 1997 Stock Option Plan (the “Plan”), as amended to the Date of Option Grant, the provisions of which are incorporated herein by reference. By signing the Notice, the Optionee: (a) represents that the Optionee has read and is familiar with the terms and conditions of the Notice, the Plan and this Option Agreement, including the Effect of Termination of Service set forth in Section 7, (b) accepts the Option subject to all of the terms and conditions of the Notice, the Plan and this Option Agreement,

FIRST AMENDMENT TO CREDIT AGREEMENT AND WAIVER
Credit Agreement and Waiver • March 23rd, 2021 • Axt Inc • Semiconductors & related devices • California

This FIRST AMENDMENT TO CREDIT AGREEMENT AND WAIVER (this "Amendment"), dated as of February 5, 2020, is entered into by and between AXT, INC., a Delaware corporation ("Borrower"), and WELLS FARGO BANK, NATIONAL ASSOCIATION ("Bank").

PURCHASE AND SALE AGREEMENT
Purchase and Sale Agreement • February 20th, 2008 • Axt Inc • Semiconductors & related devices • California

THIS PURCHASE AND SALE AGREEMENT (this “Agreement”) is made as of this 19th day of February, 2008 (the “Execution Date”), by and between AXT, Inc., a Delaware corporation (“Seller”), and Car West Auto Body, Inc, a California corporation, or its assignee pursuant to Section 14.1 (“Buyer”).

SUPPLY AGREEMENT
Supply Agreement • February 2nd, 2010 • Axt Inc • Semiconductors & related devices

This SUPPLY AGREEMENT (“Agreement”) is made as of this 29th day of January 2010 and effective as of January 1, 2010 (“Effective Date”), by and between:

5,750,000 Shares* AXT, INC. Common Stock UNDERWRITING AGREEMENT
Underwriting Agreement • December 15th, 2006 • Axt Inc • Semiconductors & related devices • New York

AXT, Inc., a Delaware corporation (the "Company"), proposes to issue and sell 5,750,000 shares (the "Firm Shares") of the Company's Common Stock, $0.001 par value per share (the "Common Stock"), to you (the "Underwriter"). The Company has also agreed to grant to you an option (the "Option") to purchase up to an additional 862,500 shares of Common Stock, on the terms and for the purposes set forth in Section 1(b) (the "Option Shares"). The Firm Shares and the Option Shares are referred to collectively herein as the "Shares."

SEPARATION AGREEMENT AND GENERAL RELEASE OF CLAIMS
Separation Agreement • April 20th, 2009 • Axt Inc • Semiconductors & related devices • California
PURCHASE AND SALE AGREEMENT
Purchase and Sale Agreement • October 25th, 2007 • Axt Inc • Semiconductors & related devices • California
UBS Bank USA Variable Credit Line Account Number: (if applicable) 5V 66301 FG Fixed Credit Line Account Number: (if applicable)
Axt Inc • March 15th, 2012 • Semiconductors & related devices

Collateral Account(s) at UBS Financial Services Inc. Insert the information below for each UBS financial Services Inc. account to be pledged to secure the Borrower's credit line. Full Collateral (Securities) Account Title Branch Account Number FA# 1) AXT INC FG 09583 SM 2) 3) 4) 5) 6)

July 10, 2017 Dr. Wilson Lin Carlsbad, California, 92011 Dear Wilson,
Axt Inc • August 22nd, 2017 • Semiconductors & related devices • California

We are very excited to have you join the AXT team and we look forward to working with you. This letter confirms our offer of employment with AXT, Inc. (“AXT”).

CONSULTING AGREEMENT
Consulting Agreement • May 20th, 2015 • Axt Inc • Semiconductors & related devices • California

THIS CONSULTING AGREEMENT (“Agreement”) is entered into as of the 15th day of May, 2015, between AXT, Inc., a Delaware Corporation, (“AXT” or the “Company”), with its principal place of business located at 4281 Technology Drive, Fremont, California, and Davis Zhang an individual, residing at 13612 Vaquero Court, Saratoga, California 95070 (“Zhang”) (collectively, the “Parties”).

AXT LETTERHEAD]
Axt Inc • March 5th, 2007 • Semiconductors & related devices • California

In this letter (the “Agreement”) we are entering into an agreement between AXT, Inc., a Delaware corporation (“AXT” or “the Company”) and Recapture Metals Limited (“Recapture”), regarding the purchase by the Company of 7N gallium metal (the “Gallium”) from Recapture during calendar years 2007 and 2008. This letter sets forth the terms and conditions of the Company’s agreement to purchase the Gallium, and supercedes any and all prior verbal and written agreements or expressions of interest from the Company concerning the subject matter hereof.

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