INVESTMENT ADVISORY AGREEMENT between RENAISSANCE CAPITAL GREENWICH FUNDS and RENAISSANCE CAPITAL CORPORATIONInvestment Advisory Agreement • October 31st, 1997 • Renaissance Funds • Delaware
KL2:175836.1 -6- KL2:175836.1 FORM OF DISTRIBUTION AGREEMENTRenaissance Funds • October 31st, 1997
CUSTODY AGREEMENTCustody Agreement • February 18th, 2004 • Renaissance Funds • New York
AGREEMENT, dated as of February 2 , 2004 between Renaissance Capital Greenwich Funds , a business trust organized and existing under the laws of the State of Delaware having its principal office and place of business at Two Greenwich Plaza, Greenwich, CT 06830 (the “Fund”) and The Bank of New York, a New York corporation authorized to do a banking business having its principal office and place of business at One Wall Street, New York, New York 10286 (“Custodian”).
MUTUAL FUNDS SERVICE AGREEMENTMutual Funds Service Agreement • October 31st, 1997 • Renaissance Funds • New York
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • August 30th, 2013 • Renaissance Capital Greenwich Funds • Massachusetts
THIS AGREEMENT is made as of the ____ day of September, 2013, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 (“State Street” or the “Transfer Agent”), and Renaissance Capital Greenwich Funds, a Delaware business trust having its principal office and place of business at 165 Mason Street, Greenwich, Connecticut 06830 (the “Trust”).
FUND ADMINISTRATION AND COMPLIANCE SERVICE AGREEMENT between RENAISSANCE CAPITAL GREENWICH FUNDS andService Agreement • February 18th, 2004 • Renaissance Funds • New York
Transfer Agency Service Agreement betweenTransfer Agency Service Agreement • February 18th, 2004 • Renaissance Funds • New York
AGREEMENT made this 2nd day of February 2004, by and between the Renaissance Capital Greenwich Funds, a Delaware business trust, having its principal office and place of business at Two Greenwich Plaza, Greenwich, CT 06830 (the “Trust”), and Gemini Fund Services, LLC., a Nebraska limited liability company having its principal office at 150 Motor Parkway, Hauppauge, NY 11788 (“GFS”).
FUND ACCOUNTING SERVICE AGREEMENT betweenService Agreement • February 18th, 2004 • Renaissance Funds • New York
AGREEMENT made as of the 2nd day of February 2004 by and between the Renaissance Capital Greenwich Funds, a Delaware business trust, having its principal office and place of business at Two Greenwich Plaza, Greenwich, CT 06830 (the “Trust”), and Gemini Fund Services LLC, a Nebraska limited liability company having its principal office and place of business at the Hauppauge Corporate Center, 150 Motor Parkway, Suite 205, Hauppauge, New York 11788 (“GFS”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2021 • Renaissance Capital Greenwich Funds • Delaware
This Distribution Agreement (the “Agreement”) is made this 27th day of August 2013, by and between Renaissance Capital Greenwich Funds, a Delaware statutory trust (the “Trust”) having its principal place of business at 165 Mason Street, Greenwich, CT 06830, and Foreside Fund Services, LLC, a Delaware limited liability company (the “Distributor”) having its principal place of business at Three Canal Plaza, Suite 100, Portland, ME 04101.
KL2:175840.1 FORM OF SHAREHOLDER SERVICING AGREEMENTRenaissance Funds • October 31st, 1997 • Delaware
INVESTMENT ADVISORY AGREEMENT between RENAISSANCE CAPITAL GREENWICH FUNDS andInvestment Advisory Agreement • January 28th, 2016 • Renaissance Capital Greenwich Funds • Delaware
AGREEMENT made as of the 10th day of October, 1997, by and between Renaissance Capital Greenwich Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the "Trust"), and Renaissance Capital LLC, a Delaware corporation (the "Adviser").
RENAISSANCE CAPITAL GREENWICH FUNDS AUTHORIZED PARTICIPANT AGREEMENTAuthorized Participant Agreement • August 30th, 2013 • Renaissance Capital Greenwich Funds • Delaware
This Authorized Participant Agreement (the “Agreement”) is entered into by and between Foreside Fund Services, LLC (the “Distributor”) and [ ] (the “Participant”) and is subject to acceptance by ____________________ (the “Index Receipt Agent”) as index receipt agent for Renaissance Capital Greenwich Funds (the “Trust”).
DOMESTIC CUSTODY AGREEMENT Renaissance Capital Greenwich Funds To: The Chase Manhattan Bank Institutional Client Services 4 New York Plaza New York, New York 10004 Gentlemen: We are a company registered under the Investment Company Act of 1940, as...Domestic Custody Agreement • October 31st, 1997 • Renaissance Funds • New York
ADMINISTRATION AGREEMENTAdministration Agreement • August 30th, 2013 • Renaissance Capital Greenwich Funds • Massachusetts
This Administration Agreement (“Agreement”) dated and effective as of September [__], 2013, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the “Administrator”), and Renaissance Capital Greenwich Funds, a Delaware trust (the “Trust”).
continued) KL2:175839.1 KL2:175839.1 RENAISSANCE CAPITAL GREENWICH FUNDS SELECTED DEALER AGREEMENT AGREEMENT made this ____________ day of ________, 19____, between _________________, a corporation organized under the laws of the State of _________...Renaissance Funds • October 31st, 1997
CUSTODIAN AGREEMENTCustodian Agreement • August 30th, 2013 • Renaissance Capital Greenwich Funds • Massachusetts
This Agreement is made as of September [__], 2013 by and between RENAISSANCE CAPITAL GREENWICH FUNDS, a business trust organized and existing under the laws of Delaware (the “Fund”), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the “Custodian”).
Re: Expense Limitation Agreement and advisory fee waiverRenaissance Capital Greenwich Funds • January 27th, 2017
This Agreement shall be effective as of October 1, 2016 and shall remain in effect until January 31, 2018, and shall continue in effect thereafter for additional periods provided that such continuance is specifically approved at least annually by a majority of the Trustees of the Fund and separately by a majority of the Trustees of the Fund who are not “interested persons” (as defined by the Investment Company Act of 1940, as amended).
SECOND AMENDMENT TO RENAISSANCE CAPITAL GREENWICH FUNDS DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2016 • Renaissance Capital Greenwich Funds
This Second Amendment (the "Amendment") to the Distribution Agreement dated as of August 27, 2013 (the "Agreement ") as amended from time to time, by and between Renaissance Capital Greenwich Funds, a Delaware statutory trust (the "Trust") and Foreside Fund Services, LLC, a Delaware limited liability company (the "Distributor") is entered into as of August 14, 2014 (the "Effective Date").
continued) KL2:190040.1 FORM OF INVESTMENT LETTER [____________ LETTERHEAD] _________, 1997 Renaissance Capital Greenwich Funds 325 Greenwich Avenue Greenwich, Conneticut 06830 Ladies/Gentlemen: ______________________ ("___") hereby offers to purchase...Renaissance Funds • October 31st, 1997
______________________ ("___") hereby offers to purchase ______ shares The IPO Plus Aftermarket Fund (the "Seed Capital Shares"). This letter will confirm that ____ is purchasing the Seed Capital Shares for its own account for investment purposes only and not with a view to reselling or otherwise distributing such shares.
Distribution AgreementDistribution Agreement • January 28th, 2022 • Renaissance Capital Greenwich Funds
THIS DISTRIBUTION AGREEMENT (“Agreement”), effective as of the closing of the Transaction (as defined below) (the “Closing Date”), is by and between Foreside Fund Services, LLC (the “Distributor”) and Renaissance Capital Greenwich Funds (“Fund Company”).
AMENDMENT TO CUSTODY AGREEMENTCustody Agreement • January 28th, 2020 • Renaissance Capital Greenwich Funds
This Amendment, effective as of January 2, 2020 (the “Amendment”), is entered into by and between, State Street Bank and Trust Company, (the “Custodian”) and Renaissance Capital Greenwich Funds, a business trust organized and existing under the laws of Delaware (the “Fund”).
CUSTODIAN AGREEMENTCustodian Agreement • October 1st, 2014 • Renaissance Capital Greenwich Funds • Massachusetts
This Agreement is made as of September 3, 2013 by and between RENAISSANCE CAPITAL GREENWICH FUNDS, a business trust organized and existing under the laws of Delaware (the "Fund''), and STATE STREET BANK and TRUST COMPANY, a Massachusetts trust company (the "Custodian").
FIRST AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN RENAISSANCE CAPITAL GREENWICH FUNDS, ON BEHALF OF ITS SERIES AS LISTED ON SCHEDULE B AND STATE STREET BANK AND TRUST COMPANYLending Authorization Agreement • January 28th, 2020 • Renaissance Capital Greenwich Funds • Massachusetts
This First Amendment (this “Amendment”) dated as of September 30, 2014 is between Renaissance Capital Greenwich Funds, on behalf of its series as listed on Schedule B, severally and not jointly (each, a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, acting either directly or through any affiliates or subsidiaries (collectively, “State Street”).
August 12, 2011Renaissance Capital Greenwich Funds • January 27th, 2012
Re: Expense Limitation Agreement and Advisory Fee WaiverRenaissance Capital Greenwich Funds • January 26th, 2018
This Agreement shall be effective as of January 31, 2018 and shall remain in effect until January 31, 2019, and shall automatically renewal upon the effective date of the annual update to the Fund’s registration statement and annually from year to year on the effective date of each subsequent annual update to the Fund’s registration statement, until such time as the Adviser provides written notice of non-renewal to the Trust. Any notice of non-renewal of this Agreement shall be prospective only, and shall not affect any party’s existing obligations under this Agreement.
Distribution AgreementDistribution Agreement • January 26th, 2018 • Renaissance Capital Greenwich Funds
THIS DISTRIBUTION AGREEMENT (“Agreement”) is by and between Foreside Fund Services, LLC (the “Distributor”) and Renaissance Capital Greenwich Funds (“Fund Company”).
ADMINISTRATION AGREEMENTAdministration Agreement • October 1st, 2014 • Renaissance Capital Greenwich Funds • Massachusetts
This Administration Agreement ("Agreement") dated and effective as of September 3, 2013, is by and between State Street Bank and Trust Company, a Massachusetts trust company (the "Administrator"), and Renaissance Capital Greenwich Funds, a Delaware trust (the "Trust").
INVESTMENT ADVISORY AGREEMENT between RENAISSANCE CAPITAL GREENWICH FUNDS and RENAISSANCE CAPITAL LLCInvestment Advisory Agreement • August 30th, 2013 • Renaissance Capital Greenwich Funds • Delaware
AGREEMENT made as of the 10th day of October, 1997, by and between Renaissance Capital Greenwich Funds, a Delaware business trust which may issue one or more series of shares of beneficial interest (the "Trust"), and Renaissance Capital LLC, a Delaware corporation (the "Adviser").
Expense Limitation Agreement and advisory fee waiverRenaissance Capital Greenwich Funds • January 28th, 2014
This Agreement shall be effective as of October 1, 2013 and shall remain in effect until January 31, 2015, and shall continue in effect thereafter for additional periods provided that such continuance is specifically approved at least annually by a majority of the Trustees of the Fund and separately by a majority of the Trustees of the Fund who are not “interested persons” (as defined by the Investment Company Act of 1940, as amended).
November 10, 2015 Renaissance Capital Greenwich Funds Global IPO FundRenaissance Capital Greenwich Funds • January 28th, 2016
Re: Expense Limitation Agreement and advisory fee waiverRenaissance Capital Greenwich Funds • January 23rd, 2015
This Agreement shall be effective as of October 1, 2014 and shall remain in effect until January 31, 2016, and shall continue in effect thereafter for additional periods provided that such continuance is specifically approved at least annually by a majority of the Trustees of the Fund and separately by a majority of the Trustees of the Fund who are not “interested persons” (as defined by the Investment Company Act of 1940, as amended).
THIRD AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN RENAISSANCE CAPITAL GREENWICH FUNDS, ON BEHALF OF ITS SERIES AS LISTED ON SCHEDULE B AND STATE STREET BANK AND TRUST COMPANYLending Authorization Agreement • January 28th, 2020 • Renaissance Capital Greenwich Funds • Massachusetts
This Third Amendment (this “Amendment”) dated as of January 10, 2020 is between Renaissance Capital Greenwich Funds, on behalf of its series as listed on Schedule B, severally and not jointly (each, a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, acting either directly or through any affiliates or subsidiaries (collectively, “State Street”).
DISTRIBUTION AGREEMENTDistribution Agreement • January 28th, 2016 • Renaissance Capital Greenwich Funds
This Distribution Agreement (the “Agreement”) is made this 10th day of November, 2015 by and between Renaissance Capital Greenwich Funds (the “Trust”) and Renaissance Capital Investments, Inc. (the “Distributor”), an affiliated entity of Renaissance Capital LLC, Advisor to the Trust (the “Advisor”).
SECOND AMENDMENT TO SECURITIES LENDING AUTHORIZATION AGREEMENT BETWEEN RENAISSANCE CAPITAL GREENWICH FUNDS, ON BEHALF OF ITS SERIES AS LISTED ON SCHEDULE B AND STATE STREET BANK AND TRUST COMPANYLending Authorization Agreement • January 28th, 2020 • Renaissance Capital Greenwich Funds • Massachusetts
This Second Amendment (this “Amendment”) dated as of September 15, 2016 is between Renaissance Capital Greenwich Funds, on behalf of its series as listed on Schedule B, severally and not jointly (each, a “Fund” and collectively, the “Funds”), and State Street Bank and Trust Company, acting either directly or through any affiliates or subsidiaries (collectively, “State Street”).
TRANSFER AGENCY AND SERVICE AGREEMENTTransfer Agency and Service Agreement • October 1st, 2014 • Renaissance Capital Greenwich Funds • Massachusetts
THIS AGREEMENT is made as of the 3rd day of September, 2013, by and between STATE STREET BANK AND TRUST COMPANY, Massachusetts trust company having its principal office and place of business at One Lincoln Street, Boston, Massachusetts 02111 ("State Street" or the "Transfer Agent"), and Renaissance Capital Greenwich Funds, a Delaware business trust having its principal office and place of business at 165 Mason Street, Greenwich, Connecticut 06830 (the "Trust").
