Carver Bancorp Inc Sample Contracts

BETWEEN
Agreement and Plan of Merger • March 16th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered • New York
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EXHIBIT 4.1 GUARANTEE AGREEMENT BY AND BETWEEN CARVER BANCORP, INC.
Guarantee Agreement • November 14th, 2003 • Carver Bancorp Inc • Savings institution, federally chartered • New York
W I T N E S S E T H : ---------------------
Employment Agreement • June 29th, 2001 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXHIBIT 10.13 SECURITIES PURCHASE AGREEMENT dated January 11, 2000
Securities Purchase Agreement • July 14th, 2000 • Carver Bancorp Inc • Savings institution, federally chartered • New York
TRUST AGREEMENT
Trust Agreement • June 29th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered
CARVER BANCORP, INC., AS ISSUER INDENTURE DATED AS OF SEPTEMBER 17, 2003 U.S. BANK NATIONAL ASSOCIATION, AS TRUSTEE
Indenture • November 14th, 2003 • Carver Bancorp Inc • Savings institution, federally chartered • New York
EXHIBIT 2.1 AGREEMENT AND PLAN OF MERGER
Agreement and Plan of Merger • April 6th, 2006 • Carver Bancorp Inc • Savings institution, federally chartered • New York
WITNESSETH:
Employment Agreement • June 30th, 1997 • Carver Bancorp Inc • Savings institution, federally chartered • New York
WITNESSETH
Employment Agreement • June 29th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered
WITNESSETH:
Employment Agreement • July 1st, 2002 • Carver Bancorp Inc • Savings institution, federally chartered • New York
SECURITIES PURCHASE AGREEMENT by and between THE UNITED STATES DEPARTMENT OF THE TREASURY and CARVER BANCORP, INC. Dated as of August 6, 2020
Securities Purchase Agreement • August 6th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered • New York

THIS SECURITIES PURCHASE AGREEMENT (as amended, supplemented or otherwise modified from time to time, this “Agreement”) is dated as of August 6, 2020, and is entered into by and between the United States Department of the Treasury (the “Seller”) and Carver Bancorp, Inc., a Delaware corporation (the “Company”).

AGREEMENT
Agreement and General • February 3rd, 2005 • Carver Bancorp Inc • Savings institution, federally chartered • New York
1 EXHIBIT 10.14 REGISTRATION RIGHTS AGREEMENT Dated January 11, 2000
Registration Rights Agreement • July 14th, 2000 • Carver Bancorp Inc • Savings institution, federally chartered • New York
SECTION 1. EMPLOYMENT. ----------
Bank Employment Agreement • June 29th, 2001 • Carver Bancorp Inc • Savings institution, federally chartered • New York
Stock Option
Equity Incentive Plan • November 19th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered

This stock option agreement (“Option” or “Agreement”) is and will be subject in every respect to the provisions of the 2014 Equity Incentive Plan (the “Plan”) of Carver Bancorp, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a stock option pursuant to the Plan. The holder of this Option (the “Participant”) hereby accepts this Option, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Board will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Capitalized terms used herein but not defined will have the same meaning as in the Plan.

PERFORMANCE COMPENSATION PLAN OF CARVER BANCORP, INC. INCENTIVE AWARD AGREEMENT
Incentive Award Agreement • July 18th, 2007 • Carver Bancorp Inc • Savings institution, federally chartered • New York

This Incentive Award Agreement (“Agreement”) is intended to set forth the terms and conditions on which a Incentive Award, consisting of certain cash payments, has been granted under the Performance Compensation Plan of Carver Bancorp, Inc. (“Plan”). Set forth below are the specific terms and conditions applicable to this Incentive Award. Attached as Exhibit A is a copy of the Plan.

EXHIBIT 4.2 CARVER BANCORP, INC. MANAGEMENT RECOGNITION PLAN PLAN SHARE AGREEMENT
Plan Plan Share Agreement • February 26th, 2004 • Carver Bancorp Inc • Savings institution, federally chartered • New York
AGREEMENT BY AND BETWEEN Carver Federal Savings Bank New York, New York and
Agreement by And • May 27th, 2016 • Carver Bancorp Inc • Savings institution, federally chartered

Carver Federal Savings Bank, New York, New York ("Bank") and the Comptroller of the Currency of the United States of America ("Comptroller" or "OCC") wish to protect the interests of the depositors, other customers, and shareholders of the Bank, and, toward that end, wish the Bank to operate safely and soundly and in accordance with all applicable laws, rules and regulations.

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Contract of Sale Between CARVER FEDERAL SAVINGS BANK F/K/A CARVER FEDERAL SAVINGS AND LOAN ASSOCIATION (“Seller”) and CHOMPOL LLC (“Purchaser”) dated December 13, 2017 Premises:
Contract of Sale • February 21st, 2018 • Carver Bancorp Inc • Savings institution, federally chartered

CONTRACT OF SALE (“Contract”) dated December 13, 2017 between Carver Federal Savings Bank f/k/a Carver Federal Savings and Loan Association (“Seller”), with offices located at 75 West 125th Street, New York, New York, and CHOMPOL LLC, a limited liability company (“Purchaser”), having an office c/o Gatsby Enterprises, LLC, 347 5th Avenue, Suite 300, New York, New York 10016.

STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and Wells Fargo Central Pacific Holdings, Inc. dated as of February 1, 2021
Stock Purchase Agreement • February 1st, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware

THIS AGREEMENT (this “Agreement”) is made and entered into as of the 1st day of February, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and Wells Fargo Central Pacific Holdings, Inc., a Delaware corporation (the “Investor”).

WITNESSETH:
Holding Company Employment Agreement • June 30th, 1997 • Carver Bancorp Inc • Savings institution, federally chartered • New York
FIRST AMENDMENT TO THE EMPLOYMENT AGREEMENT ENTERED INTO AS OF JUNE 1, 1999 BETWEEN CARVER BANCORP, INC. AND DEBORAH C. WRIGHT
Employment Agreement • February 17th, 2009 • Carver Bancorp Inc • Savings institution, federally chartered

Carver Bancorp, Inc., a corporation organized and existing under the laws of the state of Delaware (the “Corporation”) has entered into an Employment Agreement as of June 1, 1999 (the “Agreement”) with Deborah C. Wright (“Wright”), whereby Wright is employed as President and Chief Executive Officer of the Corporation. The Corporation and Wright now desire to amend the Agreement by adding a Section 32 to comply with the provisions of the Capital Purchase Program of the Troubled Asset Relief Program (“TARP”) of the Emergency Economic Stabilization Act of 2008 to read as follows:

STOCKHOLDER RIGHTS AGREEMENT
Stockholder Rights Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered

This Stockholder Rights Agreement (this “Agreement”) is made and entered into as of June 29, 2011, by and among Carver Bancorp, Inc., a Delaware corporation (the “Company”), and the several purchasers signatory hereto (each a “Purchaser” and collectively, the “Purchasers”).

PREFERRED STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and J.P. Morgan Chase Community Development Corporation dated as of September 27, 2021
Preferred Stock Purchase Agreement • September 30th, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware

THIS AGREEMENT (this “Agreement”) is made and entered into as of the 27th day of September, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and J.P. Morgan Chase Community Development Corporation, a Delaware corporation (the “Investor”).

EXCHANGE AGREEMENT by and between CARVER BANCORP, INC. and THE UNITED STATES DEPARTMENT OF THE TREASURY
Exchange Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered • New York

EXCHANGE AGREEMENT, dated as of June 29, 2011 (this “Agreement”) by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and the United States Department of the Treasury (the “Investor”). All capitalized terms used herein and not otherwise defined shall have the respective meanings ascribed to them in the Exchange Agreement.

STOCK PURCHASE AGREEMENT
Stock Purchase Agreement • July 6th, 2011 • Carver Bancorp Inc • Savings institution, federally chartered • New York

This Stock Purchase Agreement (this “Agreement”) is dated as of June 28, 2011, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and ____________, a __________ corporation (together with its successors and assigns, the “Purchaser”).

EMPLOYMENT AGREEMENT
Employment Agreement • September 16th, 2024 • Carver Bancorp Inc • Savings institution, federally chartered • New York

This Employment Agreement (the “Agreement”) is made and entered into effective as of the 1st day of November, 2024 (the “Effective Date”) by and among Carver Bancorp, Inc., a Delaware corporation (the “Company”), Carver Federal Savings Bank, a federally chartered savings bank (the “Bank”) and wholly-owned subsidiary of the Company, and Donald Felix (the “Executive”). References to the “Bank” shall refer to both the Bank and the Company except where context indicates otherwise.

Restricted Stock Award Agreement
Restricted Stock Award Agreement • November 19th, 2020 • Carver Bancorp Inc • Savings institution, federally chartered • New York

This restricted stock award agreement (“Restricted Stock Award” or “Agreement”) is subject to the provisions of the 2014 Equity Incentive Plan (the “Plan”) of Carver Bancorp, Inc. (the “Company”) which are incorporated herein by reference and made a part hereof, subject to the provisions of this Agreement. A copy of the Plan has been provided to each person granted a Restricted Stock Award pursuant to the Plan. The holder of this Restricted Stock Award (the “Participant”) hereby accepts this Restricted Stock Award, subject to all the terms and provisions of the Plan and this Agreement, and agrees that all decisions under and interpretations of the Plan and this Agreement by the Committee appointed to administer the Plan (“Committee”) or the Company's Board of Directors will be final, binding and conclusive upon the Participant and the Participant’s heirs, legal representatives, successors and permitted assigns. Except where the context otherwise requires, the term “Company” will includ

STOCK PURCHASE AGREEMENT by and between Carver Bancorp, Inc. and J.P. Morgan Chase Community Development Corporation dated as of February 16, 2021
Stock Purchase Agreement • February 22nd, 2021 • Carver Bancorp Inc • Savings institution, federally chartered • Delaware

THIS AGREEMENT (this “Agreement”) is made and entered into as of the 16th day of February, 2021, by and between Carver Bancorp, Inc., a Delaware corporation (the “Company”), and J.P. Morgan Chase Community Development Corporation, a Delaware corporation (the “Investor”).

BANK EMPLOYMENT AGREEMENT
Bank Employment Agreement • April 22nd, 2015 • Carver Bancorp Inc • Savings institution, federally chartered • New York

This EMPLOYMENT AGREEMENT (“Agreement”) is made and entered into as of January 1, 2015, by and between CARVER FEDERAL SAVINGS BANK, a savings bank organized and operating under the federal laws of the United States and having an office at 75 West 125th Street, New York, New York 10027 (“Bank”) and MICHAEL T. PUGH, an individual (“Executive”). For purposes of this Agreement, Carver Bancorp, Inc. will be referred to as (the “Holding Company”).

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