PHOENIX DUFF & PHELPS INSTITUTIONAL MUTUAL FUNDS SUBADVISORY AGREEMENT PHOENIX DUFF & PHELPS INSTITUTIONAL MUTUAL FUNDS SUBADVISORY AGREEMENT ---------------------Phoenix Duff & Phelps Institutional Mutual Funds • April 25th, 2003 • Massachusetts
Exhibit d.1Investment Advisory Agreement • April 25th, 2003 • Phoenix Duff & Phelps Institutional Mutual Funds • Connecticut
Exhibit 5(c) FORM OF INVESTMENT ADVISORY AGREEMENT THIS AGREEMENT made effective as of the ___ day of April, 1997 by and between Phoenix Duff & Phelps Institutional Mutual Funds (the "Trust"), a Massachusetts business trust authorized to issue share...Investment Advisory Agreement • February 11th, 1997 • Phoenix Duff & Phelps Institutional Mutual Funds • Massachusetts
SUBADVISORY AGREEMENT PHOENIX INSTITUTIONAL MUTUAL FUNDS PHOENIX INSTITUTIONAL BOND FUND PHOENIX LOW-DURATION CORE PLUS BOND FUND SUBADVISORY AGREEMENT ---------------------Subadvisory Agreement • April 23rd, 2007 • Phoenix Institutional Mutual Funds • Delaware
FIRST AMENDMENT --------------- TO AMENDED AND RESTATED ----------------------- INVESTMENT ADVISORY AGREEMENT -----------------------------Investment Advisory Agreement • December 16th, 2005 • Phoenix Institutional Mutual Funds
Exhibit 5(a) Investment Advisory AgreementInvestment Advisory Agreement • February 2nd, 1996 • Phoenix Duff & Phelps Institutional Mutual Funds • Massachusetts
UNDERWRITING AGREEMENT THIS AGREEMENT made as of this 19th day of November, 1997, by and between Phoenix Duff & Phelps Institutional Mutual Funds, a Massachusetts business trust having a place of business located at 101 Munson Street, Greenfield,...Underwriting Agreement • April 28th, 1998 • Phoenix Duff & Phelps Institutional Mutual Funds • Connecticut
FIRST AMENDMENT TO TRANSFER AGENCY AND SERVICE AGREEMENT FIRST AMENDMENT TO THE TRANSFER AGENCY AND SERVICE AGREEMENTAgency and Service Agreement • March 9th, 2006 • Phoenix Institutional Mutual Funds
DEFERRED COMPENSATION AGREEMENTDeferred Compensation Agreement • December 16th, 2005 • Phoenix Institutional Mutual Funds
EXHIBIT e.2Sales Agreement • December 16th, 2005 • Phoenix Institutional Mutual Funds • Connecticut
Ed-99.B8(b) [CHASE LOGO]Global Custody Agreement • February 28th, 1996 • Phoenix Duff & Phelps Institutional Mutual Funds • New York
SECOND AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENT SECOND AMENDMENT TO AMENDED AND RESTATED FINANCIAL AGENT AGREEMENTFinancial Agent Agreement • April 25th, 2003 • Phoenix Duff & Phelps Institutional Mutual Funds
THIS AMENDMENT made effective as of the 1st day of June, 1998 amends that certain Financial Agent Agreement dated December 11, 1996, as amended March 23, 1998, by and between Phoenix Equity Planning Corporation and Phoenix Duff & Phelps Institutional Mutual Funds (the "Agreement") as hereinbelow provided.
EXHIBIT g.2 AMENDMENT TO MASTER CUSTODIAN CONTRACT 2-10-2000 AMENDMENT TO MASTER CUSTODIAN CONTRACT Amendment dated February 10, 2000, to the custody contract, dated May 1, 1997, as amended, by and between State Street Bank and Trust Company (the...Master Custodian Contract • December 16th, 2005 • Phoenix Institutional Mutual Funds
CUSTODIAN SERVICES AGREEMENTCustodian Services Agreement • April 28th, 2010 • Virtus Institutional Trust
THIS AGREEMENT is made as of November 23, 2009 by and between PFPC TRUST COMPANY, a limited purpose trust company incorporated under the laws of Delaware (“PFPC Trust”) and each of the investment companies listed on Appendix B attached hereto and made a part hereof ( each, the “Fund” and together, the “Funds”). Capitalized terms not otherwise defined shall have the meanings set forth in Appendix A.
EXHIBIT g.4Phoenix Institutional Mutual Funds • December 16th, 2005
PHOENIX EQUITY PLANNING CORPORATION Hartford, CT 06115-0480Sales Agreement • April 28th, 2008 • Phoenix Institutional Mutual Funds • Connecticut
Phoenix Equity Planning Corporation (“PEPCO”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by PEPCO, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
Exhibit 6 Distribution AgreementExhibit 6 Distribution Agreement • February 2nd, 1996 • Phoenix Duff & Phelps Institutional Mutual Funds • Massachusetts
INDEMNIFICATION AGREEMENTIndemnification Agreement • January 8th, 2016 • Virtus Retirement Trust • Delaware
This Indemnification Agreement (this “Agreement”) is made as of November 19, 2015 by and between (i) Virtus Retirement Trust (the “Trust”), acting on behalf of itself and each of its portfolio series, whether existing on the date hereof (as listed on Appendix A hereto) or subsequently established (the “Series”) and (ii) the trustee of the Trust whose name is set forth on the signature page (the “Trustee”).
FOURTH AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • April 28th, 2008 • Phoenix Institutional Mutual Funds
THIS AMENDMENT made effective as of the 31st day of January, 2008 amends that certain administration agreement, dated as of July 1, 2006, as amended November 15, 2007 and whose Schedule A was amended on June 27, 2007, September 24, 2007 and October 1, 2007, between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
Exhibit mPhoenix Institutional Mutual Funds • April 23rd, 2007
VP Distributors, Inc. Hartford, CT 06103Sales Agreement • April 28th, 2010 • Virtus Institutional Trust • Connecticut
VP Distributors, Inc. (“VPD”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by VPD, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
AMENDED AND RESTATED ADMINISTRATION AGREEMENTAdministration Agreement • April 28th, 2010 • Virtus Institutional Trust • Connecticut
This Amended and Restated Administration Agreement is made effective as of the 1st day of January, 2010, by and between the trusts listed on Schedule A (each a “Trust” and together the “Trusts”) including the funds listed under each Trust, commonly known as Virtus Mutual Funds (each, a “Fund” and together the “Funds”), and VP Distributors, Inc. (formerly Phoenix Equity Planning Corporation), a Connecticut corporation (the “Administrator”).
SUB-ADMINISTRATION AND ACCOUNTING SERVICES AGREEMENTSub-Administration and Accounting Services Agreement • April 28th, 2010 • Virtus Institutional Trust
This Sub-Administration and Accounting Services Agreement (“Agreement”) is made effective as of January 1, 2010 by and among VP DISTRIBUTORS, INC. (formerly Phoenix Equity Planning Corporation), a Connecticut corporation (“VP Distributors”); the trusts known as VIRTUS MUTUAL FUNDS, listed on Exhibit A attached hereto and made a part hereof, as it may be amended from time to time (each, a “Fund” and together, the “Funds”); and PNC GLOBAL INVESTMENT SERVICING (U.S.) INC., a Massachusetts corporation (“PNC”), and, solely with respect to the Funds referenced herein, supersedes that certain Second Amended and Restated Sub-Administration Agreement between VP Distributors and PNC dated as of November 1, 2005, as amended (the “Superseded Agreement”).
VP Distributors, Inc. Hartford, CT 06103Sales Agreement • April 28th, 2009 • Virtus Institutional Trust • Connecticut
VP Distributors, Inc. (“VPD”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by VPD, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
AMENDED AND RESTATED TRANSFER AGENCY AND SERVICE AGREEMENT between VIRTUS MUTUAL FUNDS and VP DISTRIBUTORS, INC.Transfer Agency and Service Agreement • April 28th, 2010 • Virtus Institutional Trust • Connecticut
This AGREEMENT, effective the 1st day of January, 2010, is made by and between the undersigned entities (the series of which are hereinafter each referred to as the “Fund” and collectively referred to as the “Virtus Mutual Funds”) and VP DISTRIBUTORS, INC. (hereinafter referred to as the “Transfer Agent”). This Agreement supercedes any previous Transfer Agency and Service Agreement entered into between the above-referenced parties.
EXHIBIT g.1 CUSTODIAN CONTRACT BETWEEN EACH OF THE PARTIES LISTED ON APPENDIX 1 AND STATE STREET BANK AND TRUST COMPANY CUSTODIAN CONTRACT BETWEEN EACH OF THE PARTIES LISTED ON APPENDIX 1 AND STATE STREET BANK AND TRUST COMPANYPhoenix Institutional Mutual Funds • December 16th, 2005 • London
EXHIBIT g.3Master Custodian Contract • December 16th, 2005 • Phoenix Institutional Mutual Funds
VP Distributors, Inc. Hartford, CT 06103Sales Agreement • April 28th, 2011 • Virtus Institutional Trust • Connecticut
VP Distributors, Inc. (“VPD”, “we”, “us”, or “our”) invites you to participate in the sale and distribution of shares of registered investment companies (which shall collectively be referred to hereinafter as the “Funds”) for which we are national distributor or principal underwriter, and which may be listed in Annex A hereto which such Annex may be amended by us from time to time. Upon acceptance of this agreement by VPD, you may offer and sell shares of each of the Funds (hereafter “Shares”) subject, however, to the terms and conditions hereof including our right to suspend or cease the sale of such shares. For the purposes hereof, the above referenced dealer shall be referred to as “you”.
AMENDED AND RESTATED SUB-TRANSFER AGENCY AND SERVICE AGREEMENT BY AND AMONG VIRTUS MUTUAL FUNDS, VP DISTRIBUTORS, INC. AND BOSTON FINANCIAL DATA SERVICES, INC.Sub-Transfer Agency and Service Agreement • April 28th, 2010 • Virtus Institutional Trust • Massachusetts
AGREEMENT made as of the 1ST day of January, 2010, by and among each of the investment companies known as the VIRTUS MUTUAL FUNDS (including each series thereof, a “Portfolio”, and collectively as the “Portfolios”) as listed on Schedule A (which may be amended by the parties from time to time and made subject to this Agreement in accordance with Section 16 )(the “Fund(s)”), VP DISTRIBUTORS, INC. (formerly Phoenix Equity Planning Corporation), a Connecticut corporation, having its principal office and place of business at 100 Pearl St., Hartford, Connecticut 06103 (the “Transfer Agent”), and BOSTON FINANCIAL DATA SERVICES, INC., a Massachusetts corporation having its principal office and place of business at 2000 Crown Colony Drive, North Quincy, Massachusetts 02169 (the “Sub-Transfer Agent”).
AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • April 28th, 2008 • Phoenix Institutional Mutual Funds
THIS AMENDMENT made effective as of the 27th day of June, 2007 amends that certain administration agreement, dated as of July 1, 2006 between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
FIFTH AMENDMENT TO SCHEDULE A of ADMINISTRATION AGREEMENTAdministration Agreement • April 28th, 2008 • Phoenix Institutional Mutual Funds
THIS AMENDMENT made effective as of the 10th day of March, 2008 amends that certain administration agreement, dated as of July 1, 2006, as amended November 15, 2007 and whose Schedule A was amended on June 27, 2007, September 24, 2007, October 1, 2007 and January 31, 2008, between the trusts listed on Schedule A (each, a “Trust” and together the “Trusts”) including the funds listed under each Trust (each, a “Fund” and together the “Funds”) and Phoenix Equity Planning Corporation, a Connecticut Corporation (the “Administration Agreement”) as herein below provided.
PHOENIX EQUITY PLANNING CORPORATION 100 Bright Meadow Blvd. P.O. Box 2200 Enfield, Connecticut 06083-2200 PHOENIX DUFF & PHELPS INSTITUTIONAL MUTUAL FUNDS SALES AGREEMENT To: Dealer Name ____________________________________________________ Address...Phoenix Duff & Phelps Institutional Mutual Funds • March 1st, 1996 • Connecticut
VIRTUS INSTITUTIONAL TRUST Virtus Institutional Bond Fund SUBADVISORY AGREEMENT June 2, 2011 Newfleet Asset Management, LLC 100 Pearl Street, 9th Floor Hartford, CT 06103 RE: Subadvisory Agreement Ladies and Gentlemen: Virtus Institutional Trust (the...Subadvisory Agreement • August 25th, 2011 • Virtus Institutional Trust • Delaware
FIRST AMENDMENT to RULE 17f-5 AND RULE 17f-7 UNDER THE INVESTMENT COMPANY ACT OF 1940 LETTER AGREEMENTLetter Agreement • April 28th, 2011 • Virtus Institutional Trust
THIS AMENDMENT made effective as of the 30th day of June, 2010 amends that certain Rule 17f-5 (“Rule 17f-5”) and Rule 17f-7 (“Rule 17f-7”) under the Investment Company Act of 1940 letter agreement, dated as of November 23, 2009, between the Funds listed on Exhibit A including the Portfolios listed beside each Fund and PFPC Trust Company (the “Rule 17f-5 and 17f-7 Letter Agreement”) as herein below provided.
OFPhoenix Duff & Phelps Institutional Mutual Funds • October 30th, 2000 • Delaware
