Optical Cable Corp Sample Contracts

Optical Cable Corp – SIXTH LOAN MODIFICATION AGREEMENT (May 1st, 2019)

THIS SIXTH LOAN MODIFICATION AGREEMENT (the “Sixth Modification Agreement”), is made as of the 30th day of April, 2019, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”).

Optical Cable Corp – CORPORATE PARTICIPANTS Andrew Siegel Joele Frank, Wilkinson Brimmer Katcher - Partner Neil D. Wilkin Optical Cable Corporation - Chairman, President & CEO Tracy G. Smith Optical Cable Corporation - Senior VP, CFO & Corporate Secretary PRESENTATION Operator (December 20th, 2018)

Ladies and gentlemen, thank you for standing by, and welcome to the Optical Cable Corporation fourth quarter 2018 earnings conference call.(Operator Instructions)

Optical Cable Corp – FIFTH LOAN MODIFICATION AGREEMENT (October 17th, 2018)

THIS FIFTH LOAN MODIFICATION AGREEMENT, is made as of the 15th day of October, 2018, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”).

Optical Cable Corp – Return to: Prepared by: Dennis A. Barbour, 4415 Electric Road, Roanoke, Virginia 24018 (June 11th, 2018)

This instrument should be indexed as a “subsequent instrument,” pursuant to N.C.G.S. § 161-14.1, and is intended to modify, amend and/or supplement the following previously registered instruments: Deed of Trust recorded in Deed Book 4570, page 969, as corrected and amended by Corrected Deed of Trust recorded in Deed Book 4573, page 1676; Modification of Deed of Trust, Security Agreement, and Assignment of Leases and Rents recorded in Deed Book 5419, page 1087.

Optical Cable Corp – SECOND MODIFICATION OF CREDIT LINE DEED OF TRUST (June 11th, 2018)

THIS MODIFICATION OF CREDIT LINE DEED OF TRUST (this “Modification”) dated May 2, 2018, is made and executed among OPTICAL CABLE CORPORATION, a Virginia corporation, whose address is 5290 Concourse Drive, Roanoke, Virginia 24019 ("Grantor"); W. TODD ROSS, whose business address is 36 Church Avenue SW, Roanoke, Virginia 24011, as Trustee ("Grantee," also referred to below as "Trustee"); and PINNACLE BANK, organized and existing under the laws of Tennessee (and successor in interest through name change and by merger with BANK OF NORTH CAROLINA), whose address is 36 Church Avenue SW, Roanoke, Virginia 24011 (“Beneficiary,” also referred to below as

Optical Cable Corp – Special PROJECT LOAN AGREEMENT BETWEEN PINNACLE BANK AND OPTICAL CABLE CORPORATION (April 13th, 2018)
Optical Cable Corp – FOURTH LOAN MODIFICATION AGREEMENT (April 13th, 2018)

THIS FOURTH LOAN MODIFICATION AGREEMENT, is made as of the 10th day of April, 2018, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and PINNACLE BANK, a Tennessee banking corporation, successor in interest through name change and by merger with Bank of North Carolina (the “Lender”).

Optical Cable Corp – SPECIAL PROJECT REVOLVING CREDIT NOTE (April 13th, 2018)

FOR VALUE RECEIVED, OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), hereby promises to pay to the order of PINNACLE BANK, a Tennessee banking corporation (the “Lender”), at the times and in the manner hereinafter set forth, the principal sum of SIX MILLION DOLLARS ($6,000,000.00) (the “Special Project Revolving Credit Facility”) or so much thereof as may be advanced under the Special Project Loan Agreement (as hereinafter defined) and remain unpaid, together with accrued interest, at the rate or rates hereinafter set forth, on the unpaid principal balance hereof from time to time, from the date of this Note through and including the date the entire unpaid principal balance hereof has been indefeasibly paid in full. The fact that there may be no unpaid balance outstanding at any particular time shall not affect the continuing validity of this Note.

Optical Cable Corp – FORM OF OPTICAL CABLE CORPORATION 2017 STOCK INCENTIVE PLAN FY _____ STOCK AWARD (Time Vesting) (June 13th, 2017)

OPTICAL CABLE CORPORATION and its successors and assigns (the “Company”) hereby grants to ________ (the “Participant”) effective _________ (the “Grant Date”), a Stock Award, as defined in the Plan (the “Award”), pursuant to its 2017 Stock Incentive Plan that is provided along herewith (the “Plan”), covering the above stated number of shares (the “Restricted Shares”) of common stock of the Company (“Common Stock”).

Optical Cable Corp – THIRD LOAN MODIFICATION AGREEMENT (April 28th, 2017)

THIS THIRD LOAN MODIFICATION AGREEMENT, is made as of the 27th day of April, 2017, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”).

Optical Cable Corp – SECOND LOAN MODIFICATION AGREEMENT (March 2nd, 2017)

THIS SECOND LOAN MODIFICATION AGREEMENT (this “Agreement”), is made as of the 28th day of February, 2017, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”).

Optical Cable Corp – LOAN MODIFICATION AGREEMENT (December 21st, 2016)

THIS LOAN MODIFICATION AGREEMENT, is made as of the 21st day of December, 2016, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”).

Optical Cable Corp – AT THE COMPANY: (September 14th, 2016)

ROANOKE, VA, September 13, 2016 — Optical Cable Corporation (Nasdaq GM: OCC) (“OCC®” or the “Company”) today announced financial results for its third quarter ended July 31, 2016.

Optical Cable Corp – Return to: Prepared by: Dennis A. Barbour, 4415 Electric Road, (May 3rd, 2016)

This instrument should be indexed as a “subsequent instrument,” pursuant to N.C.G.S. § 161-14.1, and is intended to modify, amend and/or supplement the following previously registered instruments: Deed of Trust recorded in Deed Book 4570, page 969, as corrected and amended by Corrected Deed of Trust recorded in Deed Book 4573, page 1676.

Optical Cable Corp – TERM LOAN A NOTE (May 3rd, 2016)

FOR VALUE RECEIVED, OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), hereby promises to pay to the order of BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”), at the times and in the manner hereinafter set forth, the principal sum of ONE MILLION, EIGHT HUNDRED SIXTEEN THOUSAND, SIX HUNDRED NINE AND 03/100 DOLLARS ($1,816,609.03), together with accrued interest, at the rate or rates hereinafter set forth, on the unpaid principal balance hereof from time to time, from the date of this Note through and including the date the entire unpaid principal balance hereof has been indefeasibly paid in full.

Optical Cable Corp – TERM LOAN B NOTE (May 3rd, 2016)

FOR VALUE RECEIVED, OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), hereby promises to pay to the order of BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”), at the times and in the manner hereinafter set forth, the principal sum of FIVE MILLION, TWO HUNDRED SEVENTY-ONE THOUSAND, FOUR HUNDRED TEN AND 83/100 DOLLARS ($5,271,410.83), together with accrued interest, at the rate or rates hereinafter set forth, on the unpaid principal balance hereof from time to time, from the date of this Note through and including the date the entire unpaid principal balance hereof has been indefeasibly paid in full.

Optical Cable Corp – SECURITY AGREEMENT (May 3rd, 2016)

THIS SECURITY AGREEMENT (this “Agreement”) dated this 26th day of April, 2016, is by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”) in favor of BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”).

Optical Cable Corp – MODIFICATION OF CREDIT LINE DEED OF TRUST (May 3rd, 2016)

THIS IS A CREDIT LINE DEED OF TRUST. The name of the Beneficiary is Bank of North Carolina and the address at which communications may be mailed or delivered to the Beneficiary is PO Box 1148, Thomasville, North Carolina, 27361-1148. The maximum aggregate amount of principal to be secured at any one time is $17,000,000.00. The name and address of the Beneficiary are changed from the information listed in the Deed of Trust.

Optical Cable Corp – CREDIT AGREEMENT BETWEEN BANK OF NORTH CAROLINA AND OPTICAL CABLE CORPORATION April 26, 2016 (May 3rd, 2016)

THIS CREDIT AGREEMENT (this “Agreement”) dated as of this April 26, 2016, is entered into by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”).

Optical Cable Corp – REVOLVING CREDIT NOTE (May 3rd, 2016)

FOR VALUE RECEIVED, OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), hereby promises to pay to the order of BANK OF NORTH CAROLINA, a North Carolina banking corporation (the “Lender”), at the times and in the manner hereinafter set forth, the principal sum of SEVEN MILLION DOLLARS ($7,000,000) (the “Revolving Credit Facility”) or so much thereof as may be advanced under the Credit Agreement (as hereinafter defined) and remain unpaid, together with accrued interest, at the rate or rates hereinafter set forth, on the unpaid principal balance hereof from time to time, from the date of this Note through and including the date the entire unpaid principal balance hereof has been indefeasibly paid in full. The fact that there may be no unpaid balance outstanding at any particular time shall not affect the continuing validity of this Note.

Optical Cable Corp – OPTICAL CABLE CORPORATION RECEIVES NOTICE OF ALLOWANCE FOR PATENT APPLICATION COVERING CATEGORY 8 CONNECTOR TECHNOLOGY OCC’s Innovative Technology a Key to Unlocking the Next Generation of High-Speed Copper Connectivity (March 16th, 2016)

ROANOKE, VA, March 14, 2016 — Optical Cable Corporation (Nasdaq GM: OCC) (“OCC®” or the “Company”) today announced that it has received a Notice of Allowance from the United States Patent and Trademark Office (“USPTO”) for a patent application covering printed circuit board and related technologies that enable the achievement of the pending Category 8 performance standard in the popular RJ-45 modular connector.

Optical Cable Corp – MODIFICATION TO COMMERCIAL NOTE AND AGREEMENT TO COMMERCIAL NOTE (January 28th, 2016)

THIS MODIFICATION TO COMMERCIAL NOTE AND AGREEMENT TO COMMERCIAL NOTE (this “Agreement”) is made as of the 25th day of January, 2016, by and among OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), and SUNTRUST BANK (the “Bank”).

Optical Cable Corp – SEVENTH LOAN MODIFICATION AGREEMENT (January 28th, 2016)

THIS SEVENTH LOAN MODIFICATION AGREEMENT, is made as of the 25th day of January, 2016, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), for itself and as successor by merger to Superior Modular Products Incorporated, formerly a Delaware corporation and BNC BANCORP (the “Bank”), successor in interest to Valley Bank.

Optical Cable Corp – Second Amended and Restated Security Agreement (Commercial) Blanket Lien; Accounts and General Intangibles Inventory, Accounts and General Intangibles Furniture, Fixtures and Equipment (January 28th, 2016)

THIS SECOND AMENDED AND RESTATED SECURITY AGREEMENT dated as of January 25, 2016 by OPTICAL CABLE CORPORATION, a Virginia corporation (the “Owner”), in favor of SunTrust Bank, its present and future affiliates and their successors and assigns (“SunTrust”) provides:

Optical Cable Corp – AT THE COMPANY: (September 15th, 2015)

ROANOKE, VA, September 11, 2015 — Optical Cable Corporation (Nasdaq GM: OCC) (“OCC®” or the “Company”) today announced financial results for its fiscal third quarter ended July 31, 2015.

Optical Cable Corp – OPTICAL CABLE CORPORATION 10b5-1 REPURCHASE AGREEMENT (July 14th, 2015)

This 10b5-1 Repurchase Agreement (this “Repurchase Agreement”) is dated as of July 14, 2015, between Optical Cable Corporation, a Virginia corporation (the “Company”), and BB&T Capital Markets, a division of BB&T Securities, LLC. (“Broker”).

Optical Cable Corp – Amended and Restated Security Agreement (Commercial) Blanket Lien; Accounts and General Intangibles Inventory, Accounts and General Intangibles Furniture, Fixtures and Equipment (May 8th, 2015)

THIS AMENDED AND RESTATED SECURITY AGREEMENT dated as of May 7, 2015 by OPTICAL CABLE CORPORATION, a Virginia corporation (the “Owner”), in favor of SunTrust Bank, its present and future affiliates and their successors and assigns (“SunTrust”) provides:

Optical Cable Corp – Commercial Note Renewal Letter (May 8th, 2015)
Optical Cable Corp – Commercial Note Renewal Letter (August 11th, 2014)
Optical Cable Corp – SECOND AMENDMENT TO OPTICAL CABLE CORPORATION EMPLOYMENT AGREEMENT (March 17th, 2014)

THIS SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is made and entered into as of the 14th day of March, 2014, by and between Optical Cable Corporation, a Virginia corporation, hereinafter called the "Corporation", and Tracy G. Smith, hereinafter called the "Executive", and provides as follows:

Optical Cable Corp – SECOND AMENDMENT TO OPTICAL CABLE CORPORATION EMPLOYMENT AGREEMENT (March 17th, 2014)

THIS SECOND AMENDMENT TO AMENDED AND RESTATED EMPLOYMENT AGREEMENT (this "Amendment") is made and entered into as of the 14th day of March, 2014, by and between Optical Cable Corporation, a Virginia corporation, hereinafter called the "Corporation", and Neil D. Wilkin, Jr., hereinafter called the "Executive", and provides as follows:

Optical Cable Corp – SIXTH LOAN MODIFICATION AGREEMENT (September 3rd, 2013)

THIS SIXTH LOAN MODIFICATION AGREEMENT, is made as of the 30th day of August, 2013, by and between OPTICAL CABLE CORPORATION, a Virginia corporation (the “Borrower”), for itself and as successor by merger to Superior Modular Products Incorporated, formerly a Delaware corporation and VALLEY BANK, a Virginia banking corporation, its affiliates and their successors and assigns (the “Bank”).

Optical Cable Corp – Agreement to Commercial Note (September 3rd, 2013)

This Agreement dated August 30, 2013 between Optical Cable Corporation (“Borrower”) and SunTrust Bank (“SunTrust”) constitutes the “Agreement” referenced under “Additional Terms and Conditions” in the Commercial Note dated August 30, 2013, in the Loan Amount equal to $9,000,000.00 (the “Commercial Note” or “Note”). The terms and conditions of this Agreement and the terms and conditions of the Note constitute the entire agreement between Borrower and SunTrust. All defined terms used herein that are not defined herein shall have the meanings ascribed to such terms in the above referenced Commercial Note.

Optical Cable Corp – Addendum A To Note LIBOR Index Rate (104) (September 3rd, 2013)
Optical Cable Corp – Optical Cable Corporation (OCC®) Annual Meeting of Shareholders Neil Wilkin, President & CEO March 26, 2013 Green Ridge Recreation Center Roanoke, Virginia OCC OPTICAL CABLE CORPORATION (March 27th, 2013)

This presentation may contain “forward looking statements” that involve risks and uncertainties. These statements reflect management’s current expectations about possible future events and performance. Actual future results may differ materially due to a number of factors, including but not limited to, those factors set forth in detail in the “forward looking information” of our most recent annual report on Form 10-K and quarterly reports on Form 10-Q and in our other SEC reports—all such factors are incorporated herein by reference. These factors may be revised or supplemented in future reports filed with the SEC.