Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 13 contracts
Samples: Underwriting Agreement (Superconductor Technologies Inc), Securities Purchase Agreement (Copytele Inc), Securities Purchase Agreement (Superconductor Technologies Inc)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 6 contracts
Samples: Securities Purchase Agreement (Top Image Systems LTD), Securities Purchase Agreement (Ambow Education Holding Ltd.), Senior Secured Term Loan Agreement (Nauticus Robotics, Inc.)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are is in material compliance with any and all applicable requirements provisions of the Xxxxxxxx-Xxxxx Act of 2002 that and the rules promulgated there under which are effective as of the date hereof, and any and all rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and it as of the Closing Date.
Appears in 5 contracts
Samples: Securities Purchase Agreement (Escalon Medical Corp), Convertible Note Purchase Agreement (Synova Healthcare Group Inc), Convertible Note Purchase Agreement (Synova Healthcare Group Inc)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 4 contracts
Samples: Underwriting Agreement (CombiMatrix Corp), Underwriting Agreement (CombiMatrix Corp), Underwriting Agreement (CombiMatrix Corp)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the its Subsidiaries are in material compliance with or, in connection with its anticipated Initial Public Offering, are in the process of complying with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Daterelated Regulations.
Appears in 3 contracts
Samples: Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp), Securities Purchase Agreement (Chromocell Therapeutics Corp)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (Kitov Pharmaceuticals Holdings Ltd.), Common Stock Purchase Agreement (Stemcells Inc)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The To the best of the Company’s knowledge, the Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the applicable Closing Date.
Appears in 2 contracts
Samples: Securities Purchase Agreement (MassRoots, Inc.), Securities Purchase Agreement (MassRoots, Inc.)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 2 contracts
Samples: Underwriting Agreement (Mandalay Digital Group, Inc.), Mandalay Digital Group, Inc.
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are is in compliance in all material compliance respects with any and all applicable requirements provisions of the Xxxxxxxx-Xxxxx Act of 2002 that which are effective as of the date hereof, and any and all rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and it as of the Closing Date.
Appears in 1 contract
Samples: Common Stock and Warrant Purchase Agreement (Arrowhead Research Corp)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries are in compliance in all material compliance respects with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission SEC thereunder that are effective as of the date hereof and as of the each Closing Date.. (u)
Appears in 1 contract
Samples: 23606907 V8 Note Purchase Agreement (SpringBig Holdings, Inc.)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Except as set forth in the SEC Documents, the Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission SEC thereunder that are effective as of the date hereof and as of the Closing Dateapplicable Closing.
Appears in 1 contract
Samples: Form of Securities Purchase Agreement (ProSomnus, Inc.)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Except as set forth in the SEC Reports, to the best of the Company’s knowledge, the Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the applicable Closing Date.
Appears in 1 contract
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Except as disclosed in the SEC Reports, the Company and the Subsidiaries are is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission SEC thereunder that are effective as of the date hereof and as of the Closing Datehereof.
Appears in 1 contract
Samples: Securities Purchase Agreement (Zoom Technologies Inc)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing DateDate except where such noncompliance would not, individually or in the aggregate, reasonably be expected to have a Material Adverse Effect.
Appears in 1 contract
Samples: Securities Purchase Agreement (RINO International CORP)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The To the best of the Company's knowledge, the Company and the Subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the applicable Closing Date.
Appears in 1 contract
Samples: Securities Purchase Agreement (Avant Diagnostics, Inc)
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries are is in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 1 contract
Xxxxxxxx-Xxxxx; Internal Accounting Controls. The Company and the Subsidiaries subsidiaries are in material compliance with any and all applicable requirements of the Xxxxxxxx-Xxxxx Act of 2002 that are effective as of the date hereof, and any and all applicable rules and regulations applicable to smaller reporting companies promulgated by the Commission thereunder that are effective as of the date hereof and as of the Closing Date.
Appears in 1 contract
