Vision Mutual Fund Gateway Sample Clauses

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts.

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $0.05 per event − Per broker ID - $5.00 per month per ID § Transaction Processing − Implementation - $5,000 per management company − Transaction – purchase, redeem, exchange, literature order - $0.50 per event − New Account Set-up – may contain multiple fund/accounts - $3.00 per event − Monthly Minimum Charge - $500.00 per month FAN MAIL – Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $6,000 per year § Per Record Charge − Rep/Branch/ID - $.018 − Dealer - $0.012 § Price Files - $0.002 or $1.75 /user/month, whichever is less CLIENT Web DATA ACCESS – USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup - $3,000 § Service - $200 /month/user § Access to the following systems included: − BDS – Statement Storage and Retrieval − ReportSource – Mainframe T/A Report Library − T/A Imaging – Thin Client AWD − FundSource – Comprehensive Fund Information CLIENT DEDICATED LINE DATA ACCESS – For USBFS clients requiring continuous on-line access to USBFS shareholder accounting systems, such as for client call center support: § $7,000 per year per workstation for TA2000 AWD access § Plus data communications setup and monthly charges based upon location and bandwidth § Plus training billed at hourly rates plus out-of-pocket expenses TRANSFER AGENT TRAINING SERVICES § On-site at USBFS - $300.00 per day § At client location - $300.00 per day plus travel and out-of-pocket expenses

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to us a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $[ ] per event · Per broker ID - $[ ] per month per ID · Transaction Processing · Implementation - $[ ] per management company · Transaction – purchase, redeem, exchange, literature order - $[ ] per event · New Account Set-up – may contain multiple fund/accounts - $[ ] per event · Monthly Minimum Charge - $[ ] per month Excessive Trader – Software application that monitors the number of trades (exchanges, redemptions) that meet fund family criteria for excessive trading and automatically prevents trades in excess of the fund family parameters. · $[ ] setup/fund group of [ ] funds, $[ ] setup/fund group of over [ ] funds · $[ ] /account/year

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. · Inquiry Only · Inquiry - $_____ per event · Per broker ID - $_____ per month per ID · Transaction Processing · Implementation - $_____ per management company · Transaction – purchase, redeem, exchange, literature order - $_____ per event · New Account Set-up – may contain multiple fund/accounts - $_____ per event · Monthly Minimum Charge - $_____ per month

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. ▪ Inquiry Only – Inquiry - $0.05 /event – Per broker ID - $5.00 /month per ID ▪ Transaction Processing – Implementation - $5,000 /management company – Transaction – purchase, redeem, exchange, literature order - $0.50 /event – New Account Setup – $3.00 /event – Monthly Minimum Charge - $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* ▪ Implementation Fees – Develop eBusiness Solutions Software - $24,000 /fund group – Code Print Software - $10,000 /fund group ▪ Load charges – $0.05 /image ▪ Archive charge (for any image stored beyond 2 years) – $0.015 /document *Normal Vision ID and activity charges also apply. USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. ▪ Setup: MFx Portal - $3,000 ▪ Service - $200 /user per month ▪ Access to the following systems included: – BDS – Statement Storage and Retrieval – ReportSource – Mainframe T/A Report Library – T/A Imaging – Thin Client AWD – FundSource – Comprehensive Fund Information – 3270 – T/A Mainframe Access ▪ Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee – $100 /file per month maintenance fee

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only − Inquiry - $0.05 /event − Per broker ID - $5.00 /month per ID § Transaction Processing − Implementation - $5,000 /management company − Transaction – purchase, redeem, exchange, literature order - $0.50 /event − New Account Setup – $3.00 /event Monthly Minimum Charge - $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees − Develop eBusiness Solutions Software - $24,000 /fund group − Code Print Software - $10,000 /fund group § Load charges − $0.05 /image § Archive charge (for any image stored beyond 2 years) − $0.015 /document *Normal Vision ID and activity charges also apply.

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to us a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. Inquiry Only • Inquiry - $.05 per event • Per broker ID - $5.00 per month per ID Transaction Processing • Implementation - $5,000 per management company • Transaction – purchase, redeem, exchange, literature order - $.50 per event • New Account Set-up – may contain multiple fund/accounts - $3.00 per event • Monthly Minimum Charge - $500.00 per month

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system

Vision Mutual Fund Gateway. Permits broker/dealers, financial planners, and RIAs to use a web-based system to perform order and account inquiry, execute trades, print applications, review prospectuses, and establish new accounts. § Inquiry Only – Inquiry - $0.05 /event – Per broker ID - $5.00 /month per ID § Transaction Processing – Implementation - $5,000 /management company – Transaction – purchase, redeem, exchange, literature order - $0.50 /event – New Account Setup – may contain multiple fund/accounts - $3.00 /event – Monthly Minimum Charge - $500 /month Provides the capability for financial intermediaries to access electronic statements via the Vision application.* § Implementation Fees – Develop eBusiness Solutions Software - $24,000 /fund group – Code Print Software - $10,000 § Load charges – $0.050 /image § Archive charge (for any image stored beyond 2 years) – $0.015 /document *Normal Vision ID and activity charges also apply. Financial planner mailbox provides transaction, account and price information to financial planners and small broker/dealers for import into a variety of financial planning software packages. § Base Fee Per Management Company – file generation and delivery - $6,000 /year § Per Record Charge – Rep/Branch/ID - $.018 – Dealer - $0.012 § Price Files - $0.002 or $1.75 /user per month, whichever is less USBFS client on-line access to fund and investor data through USBFS technology applications and data delivery and security software. § Setup: MFx Portal - $3,000 § Service - $200 /user per month § Access to the following systems included: – BDS – Statement Storage and Retrieval – ReportSource – Mainframe T/A Report Library – T/A Imaging – Thin Client AWD – FundSource – Comprehensive Fund Information – 3270 – T/A Mainframe Access § Custom Electronic File Exchange (DDS of delivery of TIP files) - $2,500 one time setup fee