Transferable securities. Units in collective investment undertakings Provision of investment advice shall only be carried out by the Company subject to a separate written Suitability Report and/or Investment Policy Statement with the Client and after assessing the Client’s personal circumstances. Unless such written Report has been entered into between the Client and the Company, the provision of news and any other information by the Company, or any third parties, to the Client does not constitute investment advice or investment research. The Suitability Report and/or Investment Policy Statement will be signed by both the Company and the Client.
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