Common use of Transfer of Securities After Registration Clause in Contracts

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 4 contracts

Samples: Securities Purchase Agreement (Prospect Venture Partners III L P), Purchase Agreement (Ovation Products Corp), Purchase Agreement (Ovation Products Corp)

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Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) Shares or its right to purchase the Securities (including any Warrant Shares) Shares that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 2 contracts

Samples: Purchase Agreement (Sunshine Bancorp, Inc.), Purchase Agreement (Nb&t Financial Group Inc)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution, other than providing changes to the number of Shares held.

Appears in 2 contracts

Samples: Warrant Agreement (Auxilium Pharmaceuticals Inc), Securities Purchase Agreement (Perseus Soros Biopharmaceutical Fund Lp)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section SECTION 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Metasolv Inc)

Transfer of Securities After Registration. The While the Registration Statement is effective and available for resale, each Purchaser agrees that it will not effect any disposition of the Securities (including any Shares or Warrant Shares) Shares or its right to purchase the Securities (including any Warrant Shares) Shares that would constitute a sale within the meaning of the Securities Act or any applicable state securities lawsAct, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, hereof in the section to be titled “Plan of Distribution,” and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the such Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Datalink Corp)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase or otherwise acquire the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or any applicable state securities lawsAct, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Exabyte Share Purchase Agreement (Exabyte Corp /De/)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares and any Ratchet Warrant Shares) or its right to purchase the Securities (including any Warrant Shares and any Ratchet Warrant Shares) that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the Registration Statement Statements referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Securities Purchase Agreement (Uranium Resources Inc /De/)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the by a Registration Statement referred to in Section 7.1 or Section 7.2 or as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Flagstar Bancorp Inc)

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Transfer of Securities After Registration. The Purchaser agrees ----------------------------------------- that it will shall not effect any disposition of the any Securities (including any Warrant Shares) or its right to purchase the any Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or any applicable state securities lawsAct, except as contemplated in the Registration Statement referred to in Section 7.1 10.1 or as otherwise permitted by law, and that it will shall promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Stock and Warrant Purchase Agreement (Fusion Medical Technologies Inc)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) or its right to purchase the Securities (including any Warrant Shares) that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the by a Registration Statement referred to in Section 7.1 or Section 7.2 as otherwise permitted by law, and that it will promptly notify the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distribution.

Appears in 1 contract

Samples: Purchase Agreement (Flagstar Bancorp Inc)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) Shares or its right to purchase the Securities (including any Warrant Shares) Shares that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section 7.1 or as otherwise permitted by law, and that it will promptly notify including, without limitation, pursuant to Rule 144 under the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distributionSecurities Act.

Appears in 1 contract

Samples: Securities Purchase Agreement (MVB Financial Corp)

Transfer of Securities After Registration. The Purchaser agrees that it will not effect any disposition of the Securities (including any Warrant Shares) Shares or its right to purchase the Securities (including any Warrant Shares) Shares that would constitute a sale within the meaning of the Securities Act or pursuant to any applicable state securities laws, except as contemplated in the Registration Statement referred to in Section 7.1 7.2 or as otherwise permitted by law, and that it will promptly notify including, without limitation, Rule 144 under the Company of any changes in the information set forth in the Registration Statement regarding the Purchaser or its plan of distributionSecurities Act.

Appears in 1 contract

Samples: Purchase Agreement (Bank of the James Financial Group Inc)

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