Common use of Transfer of Certificated Notes to Certificated Notes Clause in Contracts

Transfer of Certificated Notes to Certificated Notes. Upon receipt by the applicable Note Registrar of (A) a Holder’s Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially in the form of Exhibit B2 executed by the transferee, such Note Registrar shall cancel such Certificated Note in accordance with Section 2.9, record the transfer in the applicable Note Register in accordance with Section 2.5(a) and upon execution by the Issuer and authentication and delivery by the Trustee, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 4 contracts

Samples: Indenture (CM Finance Inc), Fourth Amended And (CM Finance Inc), Indenture (CM Finance Inc)

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Transfer of Certificated Notes to Certificated Notes. Upon receipt by the applicable Note Registrar of (A) a Holder’s 's Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially certificates in the form of Exhibit B2 executed Exhibits B-3 and B-4 attached hereto given by the transfereetransferee of such Certificated Note, such Note the Registrar shall cancel such Certificated Note in accordance with Section 2.92.10, record the transfer in the applicable Note Register in accordance with Section 2.5(a2.6(a) and upon execution by the Issuer arrange for authentication by the Trustee, and upon authentication and delivery by the Trustee, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 1 contract

Samples: Indenture (NewStar Financial, Inc.)

Transfer of Certificated Notes to Certificated Notes. Upon receipt by the applicable Note Registrar of (A) a Holder’s 's Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially in the form of Exhibit B2 (and a certificate substantially in the form of Exhibit B4, in the case of a Certificated Subordinated Note and a Certificated Accredited Investor Note in respect of the Class E Notes and the Class F Notes) executed by the transferee, such the Note Registrar shall cancel such Certificated Note in accordance with Section 2.9, record the transfer in the applicable Note Register in accordance with Section 2.5(a) and upon execution by the Issuer and authentication and delivery by the Trustee, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 1 contract

Samples: Indenture (JMP Group Inc.)

Transfer of Certificated Notes to Certificated Notes. Upon receipt by the applicable Note Registrar Registrar, pursuant to the Paying Agent Agreement, of (A) a Holder’s 's Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially in the form of Exhibit B2 Purchaser Representation Letter executed by the transferee, such the Note Registrar Registrar, pursuant to the Paying Agent Agreement, shall cancel such Certificated Note in accordance with Section 2.9Note, record the transfer in the applicable Note Register in accordance with Section 2.5(a) and upon execution by the Issuer and authentication and delivery by the TrusteeNote Registrar, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 1 contract

Samples: Assignment and Assumption Agreement (Western Alliance Bancorporation)

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Transfer of Certificated Notes to Certificated Notes. Upon Subject to the provisions of the Revolving Credit Note Agreement with respect to the Class A-R Notes, upon receipt by the applicable Note Registrar of (A) a Holder’s Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially in the form of Exhibit B2 executed by the transferee, such Note Registrar shall cancel such Certificated Note in accordance with Section 2.9, record the transfer in the applicable Note Register in accordance with Section 2.5(a) and upon execution by the Issuer and authentication and delivery by the Trustee, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 1 contract

Samples: Indenture (CM Finance Inc)

Transfer of Certificated Notes to Certificated Notes. Upon receipt by the applicable Note Registrar of (A) a Holder’s Certificated Note properly endorsed for assignment to the transferee, and (B) a certificate substantially in the form of Exhibit B2 executed by the transferee, such the Note Registrar shall cancel such Certificated Note in accordance with Section 2.9, record the transfer in the applicable Note Register in accordance with Section 2.5(a) and upon execution by the Issuer and authentication and delivery by the Trustee, deliver one or more Certificated Notes bearing the same designation as the Certificated Note endorsed for transfer, registered in the names specified in the assignment described in clause (A) above, in principal amounts designated by the transferee (the aggregate of such principal amounts being equal to the aggregate principal amount of the Certificated Note surrendered by the transferor), and in authorized denominations.

Appears in 1 contract

Samples: Indenture (CION Investment Corp)

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