Common use of Transfer Certificate Clause in Contracts

Transfer Certificate. In connection with any transfer (or exchange or conversion as provided below) of any of the Notes, the undersigned registered owner of this Note hereby certifies with respect to US$ principal amount of the above-captioned Notes presented or surrendered on the date hereof (the “Surrendered Notes”) for registration of transfer, or for exchange or conversion where the Notes or Common Stock issuable upon such exchange or conversion, as the case may be, are to be registered in a name other than that of the undersigned registered owner (each such transaction being a “transfer”), that such transfer complies with the restrictive legend set forth on the face of the Surrendered Notes for the reason checked below: A transfer of the Surrendered Notes is made to the Company or any Subsidiaries; or The transfer of the Surrendered Notes complies with Rule 144A under the U.S. Securities Act of 1933, as amended (the “Securities Act”); or The transfer of the Surrendered Note complies with Rule 501(a)(1), (2), (3) or (7) of Rule 501 under the Securities Act; or The transfer of the Surrendered Notes is pursuant to an effective registration statement under the Securities Act, or The transfer of the Surrendered Notes is pursuant to another available exemption from the registration requirement of the Securities Act, and unless the box below is checked, the undersigned confirms that, to the undersigned’s knowledge, such Notes are not being transferred to an “affiliate” of the Company as defined in Rule 144 under the Securities Act (an “Affiliate”). The transferee is an Affiliate of the Company. DATE: Signature(s) (If the registered owner is a corporation, partnership or fiduciary, the title of the Person signing on behalf of such registered owner must be stated.) Exhibit D

Appears in 7 contracts

Samples: Convertible Loan Note, Convertible Loan Note, Convertible Loan Note

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