Transactions with Related Persons. (a) Except as otherwise provided in Subsection (d) of this Section, no member engaged in a fixed price offering of securities shall sell the securities to, or place the securities with, any person or account which is a related person of the member unless such related person is itself subject to this Section or is a non-member foreign broker or dealer who has entered into the agreements required by Subsection 24(c) of this Article.
Appears in 14 contracts
Samples: Manager Agreement (Mewbourne Energy Partners 97-a Lp), Soliciting Dealer Agreement (Mewbourne Energy Partners 00-a Lp), Soliciting Dealer Agreement (Mewbourne Energy Partners 98 a Lp)
Transactions with Related Persons. (a) Except as otherwise provided in Subsection paragraph (d) of this Section, hereof no member engaged in a fixed price offering of securities shall sell the securities to, or place the securities with, any person or account which is a related person of the member unless such related person is itself subject to this Section or is a non-member foreign broker or dealer who has entered into the agreements required by Subsection 24(c) of this ArticleRule 2740(c).
Appears in 3 contracts
Samples: Soliciting Dealer Agreement (Mewbourne Energy Partners O4-a Lp), Soliciting Dealer Agreement (Mewbourne Energy Partners 07-A, L.P.), Soliciting Dealer Agreement (Mewbourne Energy Partners 03-a Lp)
Transactions with Related Persons. (a) Except as otherwise provided in Subsection paragraph (d) of this Sectionhereof, no member engaged in a fixed price offering of securities shall sell the securities to, or place the securities with, any person or account which is a related person of the member unless such related person is itself subject to this Section or is a non-member foreign broker or dealer who has entered into the agreements required by Subsection 24(c) of this ArticleRule 240(c).
Appears in 3 contracts
Samples: Dealer Manager Agreement (Mewbourne Energy Partners O4-a Lp), Dealer Manager Agreement (Mewbourne Energy Partners 07-A, L.P.), Dealer Manager Agreement (Mewbourne Energy Partners 07-A, L.P.)
Transactions with Related Persons. (a) Except as otherwise provided in Subsection paragraph (d) of this Section), hereof, no member engaged in a fixed price offering of securities shall sell the securities to, or place the securities with, any person or account which is a related person of the member unless such related person is itself subject to this Section Rule or is a non-member foreign broker or dealer who has entered into the agreements required by Subsection 24(c) of this ArticleRule 2740(c).
Appears in 1 contract
