Trading Services. The T2CB shall trade securities for Clients and for the T2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 2 contracts
Sources: Uniform Type 2 Introducer/Carrier Broker Agreement, Uniform Type 2 Introducer/Carrier Broker Agreement
Trading Services. 4.1 The T2CB shall trade securities for Clients and for the T2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract
Sources: Introducer/Carrier Broker Agreement
Trading Services. The 1The T2CB shall trade securities for Clients and for the T2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract