Trading Services. 4.1 The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.
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Sources: Introducer/Carrier Broker Agreement, Uniform Type 1 Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Trading Services. 4.1 The 1The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.
Appears in 1 contract