Trading Services. 4.1 The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.
Appears in 2 contracts
Samples: Broker Agreement, www.iiroc.ca
Trading Services. 4.1 The T1CB T2CB shall trade securities for Clients and for the T1IBT2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 2 contracts
Samples: Broker Agreement, Broker Agreement
Trading Services. 4.1 The 4.1The T1CB shall trade securities for Clients and for the T1IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.
Appears in 1 contract
Samples: accvm.ca
Trading Services. 4.1 The T1CB 4.1The T2CB shall trade securities for Clients and for the T1IBT2IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract
Samples: iiac.ca
