Trading Services. The T4CB shall trade securities for Clients and for the T4IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 2 contracts
Sources: Introducer/Carrier Broker Agreement, Introducer/Carrier Broker Agreement
Trading Services. The T4CB T3CB shall trade securities for Clients and for the T4IBT3IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract
Sources: Introducer/Carrier Broker Agreement
Trading Services. The T4CB 1The T3CB shall trade securities for Clients and for the T4IBT3IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract
Trading Services. 4.1 The T4CB T3CB shall trade securities for Clients and for the T4IBT3IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract
Sources: Introducer/Carrier Broker Agreement
Trading Services. The 1The T4CB shall trade securities for Clients and for the T4IB's principal business on the exchanges and in the over-the-counter markets as agreed to in Schedule "C" hereof in accordance with SRO Requirements and applicable law.]
Appears in 1 contract