Common use of Trade Reporting Clause in Contracts

Trade Reporting. In accordance with MiFID II, either party may be obliged to make information about certain transactions concluded outside of a trading venue (as defined by MiFID II) public. Where you are an investment firm and we transact in financial instruments outside the rules of a trading venue, the responsibility, where applicable, for reporting the Transaction shall fall on the relevant party designated under MiFID II. Unless otherwise agreed in writing, where you are an investment firm we will not report such Transactions on your behalf. Where you are not an investment firm we will report the Transaction in such financial instrument. In either case, the relevant Transaction information will be made public in accordance with MiFID II and both parties waive any duty of confidentiality attaching to the information required to be disclosed. If we are required to report the Transaction we may rely upon third parties to undertake this task. Notwithstanding the other provisions in this clause, to the extent you separately notify us (and we agree), we may provide you with an assisted trade reporting service to facilitate your trade reporting obligation. In this case, you will use an Approved Publication Arrangement ("APA") of our choice, unless you notify us otherwise of your preferred APA. In either case, you agree to provide the APA with all the relevant information for them to accept trade reporting data from us, and you agree to provide us all with all relevant information to enable us to send data to the APA. You and we agree that this service is not an inducement, is not an outsourcing arrangement, and that you will remain responsible for reporting the transaction at all times, under Applicable Regulations.

Trade Reporting. In accordance with MiFID IIXxXXX XX, either party may be obliged to make information about certain transactions concluded outside of a trading venue (as defined by MiFID IIXxXXX XX) public. Where you are an investment firm and we transact in financial instruments outside the rules of a trading venue, the responsibility, where applicable, for reporting the Transaction shall fall on the relevant party designated under MiFID II. Unless otherwise agreed in writing, where you are an investment firm we will not report such Transactions on your behalf. Where you are not an investment firm we will report the Transaction in such financial instrument. In either case, the relevant Transaction information will be made public in accordance with MiFID II XxXXX XX and both parties waive any duty of confidentiality attaching to the information required to be disclosed. If we are required to report the Transaction we may rely upon third parties to undertake this task. Notwithstanding the other provisions in this clause, to the extent you separately notify us (and we agree), we may provide you with an assisted trade reporting service to facilitate your trade reporting obligation. In this case, you will use an Approved Publication Arrangement ("APA") of our choice, unless you notify us otherwise of your preferred APA. In either case, you agree to provide the APA with all the relevant information for them to accept trade reporting data from us, and you agree to provide us all with all relevant information to enable us to send data to the APA. You and we agree that this service is not an inducement, is not an outsourcing arrangement, and that you will remain responsible for reporting the transaction at all times, under Applicable Regulations.

Trade Reporting. In accordance with MiFID IIXxXXX XX, either party may be obliged to make information about certain transactions concluded outside of a trading venue (as defined by MiFID IIXxXXX XX) public. Where you are an investment firm and we transact in financial instruments outside the rules of a trading venue, the responsibility, where applicable, for reporting the Transaction shall fall on the relevant party designated under MiFID II. Unless otherwise agreed in writing, where you are an investment firm we will not report such Transactions on your behalf. Where you are not an investment firm we will report the Transaction in such financial instrument. In either case, the relevant Transaction information will be made public in accordance with MiFID II XxXXX XX and both parties waive any duty of confidentiality attaching to the information required to be disclosed. If we are required to report the Transaction we may rely upon third parties to undertake this taskthistask. Notwithstanding the other provisions in this clause, to the extent you separately notify us (and we agree), we may provide you with an assisted trade reporting service to facilitate your trade reporting obligation. In this case, you will use an Approved Publication Arrangement ("APA") of our choice, unless you notify us otherwise of your preferred APA. In either case, you agree to provide the APA with all the relevant information for them to accept trade reporting data from us, and you agree to provide us all with all relevant information to enable us to send data to the APA. You and we agree that this service is not an inducement, is not an outsourcing arrangement, and that you will remain responsible for reporting the transaction at all times, under Applicable Regulations.