Common use of to complete Clause in Contracts

to complete. If your organisation is not a FI, please confirm your organisation’s status below: Active NFFE Passive NFFE Direct Reporting NFFE If you are a direct reporting NFFE, please provide your GIIN or the GIIN of your sponsoring entity and the name of the sponsoring entity: Please tick this box to confirm that the sponsoring entity has agreed with the entity identified above (That is not a non-participating FFI) to act as the sponsoring entity for this entity: For Passive NFFEs, please complete the table below in respect of Controlling Persons. Controlling Persons re defined as natural persons who exercise control over the entity or the shareholders of the entity based on local Anti- Money Laundering (AML) requirements. In the case of case of a trust, this means:  The settlor,  The trustees,  The protector (if any),  The beneficiaries or class of beneficiaries, and  Any other natural person exercising ultimate effective control over the trust. In the case of a legal arrangement other than a trust, it means persons in equivalent or similar positions. Controlling Persons (please continue on a separate sheet if necessary, signing, dating and attaching the sheet to this form): if the Controlling Person(s) are US Citizens then they should additionally complete a W9 form. NAME ADDRESS TAX RESIDENCE(S) (List all) TIN(S) Provide all PLACE (City/Town & Country) And DATE OF BIRTH (dd/mm/yyyy)

to complete. If your organisation is not a FI, please confirm your organisation’s status below: Active NFFE Passive NFFE Direct Reporting NFFE If you are a direct reporting NFFE, please provide your GIIN or the GIIN of your sponsoring entity and the name of the sponsoring entity: Please tick this box to confirm that the sponsoring entity has agreed with the entity identified above (That is not a non-participating FFI) to act as the sponsoring entity for this entity: For Passive NFFEs, please complete the table below in respect of Controlling Persons. Controlling Persons re defined as natural persons who exercise control over the entity or the shareholders of the entity based on local Anti- Money Laundering (AML) requirements. In the case of case of a trust, this means:  • The settlor,  • The trustees,  • The protector (if any),  • The beneficiaries or class of beneficiaries, and  • Any other natural person exercising ultimate effective control over the trust. In the case of a legal arrangement other than a trust, it means persons in equivalent or similar positions. Controlling Persons (please continue on a separate sheet if necessary, signing, dating and attaching the sheet to this form): if the Controlling Person(s) are US Citizens then they should additionally complete a W9 form. NAME ADDRESS TAX RESIDENCE(S) (List all) TIN(S) Provide all PLACE (City/Town & Country) And DATE OF BIRTH (dd/mm/yyyy)